Latest Institutional Transactions on Brookfield Asset Management Inc. (BAM)
This table provides information on the latest institutional transactions involving Brookfield Asset Management Inc. (BAM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-748Closed |
$28.6K - $34.2K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
SELL
|
- |
-31Closed |
$1.18K - $1.42K
|
0
$0
|
|
|
Apr 19, 2021
Q1 2021
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-63.7KClosed |
$2.43M - $2.91M
|
0
$0
|
|
|
Apr 16, 2021
Q1 2021
|
Fort Pitt Capital Group, LLC
|
SELL
|
- |
-75Closed |
$2.86K - $3.43K
|
0
$0
|
|
|
Apr 15, 2021
Q1 2021
|
Burt Wealth Advisors
|
SELL
|
- |
-2.97KClosed |
$114K - $136K
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Cardinal Capital Management, Inc.
|
SELL
|
- |
-87Closed |
$3.32K - $3.97K
|
0
$0
|
|
|
Apr 13, 2021
Q1 2021
|
Norman Fields, Gottscho Capital Management, LLC
|
SELL
|
- |
-6.08KClosed |
$232K - $277K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Bnc Wealth Management, LLC
|
SELL
|
- |
-1KClosed |
$29.8K - $43K
|
0
$0
|
|
|
Feb 25, 2021
Q4 2020
|
Hsbc Holdings PLC
London, X0 |
BUY
|
PUT |
12.5K+ 556.03% |
$374K - $540K
|
14.8K
$827K
|
|
|
Feb 19, 2021
Q4 2020
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-10- 0.28% |
$298 - $430
|
3.55K
$198K
|
|
|
Feb 16, 2021
Q4 2020
|
Woodson Capital Management, LP
Greenwich, CT |
SELL
|
PUT |
-1MClosed |
$29.8M - $43M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-10KClosed |
$298K - $430K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-109KClosed |
$3.25M - $4.7M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Atlas Capital Advisors LLC
San Francisco, CA |
BUY
|
- |
186New |
$5.54K - $8.01K
|
186
$10.4K
|
|
|
Feb 12, 2021
Q4 2020
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-13.8KClosed |
$410K - $593K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Teacher Retirement System Of Texas
Austin, TX |
SELL
|
- |
-13.5KClosed |
$401K - $579K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
SELL
|
- |
-7.65KClosed |
$228K - $329K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-7.58KClosed |
$226K - $326K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Sea Bridge Investment Advisors LLC
|
SELL
|
- |
-2.93KClosed |
$87.1K - $126K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
William Blair Investment Management, LLC
Chicago, IL |
SELL
|
- |
-3.37MClosed |
$100M - $145M
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Thornburg Investment Management Inc
|
SELL
|
- |
-541KClosed |
$16.1M - $23.3M
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Mawer Investment Management Ltd.
Calgary, A0 |
SELL
|
- |
-619KClosed |
$18.4M - $26.6M
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Fortis Capital Management LLC
|
SELL
|
- |
-56KClosed |
$1.67M - $2.41M
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-26.5KClosed |
$788K - $1.14M
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Fosun International LTD
|
SELL
|
- |
-14KClosed |
$417K - $603K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Gw&K Investment Management, LLC
Boston, MA |
SELL
|
- |
-70Closed |
$2.08K - $3.01K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-231Closed |
$6.88K - $9.94K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-600Closed |
$17.9K - $25.8K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Addison Advisors LLC
|
BUY
|
- |
4.21KNew |
$125K - $181K
|
4.21K
$235K
|
|
|
Feb 01, 2021
Q4 2020
|
Crawford Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-2.53K- 16.48% |
$75.3K - $109K
|
12.8K
$717K
|
|
|
Jan 27, 2021
Q4 2020
|
Exane Derivatives
|
SELL
|
- |
-12.8K- 99.99% |
$380K - $549K
|
1
$55.9
|
|
|
Jan 25, 2021
Q4 2020
|
Locust Wood Capital Advisers, LLC
|
SELL
|
- |
-27.1KClosed |
$808K - $1.17M
|
0
$0
|
|
|
Jan 20, 2021
Q4 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-3K- 29.66% |
$89.3K - $129K
|
7.11K
$397K
|
|
|
Jan 19, 2021
Q4 2020
|
First Command Bank
|
BUY
|
- |
1.19KNew |
$35.3K - $51K
|
1.19K
$66.2K
|
|
|
Jan 19, 2021
Q4 2020
|
First Command Financial Services, Inc.
|
BUY
|
- |
1.19KNew |
$35.3K - $51K
|
1.19K
$66.2K
|
|
|
Jan 14, 2021
Q4 2020
|
Ardevora Asset Management LLP
|
SELL
|
- |
-1.43MClosed |
$42.5M - $61.5M
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 30, 2020
Q3 2020
|
Platform Technology Partners
|
SELL
|
- |
-9.09KClosed |
$289K - $317K
|
0
$0
|
|
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-22Closed |
$699 - $767
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
PUT |
-47.3KClosed |
$1.5M - $1.65M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
- |
-50KClosed |
$1.59M - $1.74M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Lee Ainslie
Maverick Capital LTD | Dallas, Tx
|
SELL
|
- |
-21.5KClosed |
$683K - $750K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Needham Investment Management LLC
New York, NY |
SELL
|
- |
-9.26K- 16.67% |
$294K - $323K
|
46.3K
$2.59M
|
|
|
Nov 16, 2020
Q3 2020
|
Bienville Capital Management, LLC
New York, NY |
SELL
|
- |
-13.5KClosed |
$429K - $471K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-300Closed |
$9.53K - $10.5K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-1.05MClosed |
$33.4M - $36.6M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Alyeska Investment Group, L.P.
Chicago, IL |
BUY
|
- |
139K+ 442.57% |
$4.41M - $4.84M
|
170K
$9.5M
|
|
|
Nov 16, 2020
Q3 2020
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-562Closed |
$17.8K - $19.6K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Philadelphia Financial Management Of San Francisco, LLC
San Francisco, CA |
SELL
|
- |
-13KClosed |
$414K - $454K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-208Closed |
$6.61K - $7.25K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Hoyle Cohen, LLC
|
SELL
|
- |
-17.8KClosed |
$567K - $622K
|
0
$0
|
|