Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2023
Q3 2023
|
Oak Hill Wealth Advisors, LLC
Lansdowne, VA |
BUY
|
- |
36+ 1.51% |
$8.66K - $10.4K
|
2.42K
$823K
|
|
|
Nov 14, 2023
Q3 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
36+ 3.87% |
$8.66K - $10.4K
|
966
$328K
|
|
|
Apr 02, 2024
Q3 2023
|
Oak Hill Wealth Advisors, LLC
Lansdowne, VA |
BUY
|
- |
36+ 1.9% |
$8.66K - $10.4K
|
1.93K
$658K
|
|
|
Oct 18, 2023
Q3 2023
|
Cornerstone Wealth Group, LLC
|
BUY
|
- |
35+ 3.48% |
$8.42K - $10.1K
|
1.04K
$354K
|
|
|
Nov 03, 2023
Q3 2023
|
Mitchell Capital Management CO
|
BUY
|
- |
33+ 1.01% |
$7.94K - $9.53K
|
3.29K
$1.12M
|
|
|
Nov 14, 2023
Q3 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
32+ 1.27% |
$7.7K - $9.24K
|
2.55K
$866K
|
|
|
Oct 18, 2023
Q3 2023
|
Nova Point Capital, LLC
|
BUY
|
- |
31+ 1.69% |
$7.46K - $8.95K
|
1.87K
$635K
|
|
|
Oct 10, 2023
Q3 2023
|
Triangle Securities Wealth Management
|
BUY
|
- |
30+ 0.42% |
$7.22K - $8.66K
|
7.21K
$2.45M
|
|
|
Oct 23, 2023
Q3 2023
|
Norway Savings Bank
|
BUY
|
- |
30+ 0.69% |
$7.22K - $8.66K
|
4.38K
$1.49M
|
|
|
Oct 26, 2023
Q3 2023
|
Traverso Chambers Private Wealth Management, LLC
|
BUY
|
- |
30+ 1.45% |
$7.22K - $8.66K
|
2.09K
$711K
|
|
|
Jan 28, 2025
Q3 2023
|
Westmount Partners, LLC
Los Angeles, CA |
BUY
|
- |
30+ 1.14% |
$7.22K - $8.66K
|
2.66K
$905K
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
29New |
$6.98K - $8.37K
|
29
$9.86K
|
|
|
Nov 14, 2023
Q3 2023
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
28+ 0.04% |
$6.74K - $8.08K
|
64.2K
$21.8M
|
|
|
Nov 02, 2023
Q3 2023
|
Jnba Financial Advisors
|
BUY
|
- |
27+ 12.33% |
$6.5K - $7.79K
|
246
$83.6K
|
|
|
Nov 07, 2023
Q3 2023
|
South State Corp
|
BUY
|
- |
27+ 0.72% |
$6.5K - $7.79K
|
3.78K
$1.29M
|
|
|
Nov 15, 2023
Q3 2023
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
27+ 0.3% |
$6.5K - $7.79K
|
8.94K
$3.04M
|
|
|
Oct 12, 2023
Q3 2023
|
Churchill Management Corp
|
BUY
|
- |
26+ 0.12% |
$6.26K - $7.5K
|
21.5K
$7.3M
|
|
|
Oct 18, 2023
Q3 2023
|
Roman Butler Fullerton & CO
|
BUY
|
- |
26+ 0.63% |
$6.26K - $7.5K
|
4.12K
$1.4M
|
|
|
Oct 31, 2023
Q3 2023
|
Selway Asset Management
Boise, ID |
BUY
|
- |
26New |
$6.26K - $7.5K
|
26
$8.84K
|
|
|
Oct 10, 2023
Q3 2023
|
Thomasville National Bank
|
BUY
|
- |
25+ 0.73% |
$6.01K - $7.22K
|
3.43K
$1.17M
|
|
|
Oct 31, 2023
Q3 2023
|
Fagan Associates, Inc.
|
BUY
|
- |
25+ 1.91% |
$6.01K - $7.22K
|
1.34K
$454K
|
|
|
Nov 07, 2023
Q3 2023
|
Valmark Advisers, Inc.
|
BUY
|
- |
25+ 1.1% |
$6.01K - $7.22K
|
2.29K
$778K
|
|
|
Jan 09, 2024
Q3 2023
|
Financial Perspectives, Inc
Minneapolis, MN |
BUY
|
- |
25+ 2.55% |
$6.01K - $7.22K
|
1.01K
$342K
|
|
|
Jul 31, 2024
Q3 2023
|
First American Bank
Dundee, IL |
BUY
|
- |
25+ 1.26% |
$6.01K - $7.22K
|
2.01K
$683K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
24+ 0.46% |
$5.77K - $6.93K
|
5.21K
$1.77M
|
|
|
Nov 06, 2023
Q3 2023
|
Gyl Financial Synergies, LLC
|
BUY
|
- |
24+ 0.47% |
$5.77K - $6.93K
|
5.12K
$1.74M
|
|
|
Nov 07, 2023
Q3 2023
|
Gryphon Financial Partners LLC
|
BUY
|
- |
24+ 1.74% |
$5.77K - $6.93K
|
1.4K
$477K
|
|
|
Oct 16, 2023
Q3 2023
|
Relyea Zuckerberg Hanson LLC
|
BUY
|
- |
23+ 1.82% |
$5.53K - $6.64K
|
1.29K
$437K
|
|
|
Oct 19, 2023
Q3 2023
|
Sns Financial Group, LLC
|
BUY
|
- |
23+ 0.57% |
$5.53K - $6.64K
|
4.03K
$1.37M
|
|
|
Nov 15, 2023
Q3 2023
|
Hamilton Capital, LLC
Columbus, OH |
BUY
|
- |
23+ 1.86% |
$5.53K - $6.64K
|
1.26K
$428K
|
|
|
Oct 25, 2023
Q3 2023
|
Canal Capital Management, LLC
|
BUY
|
- |
22+ 1.84% |
$5.29K - $6.35K
|
1.22K
$413K
|
|
|
Nov 13, 2023
Q3 2023
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
22+ 0.23% |
$5.29K - $6.35K
|
9.63K
$3.28M
|
|
|
Nov 14, 2023
Q3 2023
|
Pettyjohn, Wood & White, Inc
Lynchburg, VA |
BUY
|
- |
22+ 2.07% |
$5.29K - $6.35K
|
1.09K
$370K
|
|
|
Nov 14, 2023
Q3 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
22+ 4.72% |
$5.29K - $6.35K
|
488
$166K
|
|
|
Oct 23, 2023
Q3 2023
|
Hexagon Capital Partners LLC
|
BUY
|
- |
21+ 0.85% |
$5.05K - $6.06K
|
2.48K
$843K
|
|
|
Oct 31, 2023
Q3 2023
|
Live Oak Investment Partners
Austin, TX |
BUY
|
- |
21+ 0.77% |
$5.05K - $6.06K
|
2.74K
$931K
|
|
|
Oct 18, 2023
Q3 2023
|
Benedict Financial Advisors Inc
|
BUY
|
- |
20+ 0.33% |
$4.81K - $5.77K
|
6.03K
$2.05M
|
|
|
Nov 13, 2023
Q3 2023
|
Covestor LTD
Boston, MA |
BUY
|
- |
19+ 4.06% |
$4.57K - $5.48K
|
487
$166K
|
|
|
Oct 16, 2023
Q3 2023
|
Wealth Effects LLC
|
BUY
|
- |
18+ 0.56% |
$4.33K - $5.2K
|
3.25K
$1.1M
|
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
18+ 2.13% |
$4.33K - $5.2K
|
865
$294K
|
|
|
Nov 01, 2023
Q3 2023
|
Albion Financial Group
|
BUY
|
- |
18+ 78.26% |
$4.33K - $5.2K
|
41
$13.9K
|
|
|
Nov 08, 2023
Q3 2023
|
Archer Investment Corp
|
BUY
|
- |
18+ 0.59% |
$4.33K - $5.2K
|
3.09K
$1.05M
|
|
|
Oct 11, 2023
Q3 2023
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
17+ 0.67% |
$4.09K - $4.91K
|
2.54K
$863K
|
|
|
Nov 06, 2023
Q3 2023
|
Flputnam Investment Management CO
Portland, ME |
BUY
|
- |
17+ 0.37% |
$4.09K - $4.91K
|
4.61K
$1.57M
|
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
BUY
|
- |
17+ 0.45% |
$4.09K - $4.91K
|
3.78K
$1.29M
|
|
|
Nov 13, 2023
Q3 2023
|
Geller Advisors LLC
New York, NY |
BUY
|
- |
17+ 0.56% |
$4.09K - $4.91K
|
3.06K
$1.04M
|
|
|
Nov 15, 2023
Q3 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
17+ 2.3% |
$4.09K - $4.91K
|
756
$257K
|
|
|
Oct 05, 2023
Q3 2023
|
Ivc Wealth Advisors LLC
|
BUY
|
- |
16+ 0.41% |
$3.85K - $4.62K
|
3.96K
$1.34M
|
|
|
Nov 02, 2023
Q3 2023
|
Wayfinding Financial, LLC
Lynnwood, WA |
BUY
|
- |
16+ 0.6% |
$3.85K - $4.62K
|
2.7K
$918K
|
|
|
Nov 13, 2023
Q3 2023
|
Gsb Wealth Management, LLC
|
BUY
|
- |
16+ 0.78% |
$3.85K - $4.62K
|
2.06K
$701K
|