Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2023
|
Norges Bank
Oslo, Q8 |
BUY
|
- |
5.4MNew |
$1.3B - $1.56B
|
5.4M
$2.14B
|
|
|
Nov 13, 2023
Q3 2023
|
Winslow Capital Management, LLC
Minneapolis, MN |
BUY
|
- |
1.07M+ 2265.28% |
$258M - $309M
|
1.12M
$444M
|
|
|
Nov 14, 2023
Q3 2023
|
Price T Rowe Associates Inc
Baltimore, MD |
BUY
|
- |
728K+ 69.23% |
$175M - $210M
|
1.78M
$707M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
484K+ 15.58% |
$117M - $140M
|
3.59M
$1.43B
|
|
|
Nov 13, 2023
Q3 2023
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
434KNew |
$105M - $125M
|
434K
$173M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
373KNew |
$89.8M - $108M
|
373K
$148M
|
|
|
Nov 06, 2023
Q3 2023
|
Los Angeles Capital Management LLC
|
BUY
|
- |
358K+ 58.39% |
$86.2M - $103M
|
972K
$386M
|
|
|
Nov 14, 2023
Q3 2023
|
Holocene Advisors, LP
New York, NY |
BUY
|
- |
321KNew |
$77.1M - $92.5M
|
321K
$127M
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
311K+ 40.58% |
$74.8M - $89.8M
|
1.08M
$428M
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
BUY
|
- |
299K+ 27.38% |
$71.8M - $86.2M
|
1.39M
$552M
|
|
|
Nov 14, 2023
Q3 2023
|
Pictet Asset Management Holding Sa
Carouge, V8 |
BUY
|
- |
247KNew |
$59.3M - $71.2M
|
247K
$98M
|
|
|
Nov 13, 2023
Q3 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
240K+ 3.11% |
$57.8M - $69.3M
|
7.97M
$3.17B
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
219K+ 9.48% |
$52.6M - $63.1M
|
2.52M
$1B
|
|
|
Nov 14, 2023
Q3 2023
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
216K+ 237.39% |
$52M - $62.4M
|
307K
$122M
|
|
|
Nov 08, 2023
Q3 2023
|
Massachusetts Financial Services CO
Boston, MA |
BUY
|
- |
209K+ 63.87% |
$50.3M - $60.3M
|
536K
$213M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
195K+ 43.94% |
$47M - $56.4M
|
640K
$254M
|
|
|
Nov 14, 2023
Q3 2023
|
Adage Capital Partners Gp, L.L.C.
Boston, MA |
BUY
|
- |
195K+ 167.93% |
$46.8M - $56.2M
|
311K
$123M
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
168KNew |
$40.5M - $48.6M
|
168K
$67M
|
|
|
Nov 14, 2023
Q3 2023
|
Ossiam
Paris, I0 |
BUY
|
- |
163K+ 18192.62% |
$39.1M - $46.9M
|
164K
$65M
|
|
|
Oct 13, 2023
Q3 2023
|
Sg Americas Securities, LLC
|
BUY
|
- |
163K+ 543.51% |
$39.1M - $46.9M
|
192K
$76.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
150K+ 5999.72% |
$36.1M - $43.3M
|
153K
$60.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
143K+ 27.45% |
$34.4M - $41.3M
|
664K
$264M
|
|
|
Nov 13, 2023
Q3 2023
|
Capital World Investors
Los Angeles, CA |
BUY
|
- |
130K+ 0.45% |
$31.4M - $37.6M
|
28.9M
$11.5B
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
127K+ 8.22% |
$30.6M - $36.7M
|
1.68M
$666M
|
|
|
Nov 13, 2023
Q3 2023
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
122K+ 1.28% |
$29.3M - $35.2M
|
9.65M
$3.84B
|
|
|
Oct 10, 2023
Q3 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
120K+ 1655.67% |
$29M - $34.8M
|
128K
$50.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
BUY
|
- |
119K+ 2735.38% |
$28.7M - $34.4M
|
124K
$49.2M
|
|
|
Nov 06, 2023
Q3 2023
|
Assenagon Asset Management S.A.
|
BUY
|
- |
117K+ 820.33% |
$28.1M - $33.7M
|
131K
$52M
|
|
|
Nov 09, 2023
Q3 2023
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
BUY
|
- |
116K+ 246.13% |
$27.9M - $33.5M
|
163K
$64.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Gfg Capital, LLC
|
BUY
|
- |
116K+ 8092.44% |
$27.8M - $33.4M
|
117K
$46.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
115K+ 1329.15% |
$27.6M - $33.1M
|
123K
$49.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
114KNew |
$27.5M - $33M
|
114K
$45.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
111K+ 1.63% |
$26.8M - $32.2M
|
6.96M
$2.77B
|
|
|
Nov 07, 2023
Q3 2023
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
109K+ 32.54% |
$26.2M - $31.4M
|
444K
$176M
|
|
|
Nov 13, 2023
Q3 2023
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
105K+ 10.51% |
$25.3M - $30.3M
|
1.1M
$439M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
102K+ 150.72% |
$24.4M - $29.3M
|
169K
$67.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
101K+ 15.4% |
$24.3M - $29.2M
|
758K
$301M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
97K+ 39.98% |
$23.3M - $28M
|
340K
$135M
|
|
|
Nov 09, 2023
Q3 2023
|
Wafra Inc.
New York, NY |
BUY
|
- |
91.4KNew |
$22M - $26.4M
|
91.4K
$36.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Jupiter Asset Management LTD
|
BUY
|
- |
90.6KNew |
$21.8M - $26.1M
|
90.6K
$36M
|
|
|
Nov 13, 2023
Q3 2023
|
Qrg Capital Management, Inc.
Berwyn, PA |
BUY
|
- |
88.8KNew |
$21.4M - $25.6M
|
88.8K
$35.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Capital Research Global Investors
Los Angeles, CA |
BUY
|
- |
87.8K+ 4.85% |
$21.1M - $25.4M
|
1.9M
$755M
|
|
|
Nov 09, 2023
Q3 2023
|
Dimensional Fund Advisors LP
Austin, TX |
BUY
|
- |
84.5K+ 3.23% |
$20.3M - $24.4M
|
2.7M
$1.07B
|
|
|
Nov 13, 2023
Q3 2023
|
Nordea Investment Management Ab
Stockholm, V7 |
BUY
|
- |
81.3K+ 10.5% |
$19.6M - $23.5M
|
856K
$340M
|
|
|
Nov 14, 2023
Q3 2023
|
Voloridge Investment Management, LLC
Jupiter, FL |
BUY
|
- |
76.8K+ 49.14% |
$18.5M - $22.2M
|
233K
$92.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Public Employees Retirement Association Of Colorado
Denver, CO |
BUY
|
- |
74.7K+ 1634.24% |
$18M - $21.5M
|
79.2K
$31.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
74.6K+ 22.21% |
$17.9M - $21.5M
|
410K
$163M
|
|
|
Nov 14, 2023
Q3 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
71.3K+ 5.37% |
$17.2M - $20.6M
|
1.4M
$556M
|
|
|
Oct 25, 2023
Q3 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
66.8K+ 25.74% |
$16.1M - $19.3M
|
326K
$130M
|
|
|
Nov 13, 2023
Q3 2023
|
Allianz Asset Management Gmb H
Munich, 2M |
BUY
|
- |
65.8K+ 34.54% |
$15.8M - $19M
|
256K
$102M
|