Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
1.89K+ 17.56% |
$455K - $546K
|
12.7K
$4.83M
|
|
|
Oct 19, 2023
Q3 2023
|
Elwood & Goetz Wealth Advisory Group, LLC
Athens, GA |
BUY
|
- |
1.88KNew |
$452K - $542K
|
1.88K
$716K
|
|
|
Nov 06, 2023
Q3 2023
|
Buck Wealth Strategies, LLC
Denver, CO |
BUY
|
- |
1.88K+ 725.1% |
$452K - $542K
|
2.14K
$815K
|
|
|
Nov 06, 2023
Q3 2023
|
Achmea Investment Management B.V.
|
BUY
|
- |
1.86K+ 5.17% |
$447K - $536K
|
37.7K
$14.4M
|
|
|
Oct 10, 2023
Q3 2023
|
Canandaigua National Bank & Trust CO
Canandaigua, NY |
BUY
|
- |
1.84K+ 11.7% |
$442K - $531K
|
17.6K
$6.7M
|
|
|
Nov 02, 2023
Q3 2023
|
Badgley Phelps Wealth Managers, LLC
|
BUY
|
- |
1.8K+ 2.56% |
$433K - $519K
|
72.1K
$27.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
1.79K+ 154.79% |
$432K - $518K
|
2.95K
$1.13M
|
|
|
Nov 06, 2023
Q3 2023
|
Harvest Fund Management Co., LTD
Beijing, F4 |
BUY
|
- |
1.77K+ 80.86% |
$426K - $511K
|
3.96K
$1.51M
|
|
|
Nov 14, 2023
Q3 2023
|
Richard Bernstein Advisors LLC
|
BUY
|
- |
1.77K+ 13.29% |
$425K - $510K
|
15.1K
$5.75M
|
|
|
Nov 13, 2023
Q3 2023
|
Boston Family Office LLC
Boston, MA |
BUY
|
- |
1.76K+ 56.39% |
$423K - $508K
|
4.88K
$1.86M
|
|
|
Nov 29, 2023
Q3 2023
|
Neo Ivy Capital Management
New York, NY |
BUY
|
- |
1.76KNew |
$423K - $508K
|
1.76K
$671K
|
|
|
Nov 13, 2023
Q3 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
1.73KNew |
$416K - $499K
|
1.73K
$660K
|
|
|
Nov 13, 2023
Q3 2023
|
Drw Securities, LLC
Chicago, IL |
BUY
|
- |
1.72KNew |
$414K - $497K
|
1.72K
$657K
|
|
|
Nov 02, 2023
Q3 2023
|
Banque Pictet & Cie Sa
|
BUY
|
- |
1.7KNew |
$409K - $491K
|
1.7K
$649K
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
BUY
|
- |
1.69K+ 2.06% |
$407K - $489K
|
83.9K
$32M
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
1.69K+ 33.3% |
$406K - $487K
|
6.75K
$2.58M
|
|
|
Nov 15, 2023
Q3 2023
|
Orleans Capital Management Corp
Mandeville, LA |
BUY
|
- |
1.68K+ 36.8% |
$404K - $485K
|
6.25K
$2.38M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.65K+ 0.85% |
$397K - $476K
|
195K
$74.6M
|
|
|
Nov 02, 2023
Q3 2023
|
Empirical Finance, LLC
|
BUY
|
- |
1.58K+ 9.48% |
$380K - $456K
|
18.2K
$6.96M
|
|
|
Nov 14, 2023
Q3 2023
|
Ehp Funds Inc.
Toronto, Z4 |
BUY
|
- |
1.58K+ 71.17% |
$380K - $456K
|
3.8K
$1.45M
|
|
|
Oct 12, 2023
Q3 2023
|
Bcs Wealth Management
|
BUY
|
- |
1.57KNew |
$377K - $452K
|
1.57K
$597K
|
|
|
Nov 03, 2023
Q3 2023
|
Forum Financial Management, LP
Lombard, IL |
BUY
|
- |
1.56K+ 31.0% |
$375K - $450K
|
6.59K
$2.51M
|
|
|
Oct 23, 2023
Q3 2023
|
Bridgeworth, LLC
Birmingham, AL |
BUY
|
- |
1.55KNew |
$374K - $448K
|
1.55K
$592K
|
|
|
Oct 30, 2023
Q3 2023
|
Peoples Bank/Ks
Pratt, KS |
BUY
|
- |
1.54KNew |
$371K - $446K
|
1.54K
$589K
|
|
|
Oct 30, 2023
Q3 2023
|
Little House Capital LLC
Braintree, MA |
BUY
|
- |
1.54K+ 32.84% |
$370K - $444K
|
6.22K
$2.37M
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.52K+ 95.53% |
$365K - $438K
|
3.11K
$1.19M
|
|
|
Nov 13, 2023
Q3 2023
|
Gallacher Capital Management LLC
Lone Tree, CO |
BUY
|
- |
1.51KNew |
$362K - $435K
|
1.51K
$575K
|
|
|
Nov 01, 2023
Q3 2023
|
New Mexico Educational Retirement Board
|
BUY
|
- |
1.5K+ 5.93% |
$361K - $433K
|
26.8K
$10.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Stamos Capital Partners, L.P.
Menlo Park, CA |
BUY
|
- |
1.49K+ 6.96% |
$358K - $430K
|
22.9K
$8.74M
|
|
|
Oct 24, 2023
Q3 2023
|
Fundamentun, LLC
Beachwood, OH |
BUY
|
- |
1.49K+ 78.95% |
$357K - $429K
|
3.37K
$1.28M
|
|
|
Oct 19, 2023
Q3 2023
|
Uncommon Cents Investing LLC
|
BUY
|
- |
1.46KNew |
$350K - $420K
|
1.46K
$555K
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
1.45K+ 18.27% |
$348K - $417K
|
9.36K
$3.57M
|
|
|
Oct 19, 2023
Q3 2023
|
Connecticut Wealth Management, LLC
|
BUY
|
- |
1.44KNew |
$346K - $416K
|
1.44K
$549K
|
|
|
Nov 13, 2023
Q3 2023
|
Intact Investment Management Inc.
Montreal, A8 |
BUY
|
- |
1.44K+ 15.32% |
$346K - $416K
|
10.8K
$4.14M
|
|
|
Oct 05, 2023
Q3 2023
|
Capital Cs Group, LLC
|
BUY
|
- |
1.44KNew |
$346K - $415K
|
1.44K
$548K
|
|
|
Nov 07, 2023
Q3 2023
|
Klcm Advisors, Inc.
|
BUY
|
- |
1.43K+ 86.42% |
$345K - $413K
|
3.09K
$1.18M
|
|
|
Nov 13, 2023
Q3 2023
|
Ci Investments Inc.
Toronto, A6 |
BUY
|
- |
1.41K+ 17.63% |
$339K - $406K
|
9.39K
$3.58M
|
|
|
Nov 06, 2023
Q3 2023
|
Versor Investments LP
|
BUY
|
- |
1.4K+ 34.77% |
$337K - $404K
|
5.43K
$2.07M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.39K+ 3.65% |
$335K - $402K
|
39.5K
$15.1M
|
|
|
Oct 12, 2023
Q3 2023
|
Compton Wealth Advisory Group, LLC
|
BUY
|
- |
1.39KNew |
$333K - $400K
|
1.39K
$528K
|
|
|
Nov 13, 2023
Q3 2023
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
1.37K+ 13.98% |
$328K - $394K
|
11.1K
$4.25M
|
|
|
Nov 06, 2023
Q3 2023
|
Advisor Shares Investments LLC
Bethesda, MD |
BUY
|
- |
1.36KNew |
$328K - $393K
|
1.36K
$520K
|
|
|
Feb 16, 2024
Q3 2023
|
Main Street Investment Advisors LLC
|
BUY
|
- |
1.33K+ 3.69% |
$321K - $385K
|
37.4K
$14.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
1.33K+ 87.8% |
$320K - $384K
|
2.85K
$1.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
1.33K+ 19.9% |
$319K - $383K
|
8K
$3.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
1.33KNew |
$319K - $383K
|
1.33K
$506K
|
|
|
Nov 09, 2023
Q3 2023
|
Commerzbank Aktiengesellschaft
|
BUY
|
- |
1.32KNew |
$318K - $382K
|
1.32K
$504K
|
|
|
Nov 16, 2023
Q3 2023
|
Revisor Wealth Management LLC
Akron, OH |
BUY
|
- |
1.31KNew |
$315K - $378K
|
1.31K
$500K
|
|
|
Nov 02, 2023
Q3 2023
|
Forbes J M & CO LLP
|
BUY
|
- |
1.31KNew |
$314K - $377K
|
1.31K
$499K
|
|
|
Nov 13, 2023
Q3 2023
|
Qtron Investments LLC
Boston, MA |
BUY
|
- |
1.28K+ 20.08% |
$307K - $368K
|
7.63K
$2.91M
|