Purchases and Sales Made in Q4 2022 in Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This table provides information about the institutional ownership of Ares Dynamic Credit Allocation Fund, Inc. (ARDC) during Q4 2022. The information is specifically focused on institutions that hold shares of Ares Dynamic Credit Allocation Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
139K+ 462.15% |
$1.57M - $1.71M
|
169K
$2.55M
|
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
72.4KNew |
$816K - $891K
|
72.4K
$1.09M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
51.3K+ 119.12% |
$578K - $631K
|
94.3K
$1.42M
|
|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
41.6K+ 31.19% |
$469K - $512K
|
175K
$2.63M
|
|
|
Feb 14, 2023
Q4 2022
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
32.4K+ 10.8% |
$365K - $399K
|
332K
$5M
|
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
31.5KNew |
$355K - $388K
|
31.5K
$474K
|
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
29.7K+ 9.39% |
$335K - $366K
|
346K
$5.21M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
26.9K+ 89.63% |
$303K - $331K
|
56.9K
$856K
|
|
|
Feb 15, 2023
Q4 2022
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
22.2KNew |
$250K - $273K
|
22.2K
$334K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
21.7KNew |
$245K - $267K
|
21.7K
$327K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
16.3KNew |
$184K - $201K
|
16.3K
$246K
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
15.5KNew |
$175K - $191K
|
15.5K
$234K
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
15.2KNew |
$171K - $187K
|
15.2K
$228K
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
11KNew |
$124K - $135K
|
11K
$165K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
10.9KNew |
$123K - $134K
|
10.9K
$164K
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
BUY
|
- |
9.41K+ 5.17% |
$106K - $116K
|
192K
$2.88M
|
|
|
Feb 14, 2023
Q4 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
8.5K+ 61.63% |
$95.8K - $105K
|
22.3K
$335K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
8.29K+ 9.1% |
$93.4K - $102K
|
99.4K
$1.5M
|
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
6.73K+ 3.21% |
$75.8K - $82.8K
|
216K
$3.26M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.2K+ 2.09% |
$69.8K - $76.3K
|
302K
$4.55M
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
3.77K+ 27.53% |
$42.5K - $46.4K
|
17.5K
$263K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.46K+ 13.88% |
$27.7K - $30.2K
|
20.1K
$303K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.08K+ 19.42% |
$23.5K - $25.6K
|
12.8K
$193K
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.33K+ 6.31% |
$14.9K - $16.3K
|
22.3K
$336K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.1KNew |
$12.4K - $13.5K
|
1.1K
$16.6K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
1.05KNew |
$11.8K - $12.9K
|
1.05K
$15.8K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
642+ 3.38% |
$7.24K - $7.9K
|
19.7K
$296K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
617+ 2.2% |
$6.95K - $7.6K
|
28.7K
$432K
|
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
541New |
$6.1K - $6.66K
|
541
$8.14K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-61- 8.6% |
$687 - $751
|
648
$9.75K
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-211- 0.64% |
$2.38K - $2.6K
|
32.9K
$495K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.23K- 0.97% |
$13.8K - $15.1K
|
125K
$1.87M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.21K- 2.08% |
$24.9K - $27.2K
|
104K
$1.56M
|
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.26K- 1.19% |
$36.7K - $40.1K
|
270K
$4.06M
|
|
|
Feb 03, 2023
Q4 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-4.92K- 23.25% |
$55.5K - $60.6K
|
16.2K
$245K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-20.7K- 61.57% |
$233K - $255K
|
12.9K
$194K
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-25K- 10.29% |
$282K - $308K
|
218K
$3.28M
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-29.5K- 5.19% |
$333K - $364K
|
540K
$8.12M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-32.8K- 10.67% |
$370K - $404K
|
275K
$4.13M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-36.3K- 91.41% |
$409K - $447K
|
3.41K
$51.3K
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-48.7K- 6.66% |
$549K - $600K
|
684K
$10.3M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-83K- 20.49% |
$936K - $1.02M
|
322K
$4.85M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-161K- 27.91% |
$1.81M - $1.98M
|
416K
$6.26M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-199K- 16.33% |
$2.25M - $2.46M
|
1.02M
$15.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-289K- 25.29% |
$3.25M - $3.55M
|
852K
$12.8M
|