Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2022
Q3 2022
|
Simplex Trading, LLC
|
BUY
|
- |
32.3KNew |
$5.25M - $6.41M
|
32.3K
$12.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Fora Capital, LLC
Miami, FL |
BUY
|
- |
32KNew |
$5.2M - $6.34M
|
32K
$12.7M
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
32K+ 37.16% |
$5.19M - $6.34M
|
118K
$46.9M
|
|
|
Nov 10, 2022
Q3 2022
|
Madison Asset Management, LLC
Madison, WI |
BUY
|
- |
29.6K+ 51.11% |
$4.81M - $5.87M
|
87.6K
$34.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
28.7KNew |
$4.66M - $5.69M
|
28.7K
$11.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Uniplan Investment Counsel, Inc.
Union Grove, WI |
BUY
|
- |
27.3KNew |
$4.44M - $5.42M
|
27.3K
$10.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
BUY
|
- |
27.1KNew |
$4.4M - $5.37M
|
27.1K
$10.8M
|
|
|
Oct 11, 2022
Q3 2022
|
Addenda Capital Inc.
|
BUY
|
- |
26.9KNew |
$4.37M - $5.34M
|
26.9K
$10.7M
|
|
|
Nov 10, 2022
Q3 2022
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
26.9K+ 27.62% |
$4.37M - $5.33M
|
124K
$49.4M
|
|
|
Nov 10, 2022
Q3 2022
|
Tredje Ap Fonden
|
BUY
|
- |
26.2K+ 27.24% |
$4.25M - $5.19M
|
122K
$48.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
BUY
|
- |
24.4K+ 1178.38% |
$3.97M - $4.84M
|
26.5K
$10.5M
|
|
|
Oct 20, 2022
Q3 2022
|
Country Trust Bank
|
BUY
|
- |
23.2K+ 12.14% |
$3.77M - $4.6M
|
214K
$85.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Capital International LTD
Los Angeles, CA |
BUY
|
- |
23.1K+ 26.98% |
$3.75M - $4.58M
|
109K
$43.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
22.5K+ 47.9% |
$3.66M - $4.47M
|
69.5K
$27.6M
|
|
|
Oct 19, 2022
Q3 2022
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
BUY
|
- |
22.1K+ 13.87% |
$3.58M - $4.37M
|
181K
$71.9M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
22K+ 29.8% |
$3.57M - $4.36M
|
95.8K
$38.1M
|
|
|
Nov 10, 2022
Q3 2022
|
Stamos Capital Partners, L.P.
Menlo Park, CA |
BUY
|
- |
21.6K+ 142.3% |
$3.51M - $4.29M
|
36.8K
$14.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
21.3K+ 105.64% |
$3.47M - $4.23M
|
41.6K
$16.5M
|
|
|
Oct 18, 2022
Q3 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
20.3KNew |
$3.3M - $4.03M
|
20.3K
$8.07M
|
|
|
Nov 09, 2022
Q3 2022
|
Boston Partners
Boston, MA |
BUY
|
- |
20.1K+ 1.84% |
$3.26M - $3.98M
|
1.11M
$443M
|
|
|
Nov 10, 2022
Q3 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
20K+ 57.14% |
$3.25M - $3.97M
|
55K
$21.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
19.8KNew |
$3.22M - $3.92M
|
19.8K
$7.87M
|
|
|
Nov 14, 2022
Q3 2022
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
19.8K+ 12.65% |
$3.21M - $3.92M
|
176K
$70M
|
|
|
Oct 27, 2022
Q3 2022
|
Asset Dedication, LLC
|
BUY
|
- |
18.9KNew |
$3.07M - $3.75M
|
18.9K
$7.51M
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
18.3K+ 4.93% |
$2.98M - $3.63M
|
390K
$155M
|
|
|
Aug 11, 2023
Q3 2022
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
18.3K+ 4.46% |
$2.97M - $3.62M
|
428K
$170M
|
|
|
Nov 03, 2022
Q3 2022
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
18.2K+ 4.45% |
$2.96M - $3.61M
|
428K
$170M
|
|
|
Nov 10, 2022
Q3 2022
|
Dakota Wealth Management
|
BUY
|
- |
18.1K+ 756.02% |
$2.94M - $3.59M
|
20.5K
$8.15M
|
|
|
Nov 14, 2022
Q3 2022
|
Caisse De Depot Et Placement Du Quebec
Montreal, A8 |
BUY
|
- |
17.1K+ 81.74% |
$2.77M - $3.39M
|
38K
$15.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
16.9K+ 0.52% |
$2.75M - $3.36M
|
3.26M
$1.3B
|
|
|
Nov 10, 2022
Q3 2022
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
16.8K+ 1.93% |
$2.73M - $3.33M
|
884K
$352M
|
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
15.9K+ 11.79% |
$2.59M - $3.16M
|
151K
$60M
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
15.7K+ 8.27% |
$2.54M - $3.11M
|
205K
$81.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Hudson Bay Capital Management LP
Greenwich, CT |
BUY
|
- |
15KNew |
$2.44M - $2.97M
|
15K
$5.96M
|
|
|
Nov 14, 2022
Q3 2022
|
Capital International Sarl
Los Angeles, CA |
BUY
|
- |
15K+ 25.84% |
$2.43M - $2.97M
|
73K
$29M
|
|
|
Nov 10, 2022
Q3 2022
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
14.8K+ 1.54% |
$2.4M - $2.93M
|
978K
$389M
|
|
|
Nov 09, 2022
Q3 2022
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
14.2K+ 25.1% |
$2.31M - $2.82M
|
70.9K
$28.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Rafferty Asset Management, LLC
New York, NY |
BUY
|
- |
14.1K+ 523.42% |
$2.29M - $2.8M
|
16.8K
$6.69M
|
|
|
Nov 14, 2022
Q3 2022
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
14.1KNew |
$2.29M - $2.79M
|
14.1K
$5.59M
|
|
|
Nov 14, 2022
Q3 2022
|
Meiji Yasuda Asset Management CO Ltd.
Tokyo, M0 |
BUY
|
- |
13.9K+ 59.08% |
$2.27M - $2.77M
|
37.6K
$14.9M
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
13.9K+ 3.4% |
$2.26M - $2.76M
|
424K
$169M
|
|
|
Oct 31, 2022
Q3 2022
|
Narwhal Capital Management
|
BUY
|
- |
13K+ 140.59% |
$2.11M - $2.58M
|
22.3K
$8.85M
|
|
|
Nov 14, 2022
Q3 2022
|
Pearl River Capital, LLC
Niles, MI |
BUY
|
- |
12.7K+ 92.65% |
$2.06M - $2.51M
|
26.3K
$10.5M
|
|
|
Oct 31, 2022
Q3 2022
|
Meitav Dash Investments LTD
|
BUY
|
- |
12.5K+ 20.13% |
$2.03M - $2.48M
|
74.6K
$29.7M
|
|
|
Oct 12, 2022
Q3 2022
|
Viking Fund Management LLC
|
BUY
|
- |
12K+ 68.57% |
$1.95M - $2.38M
|
29.5K
$11.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
11.8K+ 20.18% |
$1.92M - $2.34M
|
70.3K
$27.9M
|
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
11.3K+ 16.58% |
$1.83M - $2.23M
|
79.2K
$31.5M
|
|
|
Nov 15, 2022
Q3 2022
|
Burney CO
Reston, VA |
BUY
|
- |
11.2K+ 66.09% |
$1.82M - $2.22M
|
28.1K
$11.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
11.1K+ 37.39% |
$1.81M - $2.21M
|
40.9K
$16.3M
|
|
|
Nov 22, 2022
Q3 2022
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
BUY
|
- |
11.1K+ 28.57% |
$1.8M - $2.19M
|
49.8K
$19.8M
|