Latest Institutional Transactions on Brookfield Asset Management Inc. (BAM)
This table provides information on the latest institutional transactions involving Brookfield Asset Management Inc. (BAM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-116Closed |
$3.69K - $4.19K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
9.72KNew |
$309K - $351K
|
9.72K
$529K
|
|
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-11Closed |
$350 - $397
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-4.78KClosed |
$152K - $172K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Mn Services Vermogensbeheer B.V.
|
SELL
|
- |
-145KClosed |
$4.62M - $5.24M
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Investment House LLC
Las Vegas, NV |
SELL
|
- |
-8.64KClosed |
$275K - $312K
|
0
$0
|
|
|
Nov 04, 2019
Q3 2019
|
Cnb Bank
Clearfield, PA |
SELL
|
- |
-160Closed |
$5.09K - $5.78K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Aull & Monroe Investment Management Corp
Mobile, AL |
SELL
|
- |
-6.83KClosed |
$217K - $247K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 15, 2019
Q2 2019
|
Andra Ap Fonden
Goteborg, V7 |
SELL
|
- |
-9.9KClosed |
$303K - $319K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Element Capital Management LLC
New York, NY |
SELL
|
- |
-15.8KClosed |
$482K - $508K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Castle Hook Partners LP
New York, NY |
SELL
|
- |
-133KClosed |
$4.07M - $4.29M
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-58.9KClosed |
$1.8M - $1.9M
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-10.8KClosed |
$331K - $349K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Zurich Insurance Group LTD
Zurich, V8 |
SELL
|
- |
-63.7KClosed |
$1.95M - $2.05M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Simmons Bank
|
SELL
|
- |
-5.63KClosed |
$172K - $181K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-247Closed |
$7.55K - $7.97K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-9.28KClosed |
$284K - $299K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-20Closed |
$611 - $645
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-274Closed |
$8.38K - $8.84K
|
0
$0
|
|
|
Aug 01, 2019
Q2 2019
|
Fin Trust Capital Advisors, LLC
|
SELL
|
- |
-70Closed |
$2.14K - $2.26K
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Buffington Mohr Mc Neal
|
SELL
|
- |
-275Closed |
$8.41K - $8.87K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Oct 11, 2019
Q1 2019
|
Stonehage Fleming Financial Services Holdings LTD
|
SELL
|
- |
-7.5KClosed |
$189K - $233K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
PUT |
-9.5KClosed |
$240K - $295K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-279Closed |
$7.05K - $8.68K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Ubs Group Ag
|
BUY
|
PUT |
637K+ 96.38% |
$16.1M - $19.8M
|
1.3M
$70.6M
|
|
|
May 13, 2019
Q1 2019
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-11.5KClosed |
$291K - $358K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Knowledge Leaders Capital, LLC
|
SELL
|
- |
-19.6KClosed |
$495K - $610K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Letko, Brosseau & Associates Inc
Montreal, A8 |
SELL
|
- |
-5.41KClosed |
$137K - $168K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Alpha Crest Capital Management LLC
New York, NY |
SELL
|
- |
-8.74KClosed |
$221K - $272K
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
Vision Capital Corp
Toronto, A6 |
SELL
|
- |
-240KClosed |
$6.05M - $7.45M
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-5.3KClosed |
$134K - $165K
|
0
$0
|
|
|
Apr 26, 2019
Q1 2019
|
Cooper/Haims Advisors, LLC
|
BUY
|
- |
13.5KNew |
$341K - $420K
|
13.5K
$735K
|
|
|
Apr 22, 2019
Q1 2019
|
Conning Inc.
|
SELL
|
- |
-14.7KClosed |
$373K - $459K
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Ledyard National Bank
|
SELL
|
- |
-375Closed |
$9.47K - $11.7K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Oct 03, 2024
Q4 2018
|
Commerzbank Aktiengesellschaft
|
BUY
|
- |
23.6KNew |
$576K - $705K
|
23.6K
$1.28M
|
|
|
Feb 15, 2019
Q4 2018
|
Worth Venture Partners, LLC
Fort Lee, NJ |
SELL
|
- |
-1.22KClosed |
$29.8K - $36.5K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-399Closed |
$9.75K - $11.9K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Natixis Investment Managers International
Paris, I0 |
SELL
|
- |
-6.7KClosed |
$164K - $200K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Teza Capital Management LLC
Chicago, IL |
SELL
|
- |
-13KClosed |
$317K - $388K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
1+ 0.23% |
$24.4 - $29.9
|
443
$24.1K
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-12.3KClosed |
$300K - $368K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-409KClosed |
$10M - $12.3M
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-139Closed |
$3.4K - $4.16K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Forsta Ap Fonden
Stockholm, V7 |
SELL
|
- |
-144KClosed |
$3.51M - $4.29M
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-648Closed |
$15.8K - $19.4K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Csenge Advisory Group
|
SELL
|
- |
-1.43KClosed |
$34.8K - $42.7K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Barings LLC
|
SELL
|
- |
-11.3KClosed |
$275K - $337K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-4.54KClosed |
$111K - $136K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-149Closed |
$3.64K - $4.46K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-1.52KClosed |
$37.1K - $45.4K
|
0
$0
|
|