Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2025
Q1 2025
|
Mizuho Securities Usa LLC
|
SELL
|
- |
-7.49K- 16.37% |
$2.45M - $3.05M
|
38.3K
$15.4M
|
|
|
May 15, 2025
Q1 2025
|
Great Lakes Advisors, LLC
Chicago, IL |
SELL
|
- |
-7.45K- 2.48% |
$2.43M - $3.04M
|
293K
$118M
|
|
|
May 12, 2025
Q1 2025
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-7.29K- 8.97% |
$2.38M - $2.97M
|
74K
$29.7M
|
|
|
May 09, 2025
Q1 2025
|
New Age Alpha Advisors, LLC
Rye, NY |
SELL
|
- |
-7.28K- 26.23% |
$2.38M - $2.97M
|
20.5K
$8.23M
|
|
|
May 14, 2025
Q1 2025
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-7.17K- 6.73% |
$2.34M - $2.92M
|
99.3K
$40M
|
|
|
May 09, 2025
Q1 2025
|
Keeler T Homas Management LLC
|
SELL
|
- |
-7.12K- 46.12% |
$2.33M - $2.9M
|
8.32K
$3.35M
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
SELL
|
- |
-7.02K- 6.38% |
$2.29M - $2.86M
|
103K
$41.4M
|
|
|
May 13, 2025
Q1 2025
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-6.98K- 6.03% |
$2.28M - $2.85M
|
109K
$43.8M
|
|
|
May 09, 2025
Q1 2025
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
SELL
|
- |
-6.81K- 1.7% |
$2.22M - $2.78M
|
393K
$158M
|
|
|
May 15, 2025
Q1 2025
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-6.77K- 7.63% |
$2.21M - $2.76M
|
82K
$33M
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-6.74K- 20.04% |
$2.2M - $2.75M
|
26.9K
$10.8M
|
|
|
May 02, 2025
Q1 2025
|
United Community Bank
Greenville, SC |
SELL
|
- |
-6.61K- 86.16% |
$2.16M - $2.69M
|
1.06K
$427K
|
|
|
May 12, 2025
Q1 2025
|
First American Trust, Fsb
|
SELL
|
- |
-6.43K- 20.62% |
$2.1M - $2.62M
|
24.8K
$9.96M
|
|
|
May 07, 2025
Q1 2025
|
Spectrum Wealth Counsel, LLC
Indianapolis, IN |
SELL
|
- |
-6.41K- 98.46% |
$2.09M - $2.61M
|
100
$40.2K
|
|
|
May 05, 2025
Q1 2025
|
Arrow Financial Corp
|
SELL
|
- |
-6.38K- 46.5% |
$2.08M - $2.6M
|
7.34K
$2.95M
|
|
|
May 06, 2025
Q1 2025
|
Ae Wealth Management LLC
|
SELL
|
- |
-6.37K- 25.31% |
$2.08M - $2.6M
|
18.8K
$7.56M
|
|
|
Apr 14, 2025
Q1 2025
|
Yousif Capital Management, LLC
|
SELL
|
- |
-6.33K- 6.84% |
$2.07M - $2.58M
|
86.2K
$34.7M
|
|
|
May 08, 2025
Q1 2025
|
Waldron Private Wealth LLC
|
SELL
|
- |
-6.19K- 63.16% |
$2.02M - $2.52M
|
3.61K
$1.45M
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-6.12K- 36.65% |
$2M - $2.5M
|
10.6K
$4.26M
|
|
|
May 12, 2025
Q1 2025
|
Empirical Asset Management, LLC
|
SELL
|
- |
-6.12K- 80.23% |
$2M - $2.49M
|
1.51K
$606K
|
|
|
May 15, 2025
Q1 2025
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
SELL
|
- |
-5.96K- 89.87% |
$1.95M - $2.43M
|
671
$270K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-5.92KClosed |
$1.93M - $2.41M
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-5.83K- 87.47% |
$1.9M - $2.38M
|
835
$336K
|
|
|
May 15, 2025
Q1 2025
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-5.72K- 7.63% |
$1.87M - $2.33M
|
69.3K
$27.9M
|
|
|
May 14, 2025
Q1 2025
|
Summit Financial, LLC
Parsippany, NJ |
SELL
|
- |
-5.69K- 15.09% |
$1.86M - $2.32M
|
32K
$12.9M
|
|
|
May 15, 2025
Q1 2025
|
Btg Pactual Asset Management Us LLC
New York, NY |
SELL
|
- |
-5.67K- 56.87% |
$1.85M - $2.31M
|
4.3K
$1.73M
|
|
|
May 13, 2025
Q1 2025
|
Axq Capital, LP
Jersey City, NJ |
SELL
|
- |
-5.5K- 84.6% |
$1.8M - $2.24M
|
1K
$403K
|
|
|
May 13, 2025
Q1 2025
|
Cookson Peirce & CO Inc
|
SELL
|
- |
-5.35K- 82.61% |
$1.75M - $2.18M
|
1.13K
$453K
|
|
|
May 14, 2025
Q1 2025
|
L2 Asset Management, LLC
Wayland, MA |
SELL
|
- |
-5.12K- 56.3% |
$1.67M - $2.09M
|
3.98K
$1.6M
|
|
|
May 13, 2025
Q1 2025
|
Hilton Capital Management, LLC
|
SELL
|
- |
-5.12K- 75.48% |
$1.67M - $2.09M
|
1.66K
$669K
|
|
|
May 14, 2025
Q1 2025
|
Jt Stratford LLC
Gainesville, GA |
SELL
|
- |
-5.06K- 80.99% |
$1.65M - $2.06M
|
1.19K
$477K
|
|
|
May 14, 2025
Q1 2025
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-5.02K- 3.29% |
$1.64M - $2.05M
|
147K
$59.3M
|
|
|
Apr 23, 2025
Q1 2025
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-4.82K- 23.47% |
$1.58M - $1.97M
|
15.7K
$6.32M
|
|
|
May 09, 2025
Q1 2025
|
Scotia Capital Inc.
|
SELL
|
- |
-4.71K- 6.11% |
$1.54M - $1.92M
|
72.5K
$29.1M
|
|
|
Apr 15, 2025
Q1 2025
|
Sanibel Captiva Trust Company, Inc.
Sanibel, FL |
SELL
|
- |
-4.65K- 10.04% |
$1.52M - $1.9M
|
41.7K
$16.8M
|
|
|
May 14, 2025
Q1 2025
|
Ossiam
Paris, I0 |
SELL
|
- |
-4.41K- 94.01% |
$1.44M - $1.8M
|
281
$113K
|
|
|
May 15, 2025
Q1 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
PUT |
-4.4K- 11.11% |
$1.44M - $1.79M
|
35.2K
$14.2M
|
|
|
May 19, 2025
Q1 2025
|
Trinity Financial Advisors LLC
|
SELL
|
- |
-4.29K- 71.63% |
$1.4M - $1.75M
|
1.7K
$684K
|
|
|
Apr 30, 2025
Q1 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-4.22K- 19.86% |
$1.38M - $1.72M
|
17K
$6.85M
|
|
|
Apr 24, 2025
Q1 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-4.07K- 53.34% |
$1.33M - $1.66M
|
3.56K
$1.43M
|
|
|
May 14, 2025
Q1 2025
|
Torno Capital, LLC
Cohasset, MA |
SELL
|
CALL |
-4KClosed |
$1.31M - $1.63M
|
0
$0
|
|
|
Apr 29, 2025
Q1 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-3.95K- 15.33% |
$1.29M - $1.61M
|
21.8K
$8.77M
|
|
|
May 13, 2025
Q1 2025
|
Varma Mutual Pension Insurance CO
Varma, H9 |
SELL
|
- |
-3.8K- 4.5% |
$1.24M - $1.55M
|
80.6K
$32.4M
|
|
|
May 09, 2025
Q1 2025
|
Maryland State Retirement & Pension System
|
SELL
|
- |
-3.8K- 14.37% |
$1.24M - $1.55M
|
22.6K
$9.09M
|
|
|
May 12, 2025
Q1 2025
|
Mizuho Markets Americas LLC
|
SELL
|
- |
-3.76K- 53.97% |
$1.23M - $1.53M
|
3.2K
$1.29M
|
|
|
May 14, 2025
Q1 2025
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-3.75K- 2.87% |
$1.23M - $1.53M
|
127K
$51.2M
|
|
|
May 13, 2025
Q1 2025
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-3.71K- 2.79% |
$1.21M - $1.51M
|
129K
$52M
|
|
|
Apr 30, 2025
Q1 2025
|
La Banque Postale Asset Management Sa
Paris, I0 |
SELL
|
- |
-3.64K- 50.7% |
$1.19M - $1.49M
|
3.54K
$1.43M
|
|
|
Apr 18, 2025
Q1 2025
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-3.63K- 39.9% |
$1.19M - $1.48M
|
5.46K
$2.2M
|
|
|
Apr 09, 2025
Q1 2025
|
Milestone Asset Management, LLC
Pittsburgh, PA |
SELL
|
- |
-3.59K- 72.4% |
$1.17M - $1.46M
|
1.37K
$551K
|