Purchases and Sales Made in Q3 2021 in Axos Financial, Inc. (AX)
This table provides information about the institutional ownership of Axos Financial, Inc. (AX) during Q3 2021. The information is specifically focused on institutions that hold shares of Axos Financial, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-36- 0.1% |
$1.61K - $1.86K
|
37.8K
$3.33M
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-67- 5.29% |
$2.99K - $3.45K
|
1.2K
$106K
|
|
Nov 12, 2021
Q3 2021
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-88- 0.6% |
$3.93K - $4.54K
|
14.6K
$1.29M
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-92- 0.2% |
$4.11K - $4.74K
|
46.2K
$4.07M
|
|
Oct 19, 2021
Q3 2021
|
Oregon Public Employees Retirement Fund
|
SELL
|
- |
-100- 0.48% |
$4.47K - $5.15K
|
20.8K
$1.83M
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-169- 1.18% |
$7.55K - $8.71K
|
14.1K
$1.24M
|
|
Nov 10, 2021
Q3 2021
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-208- 2.84% |
$9.3K - $10.7K
|
7.12K
$627K
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-223- 1.26% |
$9.97K - $11.5K
|
17.4K
$1.53M
|
|
Nov 08, 2021
Q3 2021
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-233- 23.8% |
$10.4K - $12K
|
746
$65.7K
|
|
Nov 04, 2021
Q3 2021
|
Barnett & Company, Inc.
|
SELL
|
- |
-300- 4.65% |
$13.4K - $15.5K
|
6.15K
$542K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-300Closed |
$13.4K - $15.5K
|
0
$0
|
|
Oct 26, 2021
Q3 2021
|
Tcw Group Inc
|
SELL
|
- |
-300- 0.33% |
$13.4K - $15.5K
|
91.8K
$8.08M
|
|
Nov 15, 2021
Q3 2021
|
Stieven Capital Advisors, L.P.
St. Louis, MO |
SELL
|
- |
-300- 0.15% |
$13.4K - $15.5K
|
205K
$18.1M
|
|
Oct 25, 2021
Q3 2021
|
New York State Teachers Retirement System
|
SELL
|
- |
-359- 1.41% |
$16K - $18.5K
|
25.1K
$2.21M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-398- 1.18% |
$17.8K - $20.5K
|
33.2K
$2.92M
|
|
Nov 15, 2021
Q3 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-423Closed |
$18.9K - $21.8K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-500- 9.42% |
$22.3K - $25.8K
|
4.81K
$424K
|
|
Nov 12, 2021
Q3 2021
|
Profund Advisors LLC
|
SELL
|
- |
-504- 8.72% |
$22.5K - $26K
|
5.27K
$464K
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-510- 2.72% |
$22.8K - $26.3K
|
18.2K
$1.61M
|
|
Nov 12, 2021
Q3 2021
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-614- 8.39% |
$27.4K - $31.6K
|
6.71K
$591K
|
|
Nov 12, 2021
Q3 2021
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-854- 2.0% |
$38.2K - $44K
|
41.9K
$3.69M
|
|
Oct 28, 2021
Q3 2021
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-1K- 9.98% |
$44.7K - $51.5K
|
9.02K
$794K
|
|
Nov 12, 2021
Q3 2021
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-1.05K- 2.86% |
$46.7K - $53.9K
|
35.5K
$3.13M
|
|
Nov 12, 2021
Q3 2021
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-1.25K- 4.04% |
$56K - $64.6K
|
29.8K
$2.62M
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-1.33K- 10.11% |
$59.6K - $68.8K
|
11.9K
$1.04M
|
|
Nov 16, 2021
Q3 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-1.6K- 21.62% |
$71.5K - $82.5K
|
5.8K
$511K
|
|
Mar 30, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-1.67K- 9.9% |
$74.6K - $86K
|
15.2K
$1.34M
|
|
Nov 15, 2021
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-1.67K- 9.9% |
$74.6K - $86K
|
15.2K
$1.34M
|
|
Nov 12, 2021
Q3 2021
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-1.76K- 6.87% |
$78.8K - $90.9K
|
23.9K
$2.1M
|
|
Nov 05, 2021
Q3 2021
|
Gratus Capital LLC
|
SELL
|
- |
-1.83K- 3.45% |
$81.6K - $94.1K
|
51K
$4.49M
|
|
Oct 13, 2021
Q3 2021
|
Scout Investments, Inc.
|
SELL
|
- |
-2.01K- 1.1% |
$89.8K - $104K
|
181K
$15.9M
|
|
Nov 10, 2021
Q3 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-2.13K- 2.25% |
$95.2K - $110K
|
92.5K
$8.14M
|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-2.69K- 8.59% |
$120K - $138K
|
28.6K
$2.52M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-2.69K- 13.82% |
$120K - $138K
|
16.8K
$1.48M
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-3.41K- 36.41% |
$153K - $176K
|
5.96K
$525K
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-4K- 8.13% |
$179K - $206K
|
45.2K
$3.98M
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-4.02K- 3.02% |
$179K - $207K
|
129K
$11.4M
|
|
Nov 15, 2021
Q3 2021
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-4.14K- 5.27% |
$185K - $213K
|
74.5K
$6.56M
|
|
Nov 15, 2021
Q3 2021
|
Jacobs Levy Equity Management, Inc
Florham Park, NJ |
SELL
|
- |
-4.35K- 3.93% |
$194K - $224K
|
106K
$9.36M
|
|
Nov 12, 2021
Q3 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-4.41KClosed |
$197K - $227K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-4.87K- 2.2% |
$217K - $251K
|
216K
$19M
|
|
Nov 15, 2021
Q3 2021
|
Advantage Alpha Capital Partners LP
San Francisco, CA |
SELL
|
- |
-5.25K- 20.36% |
$234K - $270K
|
20.5K
$1.81M
|
|
Nov 12, 2021
Q3 2021
|
S&T Bank
Indiana, PA |
SELL
|
- |
-5.29K- 2.66% |
$236K - $272K
|
193K
$17M
|
|
Nov 10, 2021
Q3 2021
|
Kbc Group Nv
|
SELL
|
- |
-5.3KClosed |
$237K - $273K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-5.71K- 41.86% |
$255K - $294K
|
7.93K
$699K
|
|
Nov 08, 2021
Q3 2021
|
Geneva Capital Management LLC
|
SELL
|
- |
-5.8K- 0.6% |
$259K - $299K
|
961K
$84.6M
|
|
Nov 09, 2021
Q3 2021
|
Jennison Associates LLC
|
SELL
|
- |
-6.36K- 12.87% |
$284K - $328K
|
43.1K
$3.79M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.42K- 44.52% |
$287K - $331K
|
8K
$705K
|
|
Nov 15, 2021
Q3 2021
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-6.53KClosed |
$292K - $337K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-7.33K- 71.1% |
$328K - $378K
|
2.98K
$262K
|