Latest Institutional Sells of Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This list provides information on the latest institutional transactions involving Ares Dynamic Credit Allocation Fund, Inc. (ARDC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-138K- 66.2% |
$2.02M - $2.13M
|
70.4K
$1.06M
|
|
|
Nov 14, 2024
Q3 2024
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-133K- 22.4% |
$1.95M - $2.05M
|
461K
$6.93M
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-97.6K- 32.43% |
$1.43M - $1.51M
|
203K
$3.06M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-43.8K- 76.11% |
$644K - $676K
|
13.8K
$207K
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-18.4K- 31.4% |
$271K - $284K
|
40.3K
$606K
|
|
|
Oct 16, 2024
Q3 2024
|
Secure Asset Management, LLC
|
SELL
|
- |
-17.7K- 12.1% |
$259K - $272K
|
128K
$1.93M
|
|
|
Oct 22, 2024
Q3 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-9.05K- 3.59% |
$133K - $140K
|
243K
$3.65M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-7.82K- 3.7% |
$115K - $121K
|
203K
$3.06M
|
|
|
Oct 17, 2024
Q3 2024
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-4.24K- 1.76% |
$62.3K - $65.4K
|
237K
$3.57M
|
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.46K- 1.91% |
$21.4K - $22.5K
|
74.7K
$1.12M
|
|
|
Nov 12, 2024
Q3 2024
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-1.36K- 1.51% |
$20K - $21K
|
89K
$1.34M
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-800- 3.33% |
$11.8K - $12.3K
|
23.2K
$350K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-510- 0.81% |
$7.49K - $7.86K
|
62.3K
$937K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-261- 1.31% |
$3.83K - $4.02K
|
19.7K
$296K
|
|
| Q2 2024 | |||||||
|
Aug 07, 2024
Q2 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-21.2K- 24.98% |
$293K - $316K
|
63.8K
$960K
|
|
|
Nov 14, 2024
Q2 2024
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-20K- 66.67% |
$276K - $298K
|
10K
$151K
|
|
|
Aug 13, 2024
Q2 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
- |
-8.34K- 45.48% |
$115K - $124K
|
10K
$151K
|
|
|
Aug 14, 2024
Q2 2024
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-4.58K- 17.02% |
$63.1K - $68.1K
|
22.3K
$336K
|
|
|
Aug 14, 2024
Q2 2024
|
Westchester Capital Management, LLC
Valhalla, NY |
SELL
|
- |
-3.61K- 11.17% |
$49.8K - $53.8K
|
28.7K
$432K
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-276K- 57.45% |
$3.7M - $3.95M
|
204K
$3.08M
|
|
|
May 09, 2024
Q1 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-5.2K- 28.55% |
$69.7K - $74.3K
|
13K
$196K
|
|
| Q4 2023 | |||||||
|
Jan 25, 2024
Q4 2023
|
E&G Advisors, LP
|
SELL
|
- |
-3.5K- 17.29% |
$41.6K - $48.5K
|
16.7K
$252K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-76- 39.58% |
$903 - $1.05K
|
116
$1.75K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-68.5K- 68.82% |
$829K - $885K
|
31K
$467K
|
|
|
Nov 14, 2023
Q3 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-25.7K- 7.55% |
$311K - $332K
|
315K
$4.74M
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-36.4K- 36.14% |
$423K - $449K
|
64.3K
$968K
|
|
|
May 14, 2024
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-31.6K- 68.25% |
$367K - $390K
|
14.7K
$221K
|
|
| Q1 2023 | |||||||
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
SELL
|
- |
-19K- 31.67% |
$217K - $245K
|
41.1K
$618K
|
|
| Q4 2022 | |||||||
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-61- 8.6% |
$687 - $751
|
648
$9.75K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-17.9K- 36.91% |
$209K - $241K
|
30.6K
$461K
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-15.7K- 56.39% |
$183K - $211K
|
12.1K
$183K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-309- 3.84% |
$3.6K - $4.16K
|
7.73K
$116K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-291- 19.53% |
$3.39K - $3.91K
|
1.2K
$18K
|
|
| Q2 2022 | |||||||
|
Aug 08, 2022
Q2 2022
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-20.9K- 66.15% |
$248K - $309K
|
10.7K
$161K
|
|
|
Aug 15, 2022
Q2 2022
|
Magnolia Capital Advisors LLC
Jackson, MS |
SELL
|
- |
-19.8KClosed |
$235K - $293K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-17.4KClosed |
$207K - $258K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 13, 2022
Q1 2022
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-10.3KClosed |
$140K - $169K
|
0
$0
|
|
|
Apr 20, 2022
Q1 2022
|
Gemmer Asset Management LLC
|
SELL
|
- |
-500Closed |
$6.81K - $8.19K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Centerpoint Advisors, LLC
|
SELL
|
- |
-264Closed |
$3.59K - $4.32K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 04, 2022
Q4 2021
|
Mackay Shields LLC
|
SELL
|
- |
-27KClosed |
$412K - $446K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Foresight Wealth Management, LLC
|
SELL
|
- |
-25.1KClosed |
$382K - $414K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-10.7KClosed |
$163K - $177K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Advanced Research Investment Solutions, LLC
|
SELL
|
- |
-4KClosed |
$61K - $66.1K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.7KClosed |
$56.4K - $61.1K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.1KClosed |
$32K - $34.7K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.74KClosed |
$26.6K - $28.8K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-357Closed |
$5.44K - $5.9K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-200Closed |
$3.05K - $3.3K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 04, 2021
Q3 2021
|
Brighton Jones LLC
|
SELL
|
- |
-769- 5.09% |
$12K - $12.8K
|
14.3K
$216K
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
SELL
|
- |
-615Closed |
$9.63K - $10.2K
|
0
$0
|
|