Latest Institutional Transactions on Brookfield Asset Management Inc. (BAM)
This table provides information on the latest institutional transactions involving Brookfield Asset Management Inc. (BAM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2020
Q1 2020
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-18.3KClosed |
$404K - $835K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Soros Capital Management LLC
New York, NY |
SELL
|
- |
-100KClosed |
$2.21M - $4.55M
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Mufg Securities Emea PLC
London, X0 |
SELL
|
- |
-882KClosed |
$19.4M - $40.2M
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Parsec Financial Management, Inc.
|
SELL
|
- |
-11.8KClosed |
$260K - $538K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Cadinha & CO LLC
|
SELL
|
- |
-56.5KClosed |
$1.25M - $2.57M
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Mad River Investors
|
SELL
|
- |
-48.6KClosed |
$1.07M - $2.21M
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-400Closed |
$8.82K - $18.2K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-4.12KClosed |
$90.8K - $188K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-97Closed |
$2.14K - $4.42K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Asio Capital, LLC
|
SELL
|
- |
-100- 28.57% |
$2.21K - $4.55K
|
250
$14K
|
|
|
Apr 23, 2020
Q1 2020
|
Occidental Asset Management, LLC
|
SELL
|
- |
-3.62KClosed |
$79.7K - $165K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-4.76KClosed |
$105K - $217K
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Brown University
|
SELL
|
- |
-247KClosed |
$5.44M - $11.2M
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Firestone Capital Management
|
SELL
|
- |
-30Closed |
$662 - $1.37K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Virginia National Bank
|
SELL
|
- |
-4.98KClosed |
$110K - $227K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Ballast Advisors LLC
|
BUY
|
- |
450New |
$9.92K - $20.5K
|
450
$25.1K
|
|
|
Apr 13, 2020
Q1 2020
|
Manning & Napier Group, LLC
|
SELL
|
- |
-7KClosed |
$154K - $319K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 18, 2020
Q4 2019
|
Bridges Investment Management Inc
|
SELL
|
- |
-26.3KClosed |
$893K - $1.03M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-29.4KClosed |
$997K - $1.15M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
SELL
|
- |
-320Closed |
$10.8K - $12.5K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Longfellow Investment Management CO LLC
Boston, MA |
SELL
|
- |
-314Closed |
$10.6K - $12.2K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Css LLC
Chicago, IL |
SELL
|
- |
-44.6KClosed |
$1.51M - $1.73M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Gabelli & CO Investment Advisers, Inc.
Rye, NY |
SELL
|
- |
-15.5KClosed |
$524K - $602K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Telemetry Investments, L.L.C.
New York, NY |
SELL
|
- |
-4.17KClosed |
$141K - $162K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-1.57KClosed |
$53K - $60.9K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Beryl Capital Management LLC
Redondo Beach, CA |
SELL
|
- |
-29.3KClosed |
$992K - $1.14M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-26.3KClosed |
$892K - $1.03M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ramius Advisors LLC
New York, NY |
SELL
|
- |
-63.5KClosed |
$2.15M - $2.47M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-4.24KClosed |
$144K - $165K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Weil Company, Inc.
|
SELL
|
- |
-450Closed |
$15.3K - $17.5K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-502KClosed |
$17M - $19.6M
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-1.03KClosed |
$34.8K - $40K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Artisan Partners Limited Partnership
Milwaukee, WI |
SELL
|
- |
-547KClosed |
$18.5M - $21.3M
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
South Dakota Investment Council
Sioux Falls, SD |
SELL
|
- |
-24KClosed |
$815K - $936K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
First Trust Capital Management L.P.
Chicago, IL |
SELL
|
- |
-718KClosed |
$24.3M - $28M
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Ing Groep Nv
|
SELL
|
- |
-1.8MClosed |
$61.1M - $70.2M
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Syntal Capital Partners, LLC
Midland, TX |
SELL
|
- |
-18KClosed |
$610K - $700K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-350Closed |
$11.9K - $13.6K
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-300Closed |
$10.2K - $11.7K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Ursa Fund Management, LLC
|
SELL
|
- |
-21.9KClosed |
$744K - $854K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Dupont Capital Management Corp
|
SELL
|
- |
-94.3KClosed |
$3.2M - $3.67M
|
0
$0
|
|
|
Jan 16, 2020
Q4 2019
|
Violich Capital Management, Inc.
|
SELL
|
- |
-5.74KClosed |
$194K - $223K
|
0
$0
|
|
|
Jan 16, 2020
Q4 2019
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-22.3KClosed |
$756K - $868K
|
0
$0
|
|
|
Jan 16, 2020
Q4 2019
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-216KClosed |
$7.31M - $8.4M
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Kcs Wealth Advisory
|
SELL
|
- |
-749Closed |
$25.4K - $29.2K
|
0
$0
|
|
|
Jan 13, 2020
Q4 2019
|
Central Bank & Trust CO
|
SELL
|
- |
-105Closed |
$3.56K - $4.09K
|
0
$0
|
|
|
Jan 13, 2020
Q4 2019
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-14.2KClosed |
$480K - $551K
|
0
$0
|
|
|
Jan 10, 2020
Q4 2019
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-7.5KClosed |
$254K - $292K
|
0
$0
|
|
|
Jan 08, 2020
Q4 2019
|
Syquant Capital Sas
|
SELL
|
- |
-1.1MClosed |
$37.1M - $42.7M
|
0
$0
|
|