Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2023
Q4 2022
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-38.8K- 17.51% |
$6.65M - $9.44M
|
183K
$67.9M
|
|
|
Feb 14, 2023
Q4 2022
|
State Of Wisconsin Investment Board
Madison, WI |
SELL
|
- |
-41.3K- 12.23% |
$7.07M - $10M
|
296K
$110M
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-41.8K- 99.99% |
$7.15M - $10.2M
|
3
$1.11K
|
|
|
Feb 13, 2023
Q4 2022
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-44.2K- 48.5% |
$7.57M - $10.8M
|
46.9K
$17.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-49.4K- 23.56% |
$8.46M - $12M
|
160K
$59.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Vontobel Holding Ltd.
|
SELL
|
- |
-49.5K- 26.08% |
$8.48M - $12M
|
140K
$52.2M
|
|
|
Feb 09, 2023
Q4 2022
|
Intech Investment Management LLC
West Palm Beach, FL |
SELL
|
- |
-50.5K- 34.01% |
$8.64M - $12.3M
|
97.9K
$36.4M
|
|
|
Oct 18, 2024
Q4 2022
|
Intech Investment Management LLC
West Palm Beach, FL |
SELL
|
- |
-50.5K- 34.01% |
$8.64M - $12.3M
|
97.9K
$36.4M
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-56.7K- 71.74% |
$9.7M - $13.8M
|
22.3K
$8.29M
|
|
|
Feb 09, 2023
Q4 2022
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-57.9K- 78.0% |
$9.91M - $14.1M
|
16.3K
$6.06M
|
|
|
Jun 20, 2024
Q4 2022
|
Abrdn PLC
|
SELL
|
- |
-58.8K- 15.81% |
$10.1M - $14.3M
|
313K
$116M
|
|
|
Feb 13, 2023
Q4 2022
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-60K- 6.13% |
$10.3M - $14.6M
|
918K
$341M
|
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-64.3K- 13.15% |
$11M - $15.6M
|
424K
$158M
|
|
|
Feb 08, 2023
Q4 2022
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-69.9K- 43.3% |
$12M - $17M
|
91.6K
$34M
|
|
|
Feb 13, 2023
Q4 2022
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-70.2K- 11.49% |
$12M - $17.1M
|
541K
$201M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-77.6K- 3.99% |
$13.3M - $18.9M
|
1.87M
$694M
|
|
|
Feb 13, 2023
Q4 2022
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-84.3K- 1.19% |
$14.4M - $20.5M
|
7M
$2.6B
|
|
|
Feb 13, 2023
Q4 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-88.5K- 0.24% |
$15.1M - $21.5M
|
36.5M
$13.5B
|
|
|
Feb 14, 2023
Q4 2022
|
Ilmarinen Mutual Pension Insurance CO
Helsinki, H9 |
SELL
|
- |
-90K- 78.95% |
$15.4M - $21.9M
|
24K
$8.91M
|
|
|
Feb 07, 2023
Q4 2022
|
Diamond Hill Capital Management Inc
Columbus, OH |
SELL
|
- |
-129K- 6.78% |
$22M - $31.3M
|
1.77M
$656M
|
|
|
Jan 23, 2023
Q4 2022
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-138K- 43.23% |
$23.6M - $33.5M
|
181K
$67.3M
|
|
|
Feb 21, 2023
Q4 2022
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-156K- 58.59% |
$26.7M - $37.9M
|
110K
$40.9M
|
|
|
Feb 08, 2023
Q4 2022
|
Swiss National Bank
Zurich, V8 |
SELL
|
- |
-166K- 7.17% |
$28.4M - $40.3M
|
2.15M
$797M
|
|
|
Feb 14, 2023
Q4 2022
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-172K- 53.86% |
$29.5M - $41.8M
|
147K
$54.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-178K- 74.87% |
$30.4M - $43.2M
|
59.6K
$22.2M
|
|
|
Feb 14, 2023
Q4 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-181K- 31.11% |
$31M - $44M
|
401K
$149M
|
|
|
Feb 21, 2023
Q4 2022
|
Old Republic International Corp
Chicago, IL |
SELL
|
- |
-200K- 36.37% |
$34.2M - $48.5M
|
349K
$130M
|
|
|
Feb 14, 2023
Q4 2022
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-215K- 97.76% |
$36.8M - $52.3M
|
4.92K
$1.83M
|
|
|
Feb 13, 2023
Q4 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-235K- 17.53% |
$40.3M - $57.2M
|
1.11M
$411M
|
|
|
Feb 13, 2023
Q4 2022
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-270K- 9.25% |
$46.3M - $65.7M
|
2.65M
$984M
|
|
|
Feb 14, 2023
Q4 2022
|
State Street Corp
Boston, MA |
SELL
|
- |
-292K- 0.73% |
$50M - $70.9M
|
39.8M
$14.8B
|
|
|
Feb 14, 2023
Q4 2022
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-293K- 8.29% |
$50.1M - $71.1M
|
3.24M
$1.2B
|
|
|
Feb 09, 2023
Q4 2022
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-372K- 37.66% |
$63.6M - $90.3M
|
615K
$228M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-381K- 8.52% |
$65.3M - $92.7M
|
4.1M
$1.52B
|
|
|
Feb 14, 2023
Q4 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-456K- 96.54% |
$78.1M - $111M
|
16.4K
$6.08M
|
|
|
Feb 14, 2023
Q4 2022
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-628K- 38.07% |
$108M - $153M
|
1.02M
$379M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-649K- 98.01% |
$111M - $158M
|
13.1K
$4.88M
|
|
|
Feb 13, 2023
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-661K- 19.65% |
$113M - $161M
|
2.7M
$1B
|
|
|
May 14, 2024
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-661K- 19.65% |
$113M - $161M
|
2.7M
$1B
|
|
|
Mar 28, 2023
Q4 2022
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-690K- 99.57% |
$118M - $168M
|
3K
$1.12M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-704K- 21.19% |
$121M - $171M
|
2.62M
$973M
|
|
|
Feb 14, 2023
Q4 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-862K- 99.58% |
$148M - $210M
|
3.61K
$1.34M
|
|
|
May 09, 2023
Q4 2022
|
Altshuler Shaham LTD
|
SELL
|
- |
-1.76M- 67.08% |
$301M - $428M
|
864K
$321M
|
|
|
Feb 16, 2023
Q4 2022
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-9.77M- 99.9% |
$1.67B - $2.38B
|
9.78K
$3.63M
|