Latest Institutional Sells of Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This list provides information on the latest institutional transactions involving Ares Dynamic Credit Allocation Fund, Inc. (ARDC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-75Closed |
$1.17K - $1.25K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-176Closed |
$2.66K - $2.86K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-72Closed |
$1.09K - $1.17K
|
0
$0
|
|
| Q1 2021 | |||||||
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-5.35KClosed |
$76.5K - $81.3K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-260Closed |
$3.72K - $3.95K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-135Closed |
$1.93K - $2.05K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-59Closed |
$844 - $897
|
0
$0
|
|
| Q4 2020 | |||||||
|
Jan 21, 2021
Q4 2020
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-38.7KClosed |
$480K - $556K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-33KClosed |
$409K - $474K
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-700Closed |
$8.69K - $10.1K
|
0
$0
|
|
|
Jan 12, 2021
Q4 2020
|
Central Bank & Trust CO
|
SELL
|
- |
-700Closed |
$8.69K - $10.1K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-10.3KClosed |
$124K - $133K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Jul 16, 2020
Q2 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-13.6KClosed |
$133K - $170K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-10KClosed |
$98.5K - $125K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-304Closed |
$2.99K - $3.8K
|
0
$0
|
|
|
Jul 28, 2020
Q2 2020
|
Hc Financial Advisors Inc
|
SELL
|
- |
-100Closed |
$983 - $1.25K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.28KClosed |
$11.1K - $20.4K
|
0
$0
|
|
|
Apr 15, 2020
Q1 2020
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-415- 63.17% |
$3.59K - $6.59K
|
242
$3.64K
|
|
|
May 14, 2020
Q1 2020
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-266Closed |
$2.3K - $4.22K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-109KClosed |
$1.58M - $1.68M
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Kovack Advisors, Inc.
|
SELL
|
- |
-17KClosed |
$246K - $261K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-13.4KClosed |
$193K - $205K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-1.21KClosed |
$17.6K - $18.6K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-17.8KClosed |
$264K - $275K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-2.11KClosed |
$31.3K - $32.6K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 09, 2019
Q2 2019
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-208KClosed |
$3.11M - $3.18M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Rmb Capital Management, LLC
|
SELL
|
- |
-180KClosed |
$2.68M - $2.74M
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-13.8KClosed |
$206K - $211K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-2.5KClosed |
$37.4K - $38.2K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Apr 09, 2019
Q1 2019
|
Joel Isaacson & Co., LLC
|
SELL
|
- |
-31.9KClosed |
$443K - $480K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-5.55KClosed |
$77.2K - $83.6K
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Whittier Trust CO
|
SELL
|
- |
-150Closed |
$2.09K - $2.26K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-98.2KClosed |
$1.28M - $1.54M
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-14.5KClosed |
$190K - $228K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-1.79KClosed |
$23.5K - $28.2K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Us Bancorp \De\
|
SELL
|
- |
-625Closed |
$8.18K - $9.82K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-233KClosed |
$3.62M - $3.76M
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-21.1KClosed |
$328K - $340K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Alleghany Corp
|
SELL
|
- |
-10.1KClosed |
$157K - $163K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.2KClosed |
$18.6K - $19.3K
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-1KClosed |
$15.5K - $16.1K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-314Closed |
$4.88K - $5.06K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-142Closed |
$2.21K - $2.29K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-28.6KClosed |
$460K - $476K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 11, 2018
Q1 2018
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-63.3KClosed |
$1.01M - $1.05M
|
0
$0
|
|
|
Apr 30, 2018
Q1 2018
|
Park Avenue Securities LLC
|
SELL
|
- |
-11.7KClosed |
$187K - $195K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-447Closed |
$7.12K - $7.42K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-68.2KClosed |
$1.09M - $1.13M
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-312Closed |
$4.98K - $5.16K
|
0
$0
|
|