Purchases and Sales Made in Q3 2023 in Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This table provides information about the institutional ownership of Ares Dynamic Credit Allocation Fund, Inc. (ARDC) during Q3 2023. The information is specifically focused on institutions that hold shares of Ares Dynamic Credit Allocation Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
167K+ 29.44% |
$2.02M - $2.16M
|
734K
$11M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
63K+ 301.8% |
$762K - $814K
|
83.8K
$1.26M
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
50.8KNew |
$615K - $657K
|
50.8K
$765K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
48.2K+ 47.2% |
$584K - $624K
|
150K
$2.26M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
35.4K+ 10.0% |
$428K - $458K
|
389K
$5.86M
|
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
29.7K+ 14.37% |
$359K - $384K
|
236K
$3.56M
|
|
|
Nov 14, 2023
Q3 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
18.3KNew |
$222K - $237K
|
18.3K
$276K
|
|
|
Nov 14, 2023
Q3 2023
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
15.4KNew |
$187K - $200K
|
15.4K
$232K
|
|
|
Nov 08, 2023
Q3 2023
|
Westchester Capital Management, LLC
Valhalla, NY |
BUY
|
- |
14.7K+ 83.39% |
$178K - $190K
|
32.3K
$486K
|
|
|
Nov 14, 2023
Q3 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
9.66K+ 22.05% |
$117K - $125K
|
53.4K
$804K
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
8.24K+ 3.31% |
$99.7K - $107K
|
257K
$3.87M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.33K+ 10.05% |
$16K - $17.1K
|
14.5K
$218K
|
|
|
Oct 23, 2023
Q3 2023
|
Curated Wealth Partners LLC
|
BUY
|
- |
1.19K+ 1.34% |
$14.3K - $15.3K
|
89.3K
$1.34M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
916+ 0.46% |
$11.1K - $11.8K
|
202K
$3.03M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
192New |
$2.32K - $2.48K
|
192
$2.89K
|
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
BUY
|
- |
103+ 0.79% |
$1.25K - $1.33K
|
13.1K
$197K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-159- 0.75% |
$1.92K - $2.06K
|
20.9K
$315K
|
|
|
Oct 25, 2023
Q3 2023
|
E&G Advisors, LP
|
SELL
|
- |
-300- 1.46% |
$3.63K - $3.88K
|
20.2K
$305K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-440- 2.22% |
$5.32K - $5.69K
|
19.4K
$292K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.48K- 1.93% |
$17.9K - $19.2K
|
75.4K
$1.13M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.89K- 5.9% |
$22.9K - $24.5K
|
30.2K
$454K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-2.06K- 0.98% |
$24.9K - $26.6K
|
208K
$3.12M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.45K- 12.86% |
$29.6K - $31.6K
|
16.6K
$249K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.6K- 0.85% |
$31.5K - $33.6K
|
305K
$4.58M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-5.2K- 4.78% |
$62.9K - $67.2K
|
103K
$1.56M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.46K- 14.27% |
$78.2K - $83.5K
|
38.8K
$584K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-6.62K- 5.9% |
$80.1K - $85.5K
|
106K
$1.59M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-7.14K- 3.31% |
$86.4K - $92.4K
|
209K
$3.14M
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-15.2K- 4.29% |
$184K - $196K
|
339K
$5.1M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-15.4K- 49.19% |
$186K - $199K
|
15.9K
$239K
|
|
|
Nov 14, 2023
Q3 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-25.7K- 7.55% |
$311K - $332K
|
315K
$4.74M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-68.5K- 68.82% |
$829K - $885K
|
31K
$467K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-302K- 30.82% |
$3.66M - $3.91M
|
679K
$10.2M
|