Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2024
Q3 2024
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-4.35K- 9.42% |
$1.38M - $1.7M
|
41.8K
$16.6M
|
|
|
Nov 13, 2024
Q3 2024
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-4.35K- 3.25% |
$1.38M - $1.7M
|
129K
$51.4M
|
|
|
Nov 12, 2024
Q3 2024
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-4.24K- 23.19% |
$1.34M - $1.66M
|
14K
$5.58M
|
|
|
Oct 29, 2024
Q3 2024
|
Symmetry Partners, LLC
|
SELL
|
- |
-4.22K- 84.14% |
$1.34M - $1.65M
|
796
$316K
|
|
|
Nov 13, 2024
Q3 2024
|
Itau Unibanco Holding S.A.
Sao Paulo, D5 |
SELL
|
- |
-4.22K- 97.84% |
$1.34M - $1.65M
|
93
$37K
|
|
|
Nov 22, 2024
Q3 2024
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-4.22K- 4.76% |
$1.34M - $1.65M
|
84.3K
$33.5M
|
|
|
Oct 22, 2024
Q3 2024
|
Lake Street Financial LLC
|
SELL
|
- |
-4.17K- 37.65% |
$1.32M - $1.63M
|
6.91K
$2.75M
|
|
|
Nov 12, 2024
Q3 2024
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-4.15K- 28.7% |
$1.31M - $1.62M
|
10.3K
$4.09M
|
|
|
Nov 14, 2024
Q3 2024
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-3.88K- 25.27% |
$1.23M - $1.52M
|
11.5K
$4.56M
|
|
|
Nov 01, 2024
Q3 2024
|
Td Asset Management Inc
|
SELL
|
- |
-3.81K- 1.49% |
$1.21M - $1.49M
|
251K
$99.7M
|
|
|
Nov 08, 2024
Q3 2024
|
Fjarde Ap Fonden
|
SELL
|
- |
-3.8K- 3.32% |
$1.2M - $1.49M
|
111K
$43.9M
|
|
|
Nov 13, 2024
Q3 2024
|
Capital Research Global Investors
Los Angeles, CA |
SELL
|
- |
-3.78K- 0.22% |
$1.2M - $1.48M
|
1.73M
$687M
|
|
|
Nov 18, 2024
Q3 2024
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
SELL
|
- |
-3.76K- 9.18% |
$1.19M - $1.47M
|
37.2K
$14.8M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.61K- 2.24% |
$1.14M - $1.41M
|
157K
$62.6M
|
|
|
Oct 25, 2024
Q3 2024
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-3.6K- 4.21% |
$1.14M - $1.41M
|
81.9K
$32.6M
|
|
|
Oct 24, 2024
Q3 2024
|
Essex Financial Services, Inc.
|
SELL
|
- |
-3.55K- 22.54% |
$1.12M - $1.39M
|
12.2K
$4.85M
|
|
|
Nov 07, 2024
Q3 2024
|
Calamos Advisors LLC
|
SELL
|
- |
-3.53K- 2.43% |
$1.12M - $1.38M
|
142K
$56.3M
|
|
|
Nov 14, 2024
Q3 2024
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-3.5K- 11.44% |
$1.11M - $1.37M
|
27.1K
$10.8M
|
|
|
Nov 13, 2024
Q3 2024
|
Drw Securities, LLC
Chicago, IL |
SELL
|
- |
-3.46K- 38.6% |
$1.1M - $1.35M
|
5.5K
$2.19M
|
|
|
Nov 12, 2024
Q3 2024
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-3.36K- 2.86% |
$1.06M - $1.31M
|
114K
$45.4M
|
|
|
Oct 31, 2024
Q3 2024
|
Keybank National Association
|
SELL
|
- |
-3.2K- 2.29% |
$1.01M - $1.25M
|
136K
$54.2M
|
|
|
Oct 11, 2024
Q3 2024
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-3.19K- 12.86% |
$1.01M - $1.25M
|
21.6K
$8.6M
|
|
|
Nov 12, 2024
Q3 2024
|
First American Trust, Fsb
|
SELL
|
- |
-3.16K- 9.49% |
$1M - $1.23M
|
30.1K
$12M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.1K- 4.36% |
$981K - $1.21M
|
68K
$27M
|
|
|
Nov 13, 2024
Q3 2024
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-3.09K- 49.09% |
$978K - $1.21M
|
3.2K
$1.27M
|
|
|
Oct 30, 2024
Q3 2024
|
Central Bank & Trust CO
|
SELL
|
- |
-3.08K- 10.87% |
$974K - $1.2M
|
25.2K
$10M
|
|
|
Nov 06, 2024
Q3 2024
|
Kentucky Retirement Systems
Frankfort, KY |
SELL
|
- |
-3.07K- 8.34% |
$973K - $1.2M
|
33.8K
$13.4M
|
|
|
Nov 14, 2024
Q3 2024
|
I A Global Asset Management Inc.
Quebec, A8 |
SELL
|
- |
-3.07K- 14.64% |
$972K - $1.2M
|
17.9K
$7.11M
|
|
|
Nov 14, 2024
Q3 2024
|
Mirae Asset Global Etfs Holdings Ltd.
Central, K3 |
SELL
|
- |
-3.01K- 4.05% |
$952K - $1.18M
|
71.1K
$28.3M
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-3K- 3.33% |
$950K - $1.17M
|
86.9K
$34.6M
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.99K- 14.88% |
$946K - $1.17M
|
17.1K
$6.79M
|
|
|
Nov 13, 2024
Q3 2024
|
Advanced Portfolio Management, LLC
New York, NY |
SELL
|
- |
-2.96K- 46.43% |
$936K - $1.16M
|
3.41K
$1.36M
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.92K- 7.68% |
$925K - $1.14M
|
35.1K
$14M
|
|
|
Oct 22, 2024
Q3 2024
|
Narwhal Capital Management
|
SELL
|
- |
-2.89K- 11.36% |
$916K - $1.13M
|
22.6K
$8.97M
|
|
|
Nov 04, 2024
Q3 2024
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-2.87K- 1.56% |
$910K - $1.12M
|
181K
$72.1M
|
|
|
Oct 15, 2024
Q3 2024
|
Prosperity Consulting Group, LLC
|
SELL
|
- |
-2.87K- 47.2% |
$909K - $1.12M
|
3.21K
$1.28M
|
|
|
Oct 29, 2024
Q3 2024
|
Minneapolis Portfolio Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-2.86K- 2.9% |
$907K - $1.12M
|
95.9K
$38.1M
|
|
|
Oct 31, 2024
Q3 2024
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-2.86K- 11.67% |
$905K - $1.12M
|
21.6K
$8.59M
|
|
|
Nov 12, 2024
Q3 2024
|
Delta Accumulation, LLC
Sausalito, CA |
SELL
|
PUT |
-2.8K- 54.9% |
$887K - $1.1M
|
2.3K
$914K
|
|
|
Nov 06, 2024
Q3 2024
|
Cornercap Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-2.8K- 38.51% |
$887K - $1.1M
|
4.47K
$1.78M
|
|
|
Nov 13, 2024
Q3 2024
|
Capital International LTD
Los Angeles, CA |
SELL
|
- |
-2.78K- 3.16% |
$880K - $1.09M
|
85.1K
$33.8M
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.72K- 90.66% |
$861K - $1.06M
|
280
$111K
|
|
|
Nov 07, 2024
Q3 2024
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-2.71K- 4.02% |
$859K - $1.06M
|
64.7K
$25.7M
|
|
|
Nov 13, 2024
Q3 2024
|
Brown Advisory Inc
|
SELL
|
- |
-2.71K- 3.05% |
$859K - $1.06M
|
86.2K
$34.2M
|
|
|
Oct 22, 2024
Q3 2024
|
Bogart Wealth, LLC
|
SELL
|
- |
-2.68K- 6.72% |
$848K - $1.05M
|
37.2K
$14.8M
|
|
|
Nov 14, 2024
Q3 2024
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-2.66K- 4.5% |
$843K - $1.04M
|
56.4K
$22.4M
|
|
|
Oct 15, 2024
Q3 2024
|
Sentry LLC
Memphis, TN |
SELL
|
- |
-2.63K- 11.25% |
$834K - $1.03M
|
20.8K
$8.26M
|
|
|
Nov 07, 2024
Q3 2024
|
Amg National Trust Bank
|
SELL
|
- |
-2.62K- 28.43% |
$830K - $1.02M
|
6.59K
$2.62M
|
|
|
Oct 09, 2024
Q3 2024
|
B & T Capital Management Dba Alpha Capital Management
|
SELL
|
- |
-2.58K- 16.56% |
$817K - $1.01M
|
13K
$5.16M
|
|
|
Oct 31, 2024
Q3 2024
|
Root Financial Partners, LLC
Solana Beach, CA |
SELL
|
- |
-2.54K- 60.78% |
$805K - $994K
|
1.64K
$652K
|