Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-72.5K- 17.66% |
$16.4M - $21.6M
|
338K
$138M
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-75.2K- 19.68% |
$17M - $22.4M
|
307K
$125M
|
|
|
Feb 13, 2024
Q4 2023
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-75.5K- 32.37% |
$17.1M - $22.5M
|
158K
$64.3M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-79.8K- 1.1% |
$18M - $23.8M
|
7.2M
$2.94B
|
|
|
Feb 01, 2024
Q4 2023
|
New York State Common Retirement Fund
|
SELL
|
- |
-80.1K- 10.18% |
$18.1M - $23.9M
|
707K
$288M
|
|
|
Feb 14, 2024
Q4 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-81.6K- 53.73% |
$18.5M - $24.3M
|
70.3K
$28.7M
|
|
|
Feb 14, 2024
Q4 2023
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-91.6K- 32.9% |
$20.7M - $27.3M
|
187K
$76.2M
|
|
|
Feb 08, 2024
Q4 2023
|
Great Lakes Advisors, LLC
Chicago, IL |
SELL
|
- |
-98.4K- 22.18% |
$22.2M - $29.3M
|
345K
$141M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-109K- 5.27% |
$24.7M - $32.5M
|
1.96M
$801M
|
|
|
Jan 17, 2024
Q4 2023
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-115K- 88.19% |
$26.1M - $34.4M
|
15.5K
$6.3M
|
|
|
Jan 30, 2024
Q4 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-146K- 44.7% |
$33M - $43.5M
|
180K
$73.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-152K- 99.32% |
$34.3M - $45.2M
|
1.04K
$422K
|
|
|
Feb 14, 2024
Q4 2023
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-170K- 76.19% |
$38.4M - $50.6M
|
53K
$21.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-203K- 6.95% |
$45.9M - $60.6M
|
2.72M
$1.11B
|
|
|
Feb 14, 2024
Q4 2023
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-207K- 67.36% |
$46.7M - $61.7M
|
100K
$40.9M
|
|
|
Feb 06, 2024
Q4 2023
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-215K- 22.17% |
$48.7M - $64.2M
|
756K
$308M
|
|
|
Feb 14, 2024
Q4 2023
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-251K- 51.43% |
$56.8M - $74.9M
|
237K
$96.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-272K- 30.04% |
$61.5M - $81.2M
|
634K
$259M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-289K- 11.44% |
$65.2M - $86M
|
2.24M
$912M
|
|
|
Feb 14, 2024
Q4 2023
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-290K- 20.74% |
$65.6M - $86.5M
|
1.11M
$453M
|
|
|
Feb 13, 2024
Q4 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-309K- 4.44% |
$69.9M - $92.2M
|
6.65M
$2.71B
|
|
|
Feb 13, 2024
Q4 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-349K- 46.1% |
$79M - $104M
|
409K
$167M
|
|
|
Feb 14, 2024
Q4 2023
|
Man Group PLC
London, X0 |
SELL
|
- |
-390K- 93.95% |
$88.1M - $116M
|
25.1K
$10.2M
|
|
|
Feb 13, 2024
Q4 2023
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-434K- 99.95% |
$98.1M - $129M
|
228
$93K
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-484K- 13.48% |
$110M - $144M
|
3.11M
$1.27B
|
|
|
May 16, 2024
Q4 2023
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-494K- 80.65% |
$112M - $147M
|
118K
$48.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-516K- 96.36% |
$117M - $154M
|
19.5K
$7.95M
|
|
|
Feb 14, 2024
Q4 2023
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-655K- 36.78% |
$148M - $195M
|
1.12M
$459M
|
|
|
Feb 14, 2024
Q4 2023
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
SELL
|
- |
-1.08M- 94.6% |
$244M - $322M
|
61.7K
$25.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Winslow Capital Management, LLC
Minneapolis, MN |
SELL
|
- |
-1.12M- 99.91% |
$252M - $333M
|
1K
$409K
|
|
|
Feb 13, 2024
Q4 2023
|
Capital International Investors
Los Angeles, CA |
SELL
|
- |
-1.28M- 83.98% |
$290M - $382M
|
244K
$99.7M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.49M- 99.66% |
$337M - $444M
|
5.05K
$2.06M
|