Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 18, 2024
Q4 2023
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-2.53K- 64.02% |
$572K - $754K
|
1.42K
$572K
|
|
|
Feb 05, 2024
Q4 2023
|
Argyle Capital Management Inc.
|
SELL
|
- |
-2.57K- 14.84% |
$582K - $767K
|
14.8K
$5.94M
|
|
|
Feb 15, 2024
Q4 2023
|
Cape Cod Five Cents Savings Bank
Orleans, MA |
SELL
|
- |
-2.6K- 50.49% |
$588K - $775K
|
2.55K
$1.03M
|
|
|
Jan 08, 2024
Q4 2023
|
First Hawaiian Bank
|
SELL
|
- |
-2.61K- 62.41% |
$590K - $777K
|
1.57K
$632K
|
|
|
Feb 01, 2024
Q4 2023
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-2.64K- 1.07% |
$596K - $786K
|
245K
$98.4M
|
|
|
Feb 13, 2024
Q4 2023
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-2.76K- 4.72% |
$623K - $822K
|
55.6K
$22.4M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-2.77K- 4.72% |
$626K - $825K
|
55.9K
$22.5M
|
|
|
Feb 26, 2024
Q4 2023
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
SELL
|
- |
-2.78K- 5.91% |
$628K - $829K
|
44.3K
$17.8M
|
|
|
Aug 05, 2024
Q4 2023
|
Stonehage Fleming Financial Services Holdings LTD
|
SELL
|
- |
-2.8K- 50.09% |
$632K - $833K
|
2.79K
$1.12M
|
|
|
Feb 09, 2024
Q4 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-2.8K- 24.87% |
$632K - $834K
|
8.45K
$3.4M
|
|
|
Feb 06, 2024
Q4 2023
|
Regions Financial Corp
|
SELL
|
- |
-2.8K- 2.94% |
$634K - $836K
|
92.6K
$37.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-2.83K- 1.99% |
$640K - $845K
|
140K
$56.2M
|
|
|
Jan 30, 2024
Q4 2023
|
Amf Tjanstepension Ab
|
SELL
|
- |
-2.85K- 2.0% |
$643K - $848K
|
140K
$56.1M
|
|
|
Feb 01, 2024
Q4 2023
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-2.87K- 72.37% |
$648K - $854K
|
1.09K
$440K
|
|
|
Feb 12, 2024
Q4 2023
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-2.87K- 3.87% |
$649K - $856K
|
71.3K
$28.7M
|
|
|
Jan 26, 2024
Q4 2023
|
Toth Financial Advisory Corp
|
SELL
|
- |
-2.95K- 49.46% |
$667K - $880K
|
3.02K
$1.21M
|
|
|
Feb 13, 2024
Q4 2023
|
Cibc Asset Management Inc
Toronto, A6 |
SELL
|
- |
-2.99K- 3.92% |
$676K - $892K
|
73.3K
$29.5M
|
|
|
Jan 29, 2024
Q4 2023
|
Westwood Management Corp
|
SELL
|
- |
-3K- 78.95% |
$678K - $894K
|
800
$322K
|
|
|
Aug 06, 2024
Q4 2023
|
Hantz Financial Services, Inc.
|
SELL
|
- |
-3.03K- 7.17% |
$685K - $904K
|
39.2K
$15.8M
|
|
|
Feb 08, 2024
Q4 2023
|
Texas Capital Bank Wealth Management Services Inc
|
SELL
|
- |
-3.12K- 9.67% |
$704K - $929K
|
29.1K
$11.7M
|
|
|
Feb 09, 2024
Q4 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-3.18K- 1.16% |
$718K - $947K
|
270K
$109M
|
|
|
Feb 02, 2024
Q4 2023
|
Bailard, Inc.
|
SELL
|
- |
-3.2K- 19.28% |
$722K - $953K
|
13.4K
$5.38M
|
|
|
Jan 17, 2024
Q4 2023
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-3.25K- 4.7% |
$734K - $967K
|
65.9K
$26.5M
|
|
|
Jan 29, 2024
Q4 2023
|
Granite Bay Wealth Management, LLC
|
SELL
|
- |
-3.36K- 14.21% |
$760K - $1M
|
20.3K
$8.16M
|
|
|
Jan 26, 2024
Q4 2023
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-3.36K- 4.47% |
$760K - $1M
|
71.9K
$28.9M
|
|
|
Feb 08, 2024
Q4 2023
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-3.37K- 7.05% |
$761K - $1M
|
44.4K
$17.8M
|
|
|
Feb 07, 2024
Q4 2023
|
Dana Investment Advisors, Inc.
Brookfield, WI |
SELL
|
- |
-3.39K- 7.15% |
$767K - $1.01M
|
44.1K
$17.7M
|
|
|
Jan 31, 2024
Q4 2023
|
Shelter Mutual Insurance CO
|
SELL
|
- |
-3.42K- 10.0% |
$773K - $1.02M
|
30.8K
$12.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
SELL
|
- |
-3.43K- 23.36% |
$774K - $1.02M
|
11.2K
$4.52M
|
|
|
Feb 05, 2024
Q4 2023
|
Minneapolis Portfolio Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-3.52K- 3.15% |
$796K - $1.05M
|
108K
$43.5M
|
|
|
Jan 31, 2024
Q4 2023
|
Xponance, Inc.
|
SELL
|
- |
-3.59K- 3.5% |
$812K - $1.07M
|
99.2K
$39.9M
|
|
|
Feb 13, 2024
Q4 2023
|
Norinchukin Bank, The
Tokyo, M0 |
SELL
|
- |
-3.64K- 10.41% |
$823K - $1.08M
|
31.3K
$12.6M
|
|
|
Jan 25, 2024
Q4 2023
|
Busey Wealth Management
|
SELL
|
- |
-3.77K- 4.6% |
$851K - $1.12M
|
78.1K
$31.4M
|
|
|
May 08, 2024
Q4 2023
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-3.77K- 8.5% |
$853K - $1.12M
|
40.6K
$16.3M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Capital Management LLC
|
SELL
|
- |
-3.79K- 4.66% |
$856K - $1.13M
|
77.5K
$31.2M
|
|
|
Feb 01, 2024
Q4 2023
|
Yousif Capital Management, LLC
|
SELL
|
- |
-3.99K- 3.63% |
$901K - $1.19M
|
106K
$42.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
SELL
|
- |
-4K- 3.23% |
$904K - $1.19M
|
120K
$48.1M
|
|
|
Feb 09, 2024
Q4 2023
|
Edgar Lomax CO
Kingstowne, VA |
SELL
|
- |
-4.03K- 3.71% |
$910K - $1.2M
|
104K
$42M
|
|
|
Feb 06, 2024
Q4 2023
|
First National Trust CO
|
SELL
|
- |
-4.07K- 11.25% |
$920K - $1.21M
|
32.1K
$12.9M
|
|
|
May 28, 2025
Q4 2023
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-4.1K- 40.09% |
$926K - $1.22M
|
6.12K
$2.46M
|
|
|
Feb 08, 2024
Q4 2023
|
Securian Asset Management, Inc
|
SELL
|
- |
-4.28K- 11.68% |
$966K - $1.27M
|
32.3K
$13M
|
|
|
Feb 13, 2024
Q4 2023
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-4.31K- 14.65% |
$974K - $1.28M
|
25.1K
$10.1M
|
|
|
Jan 16, 2024
Q4 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-4.32K- 9.3% |
$977K - $1.29M
|
42.2K
$17M
|
|
|
Feb 09, 2024
Q4 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-4.38K- 54.84% |
$991K - $1.31M
|
3.61K
$1.45M
|
|
|
Feb 08, 2024
Q4 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-4.4K- 21.51% |
$995K - $1.31M
|
16.1K
$6.46M
|
|
|
Jan 19, 2024
Q4 2023
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-4.5K- 6.65% |
$1.02M - $1.34M
|
63.2K
$25.4M
|
|
|
Jan 23, 2024
Q4 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-4.59K- 6.44% |
$1.04M - $1.37M
|
66.6K
$26.8M
|
|
|
Feb 01, 2024
Q4 2023
|
Lee Danner & Bass Inc
|
SELL
|
- |
-4.68K- 10.42% |
$1.06M - $1.4M
|
40.2K
$16.2M
|
|
|
Feb 08, 2024
Q4 2023
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-4.7K- 18.13% |
$1.06M - $1.4M
|
21.2K
$8.53M
|
|
|
Feb 15, 2024
Q4 2023
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-4.75K- 1.77% |
$1.07M - $1.42M
|
264K
$106M
|