Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 02, 2024
Q4 2023
|
Neville Rodie & Shaw Inc
|
SELL
|
- |
-501- 2.65% |
$113K - $149K
|
18.4K
$7.42M
|
|
|
Feb 01, 2024
Q4 2023
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-503- 9.05% |
$114K - $150K
|
5.05K
$2.04M
|
|
|
Jan 02, 2024
Q4 2023
|
M&R Capital Management Inc
|
SELL
|
- |
-504- 50.2% |
$114K - $150K
|
500
$202K
|
|
|
Jan 30, 2024
Q4 2023
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-508- 11.01% |
$115K - $151K
|
4.11K
$1.66M
|
|
|
Feb 06, 2024
Q4 2023
|
Welch & Forbes LLC
|
SELL
|
- |
-511- 2.02% |
$116K - $152K
|
24.8K
$10M
|
|
|
Feb 14, 2024
Q4 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-514- 10.55% |
$116K - $153K
|
4.36K
$1.76M
|
|
|
Feb 12, 2024
Q4 2023
|
Arrow Financial Corp
|
SELL
|
- |
-518- 3.22% |
$117K - $154K
|
15.6K
$6.28M
|
|
|
Feb 06, 2024
Q4 2023
|
Stokes Family Office, LLC
|
SELL
|
- |
-523- 25.85% |
$118K - $156K
|
1.5K
$606K
|
|
|
Jan 08, 2024
Q4 2023
|
Optimum Investment Advisors
|
SELL
|
- |
-526- 10.0% |
$119K - $157K
|
4.74K
$1.91M
|
|
|
Feb 05, 2024
Q4 2023
|
Marco Investment Management LLC
|
SELL
|
- |
-535- 0.72% |
$121K - $159K
|
73.6K
$29.7M
|
|
|
Feb 05, 2024
Q4 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-536- 0.73% |
$121K - $160K
|
72.6K
$29.3M
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-538- 18.55% |
$122K - $160K
|
2.36K
$954K
|
|
|
Jan 23, 2024
Q4 2023
|
Cahaba Wealth Management, Inc.
|
SELL
|
- |
-543- 19.66% |
$123K - $162K
|
2.22K
$896K
|
|
|
Feb 13, 2024
Q4 2023
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-545- 21.12% |
$123K - $162K
|
2.04K
$822K
|
|
|
Feb 06, 2024
Q4 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-547- 9.09% |
$124K - $163K
|
5.47K
$2.21M
|
|
|
Feb 07, 2024
Q4 2023
|
Gateway Advisory, LLC
Westfield, NJ |
SELL
|
- |
-583- 3.2% |
$132K - $174K
|
17.7K
$7.13M
|
|
|
Feb 06, 2024
Q4 2023
|
Resolute Wealth Strategies, LLC
Jackson, MS |
SELL
|
- |
-591- 3.57% |
$134K - $176K
|
16K
$6.44M
|
|
|
Jan 19, 2024
Q4 2023
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-596- 6.17% |
$135K - $178K
|
9.07K
$3.66M
|
|
|
Feb 06, 2024
Q4 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-597- 4.3% |
$135K - $178K
|
13.3K
$5.36M
|
|
|
Feb 14, 2024
Q4 2023
|
Utah Retirement Systems
Salt Lake City, UT |
SELL
|
- |
-600- 0.67% |
$136K - $179K
|
88.5K
$35.7M
|
|
|
Feb 14, 2024
Q4 2023
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-601- 49.42% |
$136K - $179K
|
615
$248K
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-610- 4.77% |
$138K - $182K
|
12.2K
$4.91M
|
|
|
Jan 23, 2024
Q4 2023
|
Hartford Investment Management CO
|
SELL
|
- |
-615- 1.76% |
$139K - $183K
|
34.4K
$13.9M
|
|
|
Jan 22, 2024
Q4 2023
|
Berkshire Bank
|
SELL
|
- |
-624- 6.53% |
$141K - $186K
|
8.93K
$3.61M
|
|
|
Jan 11, 2024
Q4 2023
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-631- 2.83% |
$143K - $188K
|
21.7K
$8.75M
|
|
|
Feb 12, 2024
Q4 2023
|
Truepoint, Inc.
|
SELL
|
- |
-632- 7.85% |
$143K - $188K
|
7.42K
$3M
|
|
|
Jan 18, 2024
Q4 2023
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-637- 18.55% |
$144K - $190K
|
2.8K
$1.13M
|
|
|
Jan 19, 2024
Q4 2023
|
Mirador Capital Partners LP
|
SELL
|
- |
-642- 41.39% |
$145K - $191K
|
909
$367K
|
|
|
Jan 31, 2024
Q4 2023
|
Tilt Investment Management Holdings, Pbc
New York, NY |
SELL
|
- |
-654- 24.18% |
$148K - $195K
|
2.05K
$828K
|
|
|
Feb 14, 2024
Q4 2023
|
Williams Jones Wealth Management, Llc.
New York, NY |
SELL
|
- |
-660- 3.83% |
$149K - $197K
|
16.6K
$6.69M
|
|
|
Feb 15, 2024
Q4 2023
|
Blue Edge Capital, LLC
Richmond, VA |
SELL
|
- |
-664- 4.86% |
$150K - $198K
|
13K
$5.25M
|
|
|
Mar 04, 2024
Q4 2023
|
Congress Asset Management CO
|
SELL
|
- |
-680- 1.16% |
$154K - $203K
|
57.7K
$23.3M
|
|
|
Jan 10, 2024
Q4 2023
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-693- 14.5% |
$157K - $207K
|
4.09K
$1.65M
|
|
|
Jan 10, 2024
Q4 2023
|
Range Financial Group LLC
|
SELL
|
- |
-694- 26.22% |
$157K - $207K
|
1.95K
$788K
|
|
|
Feb 14, 2024
Q4 2023
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-696- 19.21% |
$157K - $207K
|
2.93K
$1.18M
|
|
|
Jan 31, 2024
Q4 2023
|
Dt Investment Partners, LLC
|
SELL
|
- |
-699- 4.86% |
$158K - $208K
|
13.7K
$5.53M
|
|
|
Jan 31, 2024
Q4 2023
|
Guardian Investment Management
|
SELL
|
- |
-700- 11.69% |
$158K - $209K
|
5.29K
$2.13M
|
|
|
Feb 02, 2024
Q4 2023
|
Community Bank, N.A.
|
SELL
|
- |
-700- 3.84% |
$158K - $209K
|
17.5K
$7.08M
|
|
|
Jan 22, 2024
Q4 2023
|
Veracity Capital LLC
|
SELL
|
- |
-703- 16.44% |
$159K - $210K
|
3.57K
$1.44M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-715- 4.24% |
$162K - $213K
|
16.1K
$6.52M
|
|
|
Feb 06, 2024
Q4 2023
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-721- 1.68% |
$163K - $215K
|
42.3K
$17.1M
|
|
|
Feb 09, 2024
Q4 2023
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-729- 2.35% |
$165K - $217K
|
30.3K
$12.2M
|
|
|
Jan 22, 2024
Q4 2023
|
Lfa Lugano Financial Advisors Sa
|
SELL
|
- |
-750- 75.0% |
$170K - $224K
|
250
$101K
|
|
|
Jan 19, 2024
Q4 2023
|
Northwest Investment Counselors, LLC
|
SELL
|
- |
-758- 3.41% |
$171K - $226K
|
21.5K
$8.66M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-767- 1.94% |
$173K - $229K
|
38.7K
$15.6M
|
|
|
Jan 23, 2024
Q4 2023
|
Regency Capital Management Inc.\De
|
SELL
|
- |
-769- 6.48% |
$174K - $229K
|
11.1K
$4.48M
|
|
|
Feb 09, 2024
Q4 2023
|
Wesleyan Assurance Society
Birmingham, X0 |
SELL
|
- |
-769- 0.76% |
$174K - $229K
|
101K
$40.8M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-769- 44.48% |
$174K - $229K
|
960
$388K
|
|
|
Feb 05, 2024
Q4 2023
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
SELL
|
- |
-780- 2.24% |
$176K - $233K
|
34.1K
$13.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Deseret Mutual Benefit Administrators
|
SELL
|
- |
-780- 26.19% |
$176K - $233K
|
2.2K
$887K
|