Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2024
Q3 2024
|
Kpp Advisory Services LLC
Louisville, KY |
BUY
|
- |
590New |
$187K - $231K
|
590
$235K
|
|
|
Nov 06, 2024
Q3 2024
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-47.8K- 17.16% |
$15.1M - $18.7M
|
231K
$91.6M
|
|
|
Nov 06, 2024
Q3 2024
|
Turtle Creek Wealth Advisors, LLC
Dallas, TX |
BUY
|
- |
291+ 1.47% |
$92.2K - $114K
|
20.1K
$8M
|
|
|
Nov 06, 2024
Q3 2024
|
Obsidian Personal Planning Solutions LLC
|
SELL
|
- |
-172- 10.0% |
$54.5K - $67.3K
|
1.55K
$615K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-25.4K- 4.64% |
$8.04M - $9.93M
|
522K
$207M
|
|
|
Nov 06, 2024
Q3 2024
|
Klcm Advisors, Inc.
|
BUY
|
- |
200+ 6.79% |
$63.4K - $78.2K
|
3.14K
$1.25M
|
|
|
Nov 06, 2024
Q3 2024
|
Concord Asset Management, Llc/Va
Abingdon, VA |
BUY
|
- |
795+ 14.29% |
$252K - $311K
|
6.36K
$2.53M
|
|
|
Nov 05, 2024
Q3 2024
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-7K- 0.49% |
$2.22M - $2.74M
|
1.42M
$566M
|
|
|
Nov 05, 2024
Q3 2024
|
Rakuten Securities, Inc.
Tokyo, M0 |
SELL
|
- |
-14- 8.38% |
$4.44K - $5.48K
|
153
$60.8K
|
|
|
Nov 05, 2024
Q3 2024
|
First National Trust CO
|
BUY
|
- |
142+ 0.29% |
$45K - $55.5K
|
49K
$19.5M
|
|
|
Nov 05, 2024
Q3 2024
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
5.25K+ 590.0% |
$1.66M - $2.05M
|
6.14K
$2.44M
|
|
|
Nov 05, 2024
Q3 2024
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-5.24K- 81.9% |
$1.66M - $2.05M
|
1.16K
$461K
|
|
|
Nov 05, 2024
Q3 2024
|
Phoenix Holdings Ltd.
Givatayim, L3 |
BUY
|
- |
1K+ 91.19% |
$318K - $393K
|
2.11K
$837K
|
|
|
Nov 05, 2024
Q3 2024
|
Sanchez Wealth Management Group
|
BUY
|
- |
7+ 0.45% |
$2.22K - $2.74K
|
1.56K
$620K
|
|
|
Nov 05, 2024
Q3 2024
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-489K- 43.85% |
$155M - $191M
|
626K
$249M
|
|
|
Nov 05, 2024
Q3 2024
|
Swisher Financial Concepts, Inc.
Westerville, OH |
SELL
|
- |
-50- 7.22% |
$15.8K - $19.6K
|
643
$256K
|
|
|
Nov 05, 2024
Q3 2024
|
Altfest L J & CO Inc
|
BUY
|
- |
3+ 0.46% |
$950 - $1.17K
|
657
$261K
|
|
|
Nov 05, 2024
Q3 2024
|
Alberta Investment Management Corp
Edmonton, A0 |
BUY
|
- |
5.5K+ 56.7% |
$1.74M - $2.15M
|
15.2K
$6.04M
|
|
|
Nov 05, 2024
Q3 2024
|
Y.D. More Investments LTD
Ramat Gan, L3 |
SELL
|
- |
-2.02K- 27.07% |
$638K - $788K
|
5.43K
$2.16M
|
|
|
Nov 05, 2024
Q3 2024
|
Spirepoint Private Client, LLC
Vero Beach, FL |
BUY
|
- |
4+ 0.25% |
$1.27K - $1.56K
|
1.59K
$632K
|
|
|
Nov 05, 2024
Q3 2024
|
Motco
|
BUY
|
- |
25+ 6.54% |
$7.92K - $9.78K
|
407
$162K
|
|
|
Nov 05, 2024
Q3 2024
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
1.13K+ 14.57% |
$356K - $440K
|
8.85K
$3.52M
|
|
|
Nov 05, 2024
Q3 2024
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
4+ 0.19% |
$1.27K - $1.56K
|
2.06K
$820K
|
|
|
Nov 05, 2024
Q3 2024
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
2.13K+ 7.9% |
$674K - $832K
|
29.1K
$11.6M
|
|
|
Nov 05, 2024
Q3 2024
|
Savvy Advisors, Inc.
New York, NY |
BUY
|
- |
2.1K+ 104.89% |
$666K - $822K
|
4.1K
$1.63M
|
|
|
Nov 05, 2024
Q3 2024
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-73- 0.96% |
$23.1K - $28.6K
|
7.54K
$3M
|
|
|
Nov 05, 2024
Q3 2024
|
Security Financial Services, Inc.
|
BUY
|
- |
23+ 0.69% |
$7.29K - $9K
|
3.33K
$1.33M
|
|
|
Nov 05, 2024
Q3 2024
|
Bison Wealth, LLC
|
SELL
|
- |
-486- 15.96% |
$154K - $190K
|
2.56K
$1.02M
|
|
|
Nov 05, 2024
Q3 2024
|
Manchester Capital Management LLC
Manchester, VT |
BUY
|
- |
113+ 3.54% |
$35.8K - $44.2K
|
3.31K
$1.31M
|
|
|
Nov 05, 2024
Q3 2024
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
181+ 17.22% |
$57.3K - $70.8K
|
1.23K
$490K
|
|
|
Nov 05, 2024
Q3 2024
|
Wakefield Asset Management Lllp
Englewood, CO |
SELL
|
- |
-28- 0.25% |
$8.87K - $11K
|
11.2K
$4.45M
|
|
|
Nov 05, 2024
Q3 2024
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-466- 2.76% |
$148K - $182K
|
16.4K
$6.52M
|
|
|
Nov 05, 2024
Q3 2024
|
Vision Capital Management, Inc.
Portland, OR |
BUY
|
- |
970New |
$307K - $379K
|
970
$386K
|
|
|
Nov 05, 2024
Q3 2024
|
Schrum Private Wealth Management LLC
|
BUY
|
- |
1.1KNew |
$347K - $429K
|
1.1K
$436K
|
|
|
Nov 05, 2024
Q3 2024
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
7.47K+ 877.0% |
$2.37M - $2.92M
|
8.32K
$3.31M
|
|
|
Nov 05, 2024
Q3 2024
|
Valtinson Bruner Financial Planning LLC
|
SELL
|
- |
-2- 0.3% |
$634 - $782
|
675
$268K
|
|
|
Nov 05, 2024
Q3 2024
|
Kovack Advisors, Inc.
|
BUY
|
- |
39+ 0.65% |
$12.4K - $15.3K
|
6K
$2.38M
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-5.37K- 8.07% |
$1.7M - $2.1M
|
61.2K
$24.3M
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
12.9K+ 33.48% |
$4.1M - $5.06M
|
51.6K
$20.5M
|
|
|
Nov 05, 2024
Q3 2024
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-25- 2.87% |
$7.92K - $9.78K
|
845
$336K
|
|
|
Nov 05, 2024
Q3 2024
|
Obermeyer Wood Investment Counsel, Lllp
Aspen, CO |
BUY
|
- |
74+ 1.56% |
$23.4K - $28.9K
|
4.82K
$1.92M
|
|
|
Nov 05, 2024
Q3 2024
|
Mengis Capital Management, Inc.
|
SELL
|
- |
-25- 1.77% |
$7.92K - $9.78K
|
1.39K
$551K
|
|
|
Nov 05, 2024
Q3 2024
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-265- 1.41% |
$84K - $104K
|
18.5K
$7.35M
|
|
|
Nov 05, 2024
Q3 2024
|
Old Second National Bank Of Aurora
|
SELL
|
- |
-15- 1.2% |
$4.75K - $5.87K
|
1.24K
$492K
|
|
|
Nov 05, 2024
Q3 2024
|
Rossmore Private Capital
Glastonbury, CT |
SELL
|
- |
-5- 0.16% |
$1.58K - $1.96K
|
3.12K
$1.24M
|
|
|
Nov 05, 2024
Q3 2024
|
Cornerstone Planning Group LLC
Fairfield, NJ |
SELL
|
- |
-19- 8.44% |
$6.02K - $7.43K
|
206
$81.9K
|
|
|
Nov 05, 2024
Q3 2024
|
Simmons Bank
|
SELL
|
- |
-1.34K- 4.09% |
$425K - $524K
|
31.4K
$12.5M
|
|
|
Nov 05, 2024
Q3 2024
|
Aigen Investment Management, LP
|
BUY
|
- |
4.04KNew |
$1.28M - $1.58M
|
4.04K
$1.6M
|
|
|
Nov 05, 2024
Q3 2024
|
Encompass Wealth Advisors, LLC
|
SELL
|
- |
-18- 2.14% |
$5.7K - $7.04K
|
823
$327K
|
|
|
Nov 05, 2024
Q3 2024
|
Hamel Associates, Inc.
|
BUY
|
- |
68+ 2.82% |
$21.5K - $26.6K
|
2.48K
$985K
|