Purchases and Sales Made in Q3 2023 in Liberty All Star Growth Fund Inc. (ASG)
This table provides information about the institutional ownership of Liberty All Star Growth Fund Inc. (ASG) during Q3 2023. The information is specifically focused on institutions that hold shares of LIBERTY ALL STAR GROWTH FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
271K+ 73.25% |
$1.32M - $1.53M
|
641K
$3.75M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
239K+ 42.41% |
$1.17M - $1.35M
|
801K
$4.69M
|
|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
228K+ 62.59% |
$1.12M - $1.29M
|
593K
$3.47M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
127KNew |
$621K - $718K
|
127K
$742K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
106K+ 23.28% |
$516K - $597K
|
559K
$3.27M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
85.7KNew |
$419K - $485K
|
85.7K
$501K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
40.3KNew |
$197K - $228K
|
40.3K
$235K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
40K+ 97.62% |
$196K - $227K
|
81K
$474K
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
16.3KNew |
$79.7K - $92.3K
|
16.3K
$95.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
15.5KNew |
$75.6K - $87.5K
|
15.5K
$90.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
13.7KNew |
$66.8K - $77.3K
|
13.7K
$79.9K
|
|
|
Oct 16, 2023
Q3 2023
|
Community Trust & Investment CO
|
BUY
|
- |
13.5KNew |
$65.9K - $76.3K
|
13.5K
$78.8K
|
|
|
Oct 23, 2023
Q3 2023
|
Dakota Wealth Management
|
BUY
|
- |
12.7KNew |
$62K - $71.7K
|
12.7K
$74.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
11.8KNew |
$57.8K - $66.9K
|
11.8K
$69.2K
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
7.64KNew |
$37.3K - $43.2K
|
7.64K
$44.7K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
6.22K+ 8.17% |
$30.4K - $35.2K
|
82.4K
$482K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
4.99KNew |
$24.4K - $28.2K
|
4.99K
$29.2K
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
4.13K+ 8.54% |
$20.2K - $23.4K
|
52.5K
$307K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.9K+ 7.82% |
$14.2K - $16.4K
|
40K
$234K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.59K+ 5.81% |
$7.76K - $8.98K
|
28.9K
$169K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.28K+ 2.15% |
$6.25K - $7.24K
|
60.8K
$355K
|
|
|
Oct 13, 2023
Q3 2023
|
David J Yvars Group
|
BUY
|
- |
812+ 2.15% |
$3.97K - $4.6K
|
38.6K
$226K
|
|
|
Oct 16, 2023
Q3 2023
|
Edmonds Duncan Registered Investment Advisors, LLC
|
BUY
|
- |
650+ 2.15% |
$3.18K - $3.68K
|
30.9K
$181K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
439+ 11.79% |
$2.15K - $2.48K
|
4.16K
$24.4K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
263+ 2.14% |
$1.29K - $1.49K
|
12.5K
$73.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
255+ 2.07% |
$1.25K - $1.44K
|
12.5K
$73.4K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
255+ 2.07% |
$1.25K - $1.44K
|
12.5K
$73.4K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
218+ 2.14% |
$1.07K - $1.23K
|
10.4K
$60.8K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
149+ 2.13% |
$729 - $843
|
7.13K
$41.7K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
8+ 0.08% |
$39.1 - $45.3
|
10K
$58.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-55- 9.82% |
$269 - $311
|
505
$2.95K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-64- 0.17% |
$313 - $362
|
37.7K
$221K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-773- 5.5% |
$3.78K - $4.38K
|
13.3K
$77.6K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.14K- 20.79% |
$5.56K - $6.44K
|
4.33K
$25.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.3K- 0.24% |
$6.37K - $7.37K
|
548K
$3.21M
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-1.35K- 3.96% |
$6.59K - $7.62K
|
32.7K
$191K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.96K- 2.84% |
$9.59K - $11.1K
|
67K
$392K
|
|
|
Oct 17, 2023
Q3 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
SELL
|
- |
-1.96K- 90.05% |
$9.6K - $11.1K
|
217
$1.27K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.31K- 3.23% |
$16.2K - $18.7K
|
98.9K
$579K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3.8K- 9.63% |
$18.6K - $21.5K
|
35.7K
$209K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-4K- 4.28% |
$19.6K - $22.6K
|
89.3K
$522K
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-4.45K- 22.0% |
$21.8K - $25.2K
|
15.8K
$92.3K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-7.04K- 16.88% |
$34.4K - $39.9K
|
34.7K
$203K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.51K- 20.7% |
$36.7K - $42.5K
|
28.7K
$168K
|
|
|
Nov 02, 2023
Q3 2023
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-10K- 10.1% |
$48.9K - $56.6K
|
89K
$521K
|
|
|
Oct 17, 2023
Q3 2023
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-11.8K- 46.85% |
$57.5K - $66.5K
|
13.3K
$78K
|
|
|
Nov 15, 2023
Q3 2023
|
Owen La Rue, LLC
Elizabethtown, KY |
SELL
|
- |
-12.9K- 30.38% |
$62.9K - $72.9K
|
29.5K
$173K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-26.7K- 8.1% |
$131K - $151K
|
303K
$1.77M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-82.3K- 81.12% |
$403K - $466K
|
19.2K
$112K
|