Purchases and Sales Made in Q3 2022 in Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This table provides information about the institutional ownership of Ares Dynamic Credit Allocation Fund, Inc. (ARDC) during Q3 2022. The information is specifically focused on institutions that hold shares of Ares Dynamic Credit Allocation Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
60.1KNew |
$700K - $808K
|
60.1K
$905K
|
|
|
Nov 14, 2022
Q3 2022
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
53.3K+ 21.59% |
$620K - $716K
|
300K
$4.51M
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
39.8K+ 14.39% |
$464K - $535K
|
316K
$4.76M
|
|
|
Nov 10, 2022
Q3 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
37.7K+ 5.42% |
$439K - $506K
|
732K
$11M
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
23.8K+ 10.88% |
$278K - $321K
|
243K
$3.66M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
23K+ 215.62% |
$267K - $309K
|
33.6K
$506K
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
21KNew |
$245K - $283K
|
21K
$316K
|
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
19.5K+ 10.26% |
$227K - $263K
|
210K
$3.16M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
16.4K+ 61.61% |
$191K - $221K
|
43K
$647K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
11.7K+ 41.69% |
$136K - $157K
|
39.7K
$598K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.7KNew |
$125K - $144K
|
10.7K
$161K
|
|
|
Oct 31, 2022
Q3 2022
|
Camelot Portfolios, LLC
|
BUY
|
- |
10.4KNew |
$121K - $140K
|
10.4K
$157K
|
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
8.93K+ 1.34% |
$104K - $120K
|
673K
$10.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
6.53K+ 24.6% |
$76.1K - $87.8K
|
33.1K
$498K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6.01K+ 7.06% |
$70K - $80.8K
|
91.1K
$1.37M
|
|
|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
4.76K+ 3.7% |
$55.4K - $64K
|
133K
$2.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.23K+ 3.14% |
$37.7K - $43.5K
|
106K
$1.6M
|
|
|
Oct 19, 2022
Q3 2022
|
Roosevelt Investment Group LLC
|
BUY
|
- |
2.15K+ 7.2% |
$25.1K - $29K
|
32.1K
$483K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.9K+ 7.26% |
$22.1K - $25.6K
|
28.1K
$422K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
883+ 0.71% |
$10.3K - $11.9K
|
126K
$1.89M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
673+ 5.68% |
$7.84K - $9.05K
|
12.5K
$189K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
287+ 541.51% |
$3.34K - $3.86K
|
340
$5.12K
|
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
200+ 61.16% |
$2.33K - $2.69K
|
527
$7.93K
|
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
91New |
$1.06K - $1.22K
|
91
$1.37K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-90- 11.26% |
$1.05K - $1.21K
|
709
$10.7K
|
|
|
Oct 11, 2022
Q3 2022
|
E&G Advisors, LP
|
SELL
|
- |
-200- 0.96% |
$2.33K - $2.69K
|
20.5K
$309K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-291- 19.53% |
$3.39K - $3.91K
|
1.2K
$18K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-309- 3.84% |
$3.6K - $4.16K
|
7.73K
$116K
|
|
|
Nov 08, 2022
Q3 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.31K- 5.84% |
$15.3K - $17.7K
|
21.2K
$319K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.74K- 8.39% |
$20.3K - $23.4K
|
19K
$286K
|
|
|
Oct 14, 2022
Q3 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-2.17K- 1.18% |
$25.3K - $29.2K
|
182K
$2.74M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.06K- 1.68% |
$59K - $68.1K
|
296K
$4.45M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-7.13K- 1.73% |
$83K - $95.8K
|
405K
$6.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-7.36K- 1.28% |
$85.8K - $99K
|
569K
$8.56M
|
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-10.8K- 26.33% |
$125K - $145K
|
30.1K
$453K
|
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-14.7K- 51.79% |
$171K - $198K
|
13.7K
$206K
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-15.7K- 56.39% |
$183K - $211K
|
12.1K
$183K
|
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-17.1K- 5.9% |
$200K - $231K
|
273K
$4.11M
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-17.9K- 36.91% |
$209K - $241K
|
30.6K
$461K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-20.2K- 6.16% |
$235K - $272K
|
307K
$4.63M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-48.9K- 3.85% |
$570K - $658K
|
1.22M
$18.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-60.7K- 5.05% |
$707K - $816K
|
1.14M
$17.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-66.7K- 10.36% |
$777K - $897K
|
577K
$8.68M
|