Purchases and Sales Made in Q2 2023 in Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This table provides information about the institutional ownership of Ares Dynamic Credit Allocation Fund, Inc. (ARDC) during Q2 2023. The information is specifically focused on institutions that hold shares of Ares Dynamic Credit Allocation Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 19, 2023
Q2 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
207KNew |
$2.4M - $2.55M
|
207K
$3.11M
|
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
70.8KNew |
$822K - $873K
|
70.8K
$1.07M
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
54.5K+ 121.02% |
$633K - $672K
|
99.5K
$1.5M
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
32.5K+ 94.66% |
$377K - $400K
|
66.7K
$1M
|
|
|
Aug 14, 2023
Q2 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
30K+ 217.53% |
$348K - $370K
|
43.8K
$659K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
20.8K+ 2.17% |
$242K - $257K
|
981K
$14.8M
|
|
|
Jul 11, 2023
Q2 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
19.7K+ 8.61% |
$229K - $243K
|
249K
$3.75M
|
|
|
Jul 27, 2023
Q2 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
11.6KNew |
$135K - $143K
|
11.6K
$175K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
10.8K+ 9.12% |
$125K - $133K
|
129K
$1.95M
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
7.76K+ 7.43% |
$90K - $95.6K
|
112K
$1.69M
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.23K+ 14.1% |
$49.1K - $52.2K
|
34.2K
$515K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.35K+ 1.1% |
$38.9K - $41.3K
|
307K
$4.62M
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.86K+ 17.71% |
$33.2K - $35.3K
|
19K
$286K
|
|
|
Jul 10, 2023
Q2 2023
|
Curated Wealth Partners LLC
|
BUY
|
- |
2.53K+ 2.95% |
$29.3K - $31.1K
|
88.2K
$1.33M
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.71K+ 5.79% |
$19.9K - $21.1K
|
31.3K
$471K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
86New |
$998 - $1.06K
|
86
$1.29K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-223- 1.66% |
$2.59K - $2.75K
|
13.2K
$198K
|
|
|
Aug 14, 2023
Q2 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-485- 0.63% |
$5.63K - $5.98K
|
76.9K
$1.16M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-582- 2.85% |
$6.76K - $7.18K
|
19.8K
$298K
|
|
|
Aug 15, 2023
Q2 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-765- 2.33% |
$8.88K - $9.43K
|
32.1K
$483K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-994- 4.55% |
$11.5K - $12.3K
|
20.9K
$314K
|
|
|
Aug 10, 2023
Q2 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-1.11K- 5.01% |
$12.9K - $13.7K
|
21.1K
$317K
|
|
|
Aug 08, 2023
Q2 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.11K- 7.88% |
$12.9K - $13.7K
|
13K
$196K
|
|
|
Aug 14, 2023
Q2 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-2.33K- 0.68% |
$27.1K - $28.7K
|
340K
$5.12M
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.1K- 2.95% |
$36K - $38.3K
|
102K
$1.54M
|
|
|
Aug 14, 2023
Q2 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-10K- 4.44% |
$116K - $124K
|
216K
$3.25M
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-12.8K- 76.64% |
$149K - $158K
|
3.91K
$58.8K
|
|
|
Aug 14, 2023
Q2 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-25.6K- 3.8% |
$297K - $315K
|
648K
$9.75M
|
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-28.6K- 9.42% |
$332K - $352K
|
275K
$4.14M
|
|
|
Aug 14, 2023
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-31.6K- 68.25% |
$367K - $390K
|
14.7K
$221K
|
|
|
May 14, 2024
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-31.6K- 68.25% |
$367K - $390K
|
14.7K
$221K
|
|
|
Aug 09, 2023
Q2 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-31.7K- 8.23% |
$368K - $391K
|
354K
$5.32M
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-35.6K- 24.69% |
$414K - $439K
|
109K
$1.64M
|
|
|
Aug 14, 2023
Q2 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-36.4K- 36.14% |
$423K - $449K
|
64.3K
$968K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-57.9K- 14.07% |
$673K - $715K
|
354K
$5.33M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-60.7K- 23.23% |
$705K - $749K
|
201K
$3.02M
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-80.9K- 12.49% |
$939K - $998K
|
567K
$8.53M
|
|
|
Aug 10, 2023
Q2 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-98.2K- 16.76% |
$1.14M - $1.21M
|
488K
$7.34M
|
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-215K- 50.61% |
$2.49M - $2.65M
|
210K
$3.16M
|