Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2022
Q3 2022
|
Mastrapasqua Asset Management Inc
|
BUY
|
- |
1.36K+ 3.06% |
$221K - $270K
|
45.8K
$18.2M
|
|
|
Nov 10, 2022
Q3 2022
|
King Luther Capital Management Corp
Fort Worth, TX |
BUY
|
- |
1.36K+ 7.14% |
$220K - $269K
|
20.3K
$8.08M
|
|
|
Oct 31, 2022
Q3 2022
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
1.34K+ 1.41% |
$217K - $265K
|
96K
$38.2M
|
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
1.33K+ 40.64% |
$215K - $263K
|
4.59K
$1.82M
|
|
|
Nov 14, 2022
Q3 2022
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
1.32K+ 26.5% |
$214K - $261K
|
6.29K
$2.5M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Capital Management LLC
|
BUY
|
- |
1.31K+ 1.76% |
$213K - $260K
|
75.8K
$30.1M
|
|
|
Nov 03, 2022
Q3 2022
|
Larson Financial Group LLC
|
BUY
|
- |
1.31K+ 166.5% |
$212K - $259K
|
2.09K
$832K
|
|
|
Nov 02, 2022
Q3 2022
|
First National Trust CO
|
BUY
|
- |
1.3K+ 1.76% |
$211K - $258K
|
75.4K
$30M
|
|
|
Nov 14, 2022
Q3 2022
|
Voya Investment Management LLC
Atlanta, GA |
BUY
|
- |
1.3K+ 0.51% |
$210K - $257K
|
254K
$101M
|
|
|
Jan 04, 2023
Q3 2022
|
Balboa Wealth Partners
Newport Beach, CA |
BUY
|
- |
1.28KNew |
$208K - $254K
|
1.28K
$509K
|
|
|
Oct 21, 2022
Q3 2022
|
Gilman Hill Asset Management, LLC
|
BUY
|
- |
1.28KNew |
$208K - $254K
|
1.28K
$509K
|
|
|
Oct 24, 2022
Q3 2022
|
Trust CO Of Vermont
|
BUY
|
- |
1.28K+ 10.96% |
$207K - $253K
|
12.9K
$5.13M
|
|
|
Oct 09, 2024
Q3 2022
|
Cladis Investment Advisory, LLC
Billings, MT |
BUY
|
- |
1.27K+ 30.11% |
$206K - $252K
|
5.48K
$2.18M
|
|
|
Oct 14, 2022
Q3 2022
|
Jgp Wealth Management, LLC
|
BUY
|
- |
1.27KNew |
$206K - $251K
|
1.27K
$504K
|
|
|
Nov 14, 2022
Q3 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
1.25K+ 10.02% |
$203K - $248K
|
13.7K
$5.46M
|
|
|
Oct 13, 2022
Q3 2022
|
Joel Isaacson & Co., LLC
|
BUY
|
- |
1.25K+ 106.83% |
$203K - $248K
|
2.42K
$963K
|
|
|
Oct 14, 2022
Q3 2022
|
Oak Harvest Investment Services
|
BUY
|
- |
1.25K+ 3.59% |
$203K - $247K
|
36.1K
$14.3M
|
|
|
Oct 24, 2022
Q3 2022
|
Calamos Wealth Management LLC
|
BUY
|
- |
1.24KNew |
$202K - $247K
|
1.24K
$494K
|
|
|
Oct 25, 2022
Q3 2022
|
Diversified, LLC
|
BUY
|
- |
1.24KNew |
$201K - $245K
|
1.24K
$491K
|
|
|
Oct 13, 2022
Q3 2022
|
B & T Capital Management Dba Alpha Capital Management
|
BUY
|
- |
1.23K+ 5.98% |
$200K - $244K
|
21.8K
$8.67M
|
|
|
Nov 14, 2022
Q3 2022
|
New England Asset Management Inc
Farmington, CT |
BUY
|
- |
1.22KNew |
$198K - $242K
|
1.22K
$485K
|
|
|
Oct 21, 2022
Q3 2022
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
1.22KNew |
$198K - $242K
|
1.22K
$485K
|
|
|
Oct 31, 2022
Q3 2022
|
Investment House LLC
Las Vegas, NV |
BUY
|
- |
1.21K+ 25.63% |
$197K - $240K
|
5.94K
$2.36M
|
|
|
Nov 02, 2022
Q3 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
1.21K+ 31.93% |
$197K - $240K
|
5K
$1.99M
|
|
|
Nov 07, 2022
Q3 2022
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
1.21K+ 19.78% |
$196K - $239K
|
7.31K
$2.91M
|
|
|
Nov 02, 2022
Q3 2022
|
Atwater Malick LLC
|
BUY
|
- |
1.16K+ 2.92% |
$188K - $230K
|
40.8K
$16.2M
|
|
|
Oct 12, 2022
Q3 2022
|
Dentgroup LLC
|
BUY
|
- |
1.16KNew |
$188K - $229K
|
1.16K
$460K
|
|
|
Oct 18, 2022
Q3 2022
|
Garrett Investment Advisors LLC
|
BUY
|
- |
1.16K+ 41.31% |
$188K - $229K
|
3.95K
$1.57M
|
|
|
Nov 09, 2022
Q3 2022
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
1.14K+ 49.24% |
$185K - $226K
|
3.46K
$1.37M
|
|
|
Nov 04, 2022
Q3 2022
|
Tortoise Investment Management, LLC
|
BUY
|
- |
1.13K+ 1073.33% |
$183K - $223K
|
1.23K
$490K
|
|
|
Oct 31, 2022
Q3 2022
|
Stoneridge Investment Partners LLC
|
BUY
|
- |
1.13K+ 7.33% |
$183K - $223K
|
16.5K
$6.55M
|
|
|
Oct 13, 2022
Q3 2022
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
1.11K+ 131.32% |
$180K - $219K
|
1.95K
$775K
|
|
|
Nov 14, 2022
Q3 2022
|
Vise Technologies, Inc.
New York, NY |
BUY
|
- |
1.08K+ 57.2% |
$175K - $214K
|
2.97K
$1.18M
|
|
|
Nov 07, 2022
Q3 2022
|
South State Corp
|
BUY
|
- |
1.08K+ 29.41% |
$175K - $213K
|
4.74K
$1.88M
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.07K+ 4.47% |
$174K - $212K
|
25K
$9.93M
|
|
|
Oct 13, 2022
Q3 2022
|
Mc Guire Investment Group, LLC
|
BUY
|
- |
1.05K+ 10.85% |
$171K - $209K
|
10.7K
$4.27M
|
|
|
Nov 14, 2022
Q3 2022
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
1.04K+ 1.97% |
$170K - $207K
|
54K
$21.5M
|
|
|
Nov 09, 2022
Q3 2022
|
Bollard Group LLC
Boston, MA |
BUY
|
- |
1.03K+ 0.52% |
$167K - $204K
|
198K
$78.5M
|
|
|
Oct 18, 2022
Q3 2022
|
Charles Schwab Trust CO
|
BUY
|
- |
1.03K+ 27.03% |
$167K - $204K
|
4.83K
$1.92M
|
|
|
Nov 03, 2022
Q3 2022
|
Regions Financial Corp
|
BUY
|
- |
1.02K+ 1.08% |
$166K - $203K
|
95.8K
$38.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Fine Mark National Bank & Trust
Fort Myers, FL |
BUY
|
- |
1.01K+ 1.33% |
$164K - $201K
|
77K
$30.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Elgethun Capital Management
Sioux Falls, SD |
BUY
|
- |
1K+ 115.69% |
$163K - $199K
|
1.87K
$743K
|
|
|
Nov 09, 2022
Q3 2022
|
Employees Retirement System Of Texas
|
BUY
|
- |
1K+ 1.09% |
$162K - $198K
|
93K
$37M
|
|
|
Nov 01, 2022
Q3 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
989+ 0.29% |
$161K - $196K
|
345K
$137M
|
|
|
Oct 17, 2022
Q3 2022
|
Burleson & Company, LLC
|
BUY
|
- |
980+ 13.17% |
$159K - $194K
|
8.42K
$3.35M
|
|
|
Oct 05, 2022
Q3 2022
|
Lvm Capital Management LTD
|
BUY
|
- |
975+ 45.35% |
$158K - $193K
|
3.13K
$1.24M
|
|
|
Oct 31, 2022
Q3 2022
|
Fluent Financial, LLC
|
BUY
|
- |
964+ 14.68% |
$157K - $191K
|
7.53K
$2.99M
|
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
BUY
|
- |
963+ 10.98% |
$156K - $191K
|
9.73K
$3.87M
|
|
|
Nov 14, 2022
Q3 2022
|
Ascent Group, LLC
|
BUY
|
- |
960New |
$156K - $190K
|
960
$382K
|
|
|
Nov 04, 2022
Q3 2022
|
Independent Advisor Alliance
|
BUY
|
- |
957+ 1.49% |
$155K - $190K
|
65.3K
$26M
|