Purchases and Sales Made in Q3 2023 in Advent Convertible & Income Fund (AVK)
This table provides information about the institutional ownership of Advent Convertible & Income Fund (AVK) during Q3 2023. The information is specifically focused on institutions that hold shares of ADVENT CONVERTIBLE & INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-780- 2.99% |
$8.1K - $9.33K
|
25.3K
$286K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-824- 22.88% |
$8.56K - $9.86K
|
2.78K
$31.4K
|
|
|
Oct 10, 2023
Q3 2023
|
Stolper CO
|
SELL
|
- |
-844- 1.53% |
$8.77K - $10.1K
|
54.4K
$614K
|
|
|
Nov 07, 2023
Q3 2023
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-874- 4.13% |
$9.08K - $10.5K
|
20.3K
$229K
|
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.01K- 1.59% |
$10.4K - $12K
|
62.3K
$704K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-1.03K- 41.04% |
$10.7K - $12.3K
|
1.47K
$16.6K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.17K- 1.74% |
$12.1K - $13.9K
|
65.8K
$743K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.21K- 12.84% |
$23K - $26.4K
|
15K
$169K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.28K- 14.2% |
$23.6K - $27.2K
|
13.8K
$155K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-2.31K- 9.24% |
$24K - $27.6K
|
22.7K
$256K
|
|
|
Nov 03, 2023
Q3 2023
|
Ieq Capital, LLC
|
SELL
|
- |
-3.25K- 23.52% |
$33.8K - $38.9K
|
10.6K
$119K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.81K- 13.72% |
$39.6K - $45.5K
|
23.9K
$270K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-4.02K- 45.62% |
$41.7K - $48K
|
4.79K
$54K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.3K- 8.27% |
$55.1K - $63.4K
|
58.8K
$664K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-6.26K- 3.76% |
$65K - $74.8K
|
160K
$1.81M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-6.75K- 94.41% |
$70.1K - $80.7K
|
400
$4.52K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-8.42K- 23.77% |
$87.5K - $101K
|
27K
$305K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-14.2K- 72.73% |
$148K - $170K
|
5.34K
$60.3K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-14.9K- 3.97% |
$155K - $179K
|
361K
$4.08M
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-31.3K- 58.03% |
$326K - $375K
|
22.7K
$256K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-34K- 73.27% |
$353K - $407K
|
12.4K
$140K
|
|
|
Nov 14, 2023
Q3 2023
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-36.2K- 63.01% |
$377K - $433K
|
21.3K
$240K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-358K- 13.63% |
$3.72M - $4.28M
|
2.27M
$25.6M
|