Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 17, 2023
Q4 2022
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-315- 5.13% |
$53.9K - $76.6K
|
5.83K
$2.12M
|
|
|
Mar 06, 2023
Q4 2022
|
Great Lakes Retirement, Inc.
Sandusky, OH |
SELL
|
- |
-317- 8.14% |
$54.3K - $77.1K
|
3.58K
$1.3M
|
|
|
Jan 26, 2023
Q4 2022
|
Dupont Capital Management Corp
|
SELL
|
- |
-318- 17.69% |
$54.5K - $77.3K
|
1.48K
$539K
|
|
|
Jan 13, 2023
Q4 2022
|
Segment Wealth Management, LLC
|
SELL
|
- |
-319- 10.15% |
$54.6K - $77.6K
|
2.83K
$1.03M
|
|
|
Feb 06, 2023
Q4 2022
|
Washington Trust Bank
|
SELL
|
- |
-330- 4.99% |
$56.5K - $80.2K
|
6.28K
$2.28M
|
|
|
Feb 07, 2023
Q4 2022
|
Aull & Monroe Investment Management Corp
Mobile, AL |
SELL
|
- |
-330- 1.3% |
$56.5K - $80.2K
|
25.1K
$9.15M
|
|
|
Nov 07, 2023
Q4 2022
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-330- 7.24% |
$56.5K - $80.2K
|
4.23K
$1.54M
|
|
|
Feb 14, 2023
Q4 2022
|
Studio Investment Management LLC
Chicago, IL |
SELL
|
- |
-331- 2.48% |
$56.7K - $80.5K
|
13K
$4.74M
|
|
|
Feb 13, 2023
Q4 2022
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-332- 1.91% |
$56.8K - $80.7K
|
17.1K
$6.21M
|
|
|
Jan 12, 2023
Q4 2022
|
Avity Investment Management Inc.
|
SELL
|
- |
-342- 16.63% |
$58.6K - $83.2K
|
1.72K
$624K
|
|
|
Feb 09, 2023
Q4 2022
|
Tempus Wealth Planning, LLC
|
SELL
|
- |
-343- 6.08% |
$58.7K - $83.4K
|
5.3K
$1.93M
|
|
|
Jan 12, 2023
Q4 2022
|
Addenda Capital Inc.
|
SELL
|
- |
-345- 1.28% |
$59.1K - $83.9K
|
26.6K
$9.67M
|
|
|
Jan 23, 2023
Q4 2022
|
Cambridge Advisors Inc.
|
SELL
|
- |
-345- 2.8% |
$59.1K - $83.9K
|
12K
$4.36M
|
|
|
Feb 13, 2023
Q4 2022
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-350- 0.28% |
$59.9K - $85.1K
|
123K
$44.8M
|
|
|
Feb 07, 2023
Q4 2022
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-355- 21.27% |
$60.8K - $86.3K
|
1.31K
$478K
|
|
|
Feb 06, 2023
Q4 2022
|
Mizuho Securities Co. Ltd.
|
SELL
|
- |
-357- 97.28% |
$61.1K - $86.8K
|
10
$3.64K
|
|
|
Jan 27, 2023
Q4 2022
|
Beacon Capital Management, LLC
|
SELL
|
- |
-359- 24.72% |
$61.5K - $87.3K
|
1.09K
$398K
|
|
|
Jan 26, 2023
Q4 2022
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-362- 16.47% |
$62K - $88K
|
1.84K
$668K
|
|
|
Jan 23, 2023
Q4 2022
|
First Affirmative Financial Network
|
SELL
|
- |
-363- 21.59% |
$62.2K - $88.3K
|
1.32K
$480K
|
|
|
Feb 07, 2023
Q4 2022
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-370- 4.99% |
$63.4K - $90K
|
7.04K
$2.56M
|
|
|
Feb 09, 2023
Q4 2022
|
Royal London Asset Management LTD
United Kingdom, X0 |
SELL
|
- |
-371- 0.19% |
$63.5K - $90.2K
|
193K
$70.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-372- 20.11% |
$63.7K - $90.4K
|
1.48K
$538K
|
|
|
Feb 13, 2023
Q4 2022
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-373- 11.91% |
$63.9K - $90.7K
|
2.76K
$1M
|
|
|
Feb 14, 2023
Q4 2022
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-378- 0.56% |
$64.7K - $91.9K
|
67.7K
$24.6M
|
|
|
Jan 27, 2023
Q4 2022
|
City Holding CO
|
SELL
|
- |
-385- 1.68% |
$65.9K - $93.6K
|
22.6K
$8.21M
|
|
|
Jan 13, 2023
Q4 2022
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-387- 13.77% |
$66.3K - $94.1K
|
2.42K
$882K
|
|
|
Feb 01, 2023
Q4 2022
|
Ironwood Investment Counsel, LLC
|
SELL
|
- |
-391- 11.65% |
$67K - $95.1K
|
2.96K
$1.08M
|
|
|
Feb 06, 2023
Q4 2022
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-393- 1.98% |
$67.3K - $95.6K
|
19.5K
$7.09M
|
|
|
Feb 02, 2023
Q4 2022
|
Argi Investment Services, LLC
|
SELL
|
- |
-394- 4.86% |
$67.5K - $95.8K
|
7.71K
$2.81M
|
|
|
Feb 08, 2023
Q4 2022
|
Gould Asset Management LLC
Claremont, CA |
SELL
|
- |
-395- 24.31% |
$67.6K - $96K
|
1.23K
$448K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-399- 2.13% |
$68.3K - $97K
|
18.3K
$6.67M
|
|
|
Jan 13, 2023
Q4 2022
|
E&G Advisors, LP
|
SELL
|
- |
-400- 13.79% |
$68.5K - $97.3K
|
2.5K
$910K
|
|
|
Feb 14, 2023
Q4 2022
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-400- 6.91% |
$68.5K - $97.3K
|
5.39K
$1.96M
|
|
|
Feb 14, 2023
Q4 2022
|
Janus Henderson Group PLC
London, X0 |
SELL
|
- |
-404- 0.34% |
$69.2K - $98.2K
|
117K
$42.7M
|
|
|
Feb 10, 2023
Q4 2022
|
Columbia Asset Management
Ann Arbor, MI |
SELL
|
- |
-414- 2.05% |
$70.9K - $101K
|
19.8K
$7.21M
|
|
|
Jan 18, 2023
Q4 2022
|
Czech National Bank
Prague, 2N |
SELL
|
- |
-416- 0.68% |
$71.2K - $101K
|
60.9K
$22.2M
|
|
|
Feb 13, 2023
Q4 2022
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-416- 23.83% |
$71.2K - $101K
|
1.33K
$484K
|
|
|
Feb 06, 2023
Q4 2022
|
B & T Capital Management Dba Alpha Capital Management
|
SELL
|
- |
-420- 1.93% |
$71.9K - $102K
|
21.4K
$7.78M
|
|
|
Feb 08, 2023
Q4 2022
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-420- 9.5% |
$71.9K - $102K
|
4K
$1.46M
|
|
|
Feb 13, 2023
Q4 2022
|
Biechele Royce Advisors
|
SELL
|
- |
-420- 1.7% |
$71.9K - $102K
|
24.3K
$8.85M
|
|
|
Jan 18, 2023
Q4 2022
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-422- 27.19% |
$72.3K - $103K
|
1.13K
$411K
|
|
|
Jan 20, 2023
Q4 2022
|
First Command Financial Services, Inc.
|
SELL
|
- |
-425- 13.21% |
$72.8K - $103K
|
2.79K
$1.02M
|
|
|
Jan 23, 2023
Q4 2022
|
First Command Bank
|
SELL
|
- |
-425- 13.21% |
$72.8K - $103K
|
2.79K
$1.02M
|
|
|
Feb 01, 2023
Q4 2022
|
Blue Sky Wealth Advisors, LLC
|
SELL
|
- |
-426- 17.0% |
$72.9K - $104K
|
2.08K
$757K
|
|
|
Aug 07, 2024
Q4 2022
|
Mason Investment Advisory Services, Inc.
Reston, VA |
SELL
|
- |
-426- 16.67% |
$72.9K - $104K
|
2.13K
$775K
|
|
|
Jan 30, 2023
Q4 2022
|
Carlton Hofferkamp & Jenks Wealth Management, LLC
|
SELL
|
- |
-430- 14.16% |
$73.6K - $105K
|
2.61K
$948K
|
|
|
Feb 13, 2023
Q4 2022
|
Hoey Investments, Inc
Coatesville, PA |
SELL
|
- |
-432- 4.63% |
$74K - $105K
|
8.89K
$3.23M
|
|
|
Feb 09, 2023
Q4 2022
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-433- 5.19% |
$74.1K - $105K
|
7.91K
$2.88M
|
|
|
Jan 27, 2023
Q4 2022
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-437- 4.15% |
$74.8K - $106K
|
10.1K
$3.67M
|
|
|
Jan 17, 2023
Q4 2022
|
Leavell Investment Management, Inc.
|
SELL
|
- |
-445- 3.71% |
$76.2K - $108K
|
11.6K
$4.21M
|