Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 17, 2024
Q4 2023
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-15.4K- 7.52% |
$3.49M - $4.6M
|
190K
$77.5M
|
|
|
Feb 15, 2024
Q4 2023
|
Townsquare Capital LLC
|
SELL
|
- |
-16K- 46.4% |
$3.63M - $4.78M
|
18.5K
$7.56M
|
|
|
Feb 09, 2024
Q4 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-16.6K- 14.94% |
$3.76M - $4.96M
|
94.7K
$38.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-16.7K- 2.69% |
$3.77M - $4.97M
|
602K
$246M
|
|
|
Jan 24, 2024
Q4 2023
|
New York State Teachers Retirement System
|
SELL
|
- |
-17.2K- 3.08% |
$3.89M - $5.13M
|
541K
$221M
|
|
|
Feb 14, 2024
Q4 2023
|
Strategic Global Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-17.3K- 41.18% |
$3.91M - $5.15M
|
24.7K
$10.1M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-17.5K- 56.2% |
$3.96M - $5.22M
|
13.6K
$5.57M
|
|
|
Feb 09, 2024
Q4 2023
|
Jupiter Asset Management LTD
|
SELL
|
- |
-18.2K- 20.04% |
$4.1M - $5.41M
|
72.4K
$29.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-19.6K- 57.59% |
$4.43M - $5.84M
|
14.4K
$5.89M
|
|
|
Feb 14, 2024
Q4 2023
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
SELL
|
- |
-19.8K- 8.12% |
$4.48M - $5.91M
|
224K
$91.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Zacks Investment Management
Chicago, IL |
SELL
|
- |
-21.6K- 4.13% |
$4.88M - $6.43M
|
501K
$204M
|
|
|
Jan 22, 2024
Q4 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-21.9K- 83.49% |
$4.95M - $6.53M
|
4.33K
$1.77M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-21.9K- 0.72% |
$4.96M - $6.54M
|
3.04M
$1.24B
|
|
|
Jan 19, 2024
Q4 2023
|
Manning & Napier Group, LLC
|
SELL
|
- |
-23.7K- 14.45% |
$5.35M - $7.06M
|
140K
$57.2M
|
|
|
Feb 09, 2024
Q4 2023
|
Intech Investment Management LLC
West Palm Beach, FL |
SELL
|
- |
-24.1K- 30.47% |
$5.44M - $7.18M
|
55K
$22.4M
|
|
|
Oct 18, 2024
Q4 2023
|
Intech Investment Management LLC
West Palm Beach, FL |
SELL
|
- |
-24.1K- 30.47% |
$5.44M - $7.18M
|
55K
$22.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-24.2K- 29.23% |
$5.47M - $7.22M
|
58.6K
$23.9M
|
|
|
Jan 12, 2024
Q4 2023
|
Oak Harvest Investment Services
|
SELL
|
- |
-25.3K- 86.91% |
$5.73M - $7.55M
|
3.82K
$1.56M
|
|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
SELL
|
- |
-26.3K- 3.57% |
$5.95M - $7.85M
|
710K
$290M
|
|
|
Feb 13, 2024
Q4 2023
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-29.3K- 79.18% |
$6.63M - $8.74M
|
7.71K
$3.14M
|
|
|
Feb 14, 2024
Q4 2023
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-29.9K- 1.25% |
$6.77M - $8.93M
|
2.36M
$962M
|
|
|
Feb 12, 2024
Q4 2023
|
Madison Asset Management, LLC
Madison, WI |
SELL
|
- |
-30.7K- 32.78% |
$6.93M - $9.14M
|
62.8K
$25.6M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-32.4K- 17.85% |
$7.32M - $9.65M
|
149K
$60.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-33.2K- 8.59% |
$7.5M - $9.89M
|
353K
$144M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-33.3K- 26.98% |
$7.53M - $9.93M
|
90.1K
$36.8M
|
|
|
Feb 06, 2024
Q4 2023
|
Old Republic International Corp
Chicago, IL |
SELL
|
- |
-34.5K- 11.64% |
$7.8M - $10.3M
|
262K
$107M
|
|
|
Jan 30, 2024
Q4 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-35.6K- 2.24% |
$8.04M - $10.6M
|
1.55M
$633M
|
|
|
Feb 14, 2024
Q4 2023
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-35.8K- 28.3% |
$8.1M - $10.7M
|
90.8K
$37M
|
|
|
Feb 05, 2024
Q4 2023
|
Blue Chip Partners, Inc.
|
SELL
|
- |
-37.3K- 88.86% |
$8.43M - $11.1M
|
4.68K
$1.91M
|
|
|
Feb 07, 2024
Q4 2023
|
Boston Partners
Boston, MA |
SELL
|
- |
-37.4K- 7.57% |
$8.45M - $11.1M
|
456K
$186M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-40.5K- 14.03% |
$9.15M - $12.1M
|
248K
$101M
|
|
|
Feb 07, 2024
Q4 2023
|
Teacher Retirement System Of Texas
Austin, TX |
SELL
|
- |
-40.5K- 19.65% |
$9.16M - $12.1M
|
166K
$67.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Public Sector Pension Investment Board
Montreal, A8 |
SELL
|
- |
-43K- 78.7% |
$9.72M - $12.8M
|
11.6K
$4.75M
|
|
|
Feb 13, 2024
Q4 2023
|
Apg Asset Management N.V.
Amsterdam, P7 |
SELL
|
- |
-44.1K- 9.77% |
$9.98M - $13.2M
|
408K
$166M
|
|
|
Feb 05, 2024
Q4 2023
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-46K- 25.76% |
$10.4M - $13.7M
|
133K
$54.1M
|
|
|
Feb 09, 2024
Q4 2023
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-46.5K- 2.51% |
$10.5M - $13.9M
|
1.8M
$736M
|
|
|
Feb 08, 2024
Q4 2023
|
Wafra Inc.
New York, NY |
SELL
|
- |
-49.5K- 54.17% |
$11.2M - $14.8M
|
41.9K
$17.1M
|
|
|
Feb 08, 2024
Q4 2023
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-49.9K- 38.59% |
$11.3M - $14.9M
|
79.4K
$32.4M
|
|
|
Jan 25, 2024
Q4 2023
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-51.8K- 30.74% |
$11.7M - $15.4M
|
117K
$47.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Worldquant Millennium Advisors LLC
New York, NY |
SELL
|
- |
-52.2K- 90.16% |
$11.8M - $15.6M
|
5.7K
$2.33M
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-53.1K- 88.94% |
$12M - $15.8M
|
6.6K
$2.69M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-55.1K- 11.27% |
$12.5M - $16.4M
|
434K
$177M
|
|
|
Feb 13, 2024
Q4 2023
|
Varma Mutual Pension Insurance CO
Varma, H9 |
SELL
|
- |
-56.3K- 58.77% |
$12.7M - $16.8M
|
39.5K
$16.1M
|
|
|
Feb 12, 2024
Q4 2023
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-56.4K- 22.02% |
$12.8M - $16.8M
|
200K
$81.5M
|
|
|
Jan 30, 2024
Q4 2023
|
Strs Ohio
|
SELL
|
- |
-57.3K- 18.91% |
$12.9M - $17.1M
|
246K
$100M
|
|
|
Feb 14, 2024
Q4 2023
|
Janus Henderson Group PLC
London, X0 |
SELL
|
- |
-60.4K- 45.5% |
$13.6M - $18M
|
72.3K
$29.5M
|
|
|
Feb 06, 2024
Q4 2023
|
Swiss National Bank
Zurich, V8 |
SELL
|
- |
-62.4K- 3.76% |
$14.1M - $18.6M
|
1.6M
$651M
|
|
|
Feb 14, 2024
Q4 2023
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-62.8K- 38.52% |
$14.2M - $18.7M
|
100K
$40.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Pro Share Advisors LLC
|
SELL
|
- |
-67.8K- 7.5% |
$15.3M - $20.2M
|
836K
$341M
|
|
|
Feb 13, 2024
Q4 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-71.7K- 25.82% |
$16.2M - $21.4M
|
206K
$84M
|