Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2024
Q4 2023
|
Capula Management LTD
Grand Cayman, E9 |
BUY
|
- |
425New |
$96.1K - $127K
|
425
$169K
|
|
|
Jan 16, 2024
Q4 2023
|
Cooper Financial Group
|
BUY
|
- |
420+ 10.79% |
$94.9K - $125K
|
4.31K
$1.71M
|
|
|
Feb 15, 2024
Q4 2023
|
Venture Visionary Partners LLC
|
BUY
|
- |
420+ 1.56% |
$94.9K - $125K
|
27.4K
$10.9M
|
|
|
Feb 02, 2024
Q4 2023
|
Tokio Marine Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
417+ 3.73% |
$94.3K - $124K
|
11.6K
$4.61M
|
|
|
Jan 10, 2024
Q4 2023
|
Bruce G. Allen Investments, LLC
Denver, CO |
BUY
|
- |
413New |
$93.4K - $123K
|
413
$164K
|
|
|
Jan 16, 2024
Q4 2023
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
410+ 401.96% |
$92.7K - $122K
|
512
$204K
|
|
|
Feb 12, 2024
Q4 2023
|
F Dx Advisors, Inc.
|
BUY
|
- |
409+ 42.87% |
$92.5K - $122K
|
1.36K
$542K
|
|
|
Feb 28, 2024
Q4 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
404+ 4.77% |
$91.3K - $120K
|
8.88K
$3.53M
|
|
|
Feb 14, 2024
Q4 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
403+ 1.36% |
$91.1K - $120K
|
30.1K
$12M
|
|
|
Jan 18, 2024
Q4 2023
|
Kaizen Financial Strategies
|
BUY
|
- |
400+ 16.33% |
$90.4K - $119K
|
2.85K
$1.13M
|
|
|
Jan 26, 2024
Q4 2023
|
Pb Mares Wealth Management LLC
|
BUY
|
- |
400+ 30.51% |
$90.4K - $119K
|
1.71K
$680K
|
|
|
Jan 29, 2024
Q4 2023
|
Clarus Group, Inc.
|
BUY
|
- |
397+ 16.36% |
$89.7K - $118K
|
2.82K
$1.12M
|
|
|
Sep 30, 2024
Q4 2023
|
Jarislowsky, Fraser LTD
|
BUY
|
- |
392+ 55.6% |
$88.6K - $117K
|
1.1K
$436K
|
|
|
Feb 13, 2024
Q4 2023
|
First Manhattan CO
New York, NY |
BUY
|
- |
391+ 10.77% |
$88.4K - $117K
|
4.02K
$1.6M
|
|
|
Jan 12, 2024
Q4 2023
|
Retirement Planning Group
|
BUY
|
- |
389+ 39.21% |
$87.9K - $116K
|
1.38K
$549K
|
|
|
Feb 12, 2024
Q4 2023
|
Oregon Public Employees Retirement Fund
|
BUY
|
- |
387+ 0.98% |
$87.5K - $115K
|
39.8K
$15.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Globeflex Capital L P
San Diego, CA |
BUY
|
- |
386New |
$87.3K - $115K
|
386
$153K
|
|
|
Jan 18, 2024
Q4 2023
|
Cornell Pochily Investment Advisors, Inc.
|
BUY
|
- |
373+ 4.51% |
$84.3K - $111K
|
8.65K
$3.44M
|
|
|
Feb 02, 2024
Q4 2023
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
370+ 19.1% |
$83.6K - $110K
|
2.31K
$917K
|
|
|
Feb 05, 2024
Q4 2023
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
368+ 3.3% |
$83.2K - $110K
|
11.5K
$4.59M
|
|
|
Feb 09, 2024
Q4 2023
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
364+ 3.98% |
$82.3K - $109K
|
9.5K
$3.78M
|
|
|
Jan 31, 2024
Q4 2023
|
Livforsakringsbolaget Skandia, Omsesidigt
Stockholm, V7 |
BUY
|
- |
363+ 59.22% |
$82.1K - $108K
|
976
$388K
|
|
|
Jan 30, 2024
Q4 2023
|
Bear Mountain Capital, Inc.
Seattle, WA |
BUY
|
- |
360New |
$81.4K - $107K
|
360
$143K
|
|
|
Feb 05, 2024
Q4 2023
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
360+ 61.22% |
$81.4K - $107K
|
948
$377K
|
|
|
Feb 13, 2024
Q4 2023
|
Csenge Advisory Group
|
BUY
|
- |
360+ 5.68% |
$81.4K - $107K
|
6.7K
$2.66M
|
|
|
Feb 01, 2024
Q4 2023
|
Cetera Trust Company, N.A
St. Paul, MN |
BUY
|
- |
359New |
$81.2K - $107K
|
359
$143K
|
|
|
Feb 09, 2024
Q4 2023
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
359+ 5.22% |
$81.2K - $107K
|
7.24K
$2.88M
|
|
|
Jan 30, 2024
Q4 2023
|
Cornercap Investment Counsel Inc
Atlanta, GA |
BUY
|
- |
352+ 4.36% |
$79.6K - $105K
|
8.42K
$3.35M
|
|
|
Jan 31, 2024
Q4 2023
|
Pathway Financial Advisors LLC
|
BUY
|
- |
350+ 11.03% |
$79.1K - $104K
|
3.52K
$1.4M
|
|
|
Feb 05, 2024
Q4 2023
|
Capital Investment Counsel, Inc
|
BUY
|
- |
350+ 3.25% |
$79.1K - $104K
|
11.1K
$4.43M
|
|
|
Feb 14, 2024
Q4 2023
|
Fsa Wealth Management LLC
Needham, MA |
BUY
|
- |
349New |
$78.9K - $104K
|
349
$139K
|
|
|
Feb 01, 2024
Q4 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
348+ 8.36% |
$78.7K - $104K
|
4.51K
$1.79M
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
346+ 6.9% |
$78.2K - $103K
|
5.36K
$2.13M
|
|
|
Feb 14, 2024
Q4 2023
|
Orleans Capital Management Corp
Mandeville, LA |
BUY
|
- |
340+ 5.44% |
$76.9K - $101K
|
6.59K
$2.62M
|
|
|
Feb 06, 2024
Q4 2023
|
Provence Wealth Management Group
|
BUY
|
- |
339+ 17.5% |
$76.6K - $101K
|
2.28K
$905K
|
|
|
Jan 23, 2024
Q4 2023
|
Iowa State Bank
|
BUY
|
- |
338+ 2.31% |
$76.4K - $101K
|
14.9K
$5.94M
|
|
|
Jan 24, 2024
Q4 2023
|
Avitas Wealth Management LLC
|
BUY
|
- |
331+ 3.76% |
$74.8K - $98.7K
|
9.12K
$3.63M
|
|
|
Feb 14, 2024
Q4 2023
|
Granite Investment Partners, LLC
|
BUY
|
- |
330+ 12.98% |
$74.6K - $98.4K
|
2.87K
$1.14M
|
|
|
Jan 09, 2024
Q4 2023
|
Gateway Investment Advisers LLC
|
BUY
|
- |
328+ 0.2% |
$74.1K - $97.8K
|
168K
$66.6M
|
|
|
Jan 18, 2024
Q4 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
328+ 11.49% |
$74.1K - $97.8K
|
3.18K
$1.26M
|
|
|
Jan 30, 2024
Q4 2023
|
Rakuten Securities, Inc.
Tokyo, M0 |
BUY
|
- |
326New |
$73.7K - $97.2K
|
326
$130K
|
|
|
Feb 13, 2024
Q4 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
BUY
|
- |
326New |
$73.7K - $97.2K
|
326
$130K
|
|
|
Feb 14, 2024
Q4 2023
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
326+ 0.97% |
$73.7K - $97.2K
|
33.9K
$13.5M
|
|
|
Feb 12, 2024
Q4 2023
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
324+ 5.05% |
$73.2K - $96.6K
|
6.74K
$2.68M
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
322+ 36.67% |
$72.8K - $96K
|
1.2K
$477K
|
|
|
Feb 06, 2024
Q4 2023
|
Northern Financial Advisors Inc
Bloomfield Hills, MI |
BUY
|
- |
319+ 6.54% |
$72.1K - $95.1K
|
5.2K
$2.07M
|
|
|
Feb 13, 2024
Q4 2023
|
Advisor Shares Investments LLC
Bethesda, MD |
BUY
|
- |
317+ 23.26% |
$71.7K - $94.5K
|
1.68K
$668K
|
|
|
Jan 10, 2024
Q4 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
316+ 2.75% |
$71.4K - $94.2K
|
11.8K
$4.69M
|
|
|
Feb 14, 2024
Q4 2023
|
Choate Investment Advisors
Boston, MA |
BUY
|
- |
316+ 5.49% |
$71.4K - $94.2K
|
6.07K
$2.41M
|
|
|
Feb 15, 2024
Q4 2023
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
315New |
$71.2K - $93.9K
|
315
$125K
|