Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Redwood Investment Management, LLC
Scottsdale, AZ |
SELL
|
- |
-6.48K- 89.16% |
$1.47M - $1.93M
|
788
$318K
|
|
|
Feb 15, 2024
Q4 2023
|
Chartwell Investment Partners, LLC
|
SELL
|
- |
-6.59K- 26.78% |
$1.49M - $1.96M
|
18K
$7.27M
|
|
|
Jan 29, 2024
Q4 2023
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-6.59K- 99.97% |
$1.49M - $1.96M
|
2
$807
|
|
|
Mar 05, 2024
Q4 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-6.8K- 0.08% |
$1.54M - $2.03M
|
8.14M
$3.29B
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-6.83K- 23.41% |
$1.54M - $2.03M
|
22.3K
$9.02M
|
|
|
Jan 29, 2024
Q4 2023
|
Mn Services Vermogensbeheer B.V.
|
SELL
|
- |
-7.1K- 2.82% |
$1.6M - $2.12M
|
244K
$98.7M
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-7.17K- 19.82% |
$1.62M - $2.14M
|
29K
$11.7M
|
|
|
Feb 12, 2024
Q4 2023
|
Ci Investments Inc.
Toronto, A6 |
SELL
|
- |
-7.33K- 78.05% |
$1.66M - $2.19M
|
2.06K
$832K
|
|
|
Jan 09, 2024
Q4 2023
|
Jackson Square Capital, LLC
|
SELL
|
- |
-7.36K- 36.88% |
$1.66M - $2.19M
|
12.6K
$5.08M
|
|
|
Feb 06, 2024
Q4 2023
|
Merit Financial Group, LLC
|
SELL
|
- |
-7.42K- 65.68% |
$1.68M - $2.21M
|
3.88K
$1.56M
|
|
|
Feb 09, 2024
Q4 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-7.56K- 1.36% |
$1.71M - $2.25M
|
550K
$222M
|
|
|
Feb 06, 2024
Q4 2023
|
Amalgamated Bank
New York, NY |
SELL
|
- |
-7.57K- 5.68% |
$1.71M - $2.26M
|
126K
$50.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Uss Investment Management LTD
|
SELL
|
- |
-7.64K- 6.73% |
$1.73M - $2.28M
|
106K
$42.7M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-7.68K- 6.09% |
$1.74M - $2.29M
|
118K
$47.8M
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-8.02K- 1.24% |
$1.81M - $2.39M
|
641K
$259M
|
|
|
Jan 31, 2024
Q4 2023
|
Geneva Partners, LLC
|
SELL
|
- |
-8.13K- 40.08% |
$1.84M - $2.42M
|
12.2K
$4.9M
|
|
|
Feb 13, 2024
Q4 2023
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-8.2K- 17.34% |
$1.85M - $2.44M
|
39.1K
$15.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-8.35K- 69.7% |
$1.89M - $2.49M
|
3.63K
$1.47M
|
|
|
Jan 24, 2024
Q4 2023
|
Cullinan Associates Inc
|
SELL
|
- |
-8.43K- 18.63% |
$1.91M - $2.51M
|
36.8K
$14.9M
|
|
|
Feb 01, 2024
Q4 2023
|
Foundry Partners, LLC
|
SELL
|
- |
-8.5K- 10.83% |
$1.92M - $2.53M
|
70K
$28.2M
|
|
|
Feb 12, 2024
Q4 2023
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
- |
-8.65K- 98.96% |
$1.96M - $2.58M
|
91
$36.7K
|
|
|
Feb 07, 2024
Q4 2023
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-8.66K- 8.34% |
$1.96M - $2.58M
|
95.2K
$38.4M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8.74K- 1.34% |
$1.98M - $2.6M
|
642K
$259M
|
|
|
Feb 08, 2024
Q4 2023
|
Jag Capital Management, LLC
|
SELL
|
- |
-8.87K- 91.37% |
$2M - $2.64M
|
838
$338K
|
|
|
Feb 08, 2024
Q4 2023
|
Baader Bank Aktiengesellschaft
Unterschleissheim, 2M |
SELL
|
- |
-9.07K- 22.02% |
$2.05M - $2.7M
|
32.1K
$13M
|
|
|
Sep 30, 2024
Q4 2023
|
Commerzbank Aktiengesellschaft
|
SELL
|
- |
-9.1K- 83.27% |
$2.06M - $2.71M
|
1.83K
$738K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-9.19K- 5.4% |
$2.08M - $2.74M
|
161K
$65M
|
|
|
Feb 15, 2024
Q4 2023
|
Perpetual LTD
Sydney, New South Wales, C3 |
SELL
|
- |
-9.59K- 81.79% |
$2.17M - $2.86M
|
2.13K
$861K
|
|
|
Feb 09, 2024
Q4 2023
|
Dai Ichi Life Insurance Company, LTD
Tokyo, M0 |
SELL
|
- |
-9.7K- 26.24% |
$2.19M - $2.89M
|
27.3K
$11M
|
|
|
Jan 08, 2024
Q4 2023
|
Country Trust Bank
|
SELL
|
- |
-9.72K- 6.04% |
$2.2M - $2.9M
|
151K
$61M
|
|
|
Feb 14, 2024
Q4 2023
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-9.76K- 90.79% |
$2.21M - $2.91M
|
990
$400K
|
|
|
Feb 13, 2024
Q4 2023
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-10.2K- 74.74% |
$2.31M - $3.05M
|
3.46K
$1.4M
|
|
|
Jan 26, 2024
Q4 2023
|
Dearborn Partners LLC
|
SELL
|
- |
-10.4K- 20.44% |
$2.35M - $3.1M
|
40.5K
$16.3M
|
|
|
Feb 09, 2024
Q4 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-10.4K- 23.69% |
$2.35M - $3.1M
|
33.5K
$13.5M
|
|
|
Feb 09, 2024
Q4 2023
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-10.4K- 14.46% |
$2.35M - $3.1M
|
61.6K
$24.9M
|
|
|
Feb 06, 2024
Q4 2023
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-10.6K- 3.93% |
$2.39M - $3.15M
|
259K
$104M
|
|
|
Jan 26, 2024
Q4 2023
|
Financial Counselors Inc
|
SELL
|
- |
-10.9K- 6.07% |
$2.46M - $3.25M
|
169K
$68M
|
|
|
Aug 14, 2024
Q4 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-11K- 24.77% |
$2.48M - $3.28M
|
33.4K
$13.5M
|
|
|
Jan 17, 2024
Q4 2023
|
Viking Fund Management LLC
|
SELL
|
- |
-11K- 70.97% |
$2.49M - $3.28M
|
4.5K
$1.82M
|
|
|
Feb 08, 2024
Q4 2023
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-11.1K- 24.2% |
$2.5M - $3.3M
|
34.7K
$14M
|
|
|
Feb 06, 2024
Q4 2023
|
M&T Bank Corp
|
SELL
|
- |
-11.4K- 4.19% |
$2.59M - $3.41M
|
262K
$106M
|
|
|
Feb 13, 2024
Q4 2023
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-11.6K- 74.19% |
$2.61M - $3.45M
|
4.02K
$1.62M
|
|
|
Feb 16, 2024
Q4 2023
|
Wesbanco Bank Inc
|
SELL
|
- |
-11.7K- 49.95% |
$2.65M - $3.5M
|
11.8K
$4.75M
|
|
|
Feb 12, 2024
Q4 2023
|
Eaton Financial Holdings Company, LLC
Coral Springs, FL |
SELL
|
- |
-11.8K- 89.25% |
$2.66M - $3.51M
|
1.42K
$573K
|
|
|
Feb 09, 2024
Q4 2023
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
SELL
|
- |
-12.6K- 4.88% |
$2.86M - $3.77M
|
246K
$99.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Asahi Life Asset Management Co., Ltd.
|
SELL
|
- |
-13K- 41.6% |
$2.95M - $3.88M
|
18.3K
$7.38M
|
|
|
Feb 13, 2024
Q4 2023
|
Korea Investment Corp
Seoul, M5 |
SELL
|
- |
-13.4K- 3.01% |
$3.04M - $4M
|
433K
$175M
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-14.2K- 84.54% |
$3.2M - $4.22M
|
2.59K
$1.05M
|
|
|
Feb 13, 2024
Q4 2023
|
Eisler Capital (Uk) Ltd.
London, X0 |
SELL
|
- |
-14.7K- 26.31% |
$3.33M - $4.39M
|
41.2K
$16.6M
|
|
|
Feb 26, 2024
Q4 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-15K- 24.29% |
$3.38M - $4.46M
|
46.7K
$18.8M
|