Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 04, 2024
Q4 2023
|
Congress Asset Management CO
|
SELL
|
- |
-680- 1.16% |
$154K - $203K
|
57.7K
$23.2M
|
|
|
Jan 10, 2024
Q4 2023
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-693- 14.5% |
$157K - $207K
|
4.09K
$1.64M
|
|
|
Jan 10, 2024
Q4 2023
|
Range Financial Group LLC
|
SELL
|
- |
-694- 26.22% |
$157K - $207K
|
1.95K
$785K
|
|
|
Feb 14, 2024
Q4 2023
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-696- 19.21% |
$157K - $207K
|
2.93K
$1.18M
|
|
|
Jan 31, 2024
Q4 2023
|
Dt Investment Partners, LLC
|
SELL
|
- |
-699- 4.86% |
$158K - $208K
|
13.7K
$5.51M
|
|
|
Jan 31, 2024
Q4 2023
|
Guardian Investment Management
|
SELL
|
- |
-700- 11.69% |
$158K - $209K
|
5.29K
$2.13M
|
|
|
Feb 02, 2024
Q4 2023
|
Community Bank, N.A.
|
SELL
|
- |
-700- 3.84% |
$158K - $209K
|
17.5K
$7.05M
|
|
|
Jan 22, 2024
Q4 2023
|
Veracity Capital LLC
|
SELL
|
- |
-703- 16.44% |
$159K - $210K
|
3.57K
$1.44M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-715- 4.24% |
$162K - $213K
|
16.1K
$6.49M
|
|
|
Feb 06, 2024
Q4 2023
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-721- 1.68% |
$163K - $215K
|
42.3K
$17M
|
|
|
Feb 09, 2024
Q4 2023
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-729- 2.35% |
$165K - $217K
|
30.3K
$12.2M
|
|
|
Jan 22, 2024
Q4 2023
|
Lfa Lugano Financial Advisors Sa
|
SELL
|
- |
-750- 75.0% |
$170K - $224K
|
250
$101K
|
|
|
Jan 19, 2024
Q4 2023
|
Northwest Investment Counselors, LLC
|
SELL
|
- |
-758- 3.41% |
$171K - $226K
|
21.5K
$8.63M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-767- 1.94% |
$173K - $229K
|
38.7K
$15.6M
|
|
|
Jan 23, 2024
Q4 2023
|
Regency Capital Management Inc.\De
|
SELL
|
- |
-769- 6.48% |
$174K - $229K
|
11.1K
$4.47M
|
|
|
Feb 09, 2024
Q4 2023
|
Wesleyan Assurance Society
Birmingham, X0 |
SELL
|
- |
-769- 0.76% |
$174K - $229K
|
101K
$40.7M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-769- 44.48% |
$174K - $229K
|
960
$386K
|
|
|
Feb 05, 2024
Q4 2023
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
SELL
|
- |
-780- 2.24% |
$176K - $233K
|
34.1K
$13.7M
|
|
|
Feb 13, 2024
Q4 2023
|
Deseret Mutual Benefit Administrators
|
SELL
|
- |
-780- 26.19% |
$176K - $233K
|
2.2K
$884K
|
|
|
Jan 16, 2024
Q4 2023
|
Chicago Trust CO Na
|
SELL
|
- |
-784- 29.32% |
$177K - $234K
|
1.89K
$760K
|
|
|
Jan 29, 2024
Q4 2023
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-800- 2.53% |
$181K - $238K
|
30.8K
$12.4M
|
|
|
Apr 22, 2025
Q4 2023
|
North Rock Partners, LLC
|
SELL
|
- |
-803- 7.98% |
$182K - $239K
|
9.26K
$3.72M
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-807- 1.18% |
$182K - $241K
|
67.4K
$27.1M
|
|
|
Jan 23, 2024
Q4 2023
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-810- 28.51% |
$183K - $241K
|
2.03K
$817K
|
|
|
Jan 02, 2024
Q4 2023
|
Symmetry Partners, LLC
|
SELL
|
- |
-815- 11.65% |
$184K - $243K
|
6.18K
$2.49M
|
|
|
Feb 06, 2024
Q4 2023
|
Gallacher Capital Management LLC
Lone Tree, CO |
SELL
|
- |
-825- 54.78% |
$186K - $246K
|
681
$274K
|
|
|
Feb 05, 2024
Q4 2023
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-843- 12.7% |
$191K - $251K
|
5.8K
$2.33M
|
|
|
Jan 19, 2024
Q4 2023
|
Advocate Group LLC
|
SELL
|
- |
-849- 4.59% |
$192K - $253K
|
17.6K
$7.1M
|
|
|
Feb 12, 2024
Q4 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
SELL
|
- |
-861- 12.59% |
$195K - $257K
|
5.98K
$2.4M
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-870- 2.2% |
$197K - $259K
|
38.7K
$15.6M
|
|
|
Jan 25, 2024
Q4 2023
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-872- 0.54% |
$197K - $260K
|
160K
$64.2M
|
|
|
Feb 12, 2024
Q4 2023
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-878- 5.38% |
$198K - $262K
|
15.5K
$6.22M
|
|
|
Jan 22, 2024
Q4 2023
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-882- 6.53% |
$199K - $263K
|
12.6K
$5.07M
|
|
|
Feb 26, 2024
Q4 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-886- 25.3% |
$200K - $264K
|
2.62K
$1.05M
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-894- 2.29% |
$202K - $267K
|
38.2K
$15.4M
|
|
|
Jan 23, 2024
Q4 2023
|
Braun Stacey Associates Inc
|
SELL
|
- |
-900- 38.71% |
$203K - $268K
|
1.43K
$573K
|
|
|
Feb 14, 2024
Q4 2023
|
Ehp Funds Inc.
Toronto, Z4 |
SELL
|
- |
-900- 23.68% |
$203K - $268K
|
2.9K
$1.17M
|
|
|
Feb 12, 2024
Q4 2023
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-902- 40.09% |
$204K - $269K
|
1.35K
$542K
|
|
|
Jan 09, 2024
Q4 2023
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-903- 9.29% |
$204K - $269K
|
8.81K
$3.54M
|
|
|
Feb 15, 2024
Q4 2023
|
Morse Asset Management, Inc
Darien, CT |
SELL
|
- |
-920- 24.41% |
$208K - $274K
|
2.85K
$1.15M
|
|
|
Jan 17, 2024
Q4 2023
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
SELL
|
- |
-924- 38.81% |
$209K - $275K
|
1.46K
$586K
|
|
|
Feb 13, 2024
Q4 2023
|
Sompo Asset Management Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-930- 27.19% |
$210K - $277K
|
2.49K
$1M
|
|
|
Feb 02, 2024
Q4 2023
|
Callan Capital, LLC
La Jolla, CA |
SELL
|
- |
-951- 43.6% |
$215K - $284K
|
1.23K
$495K
|
|
|
Feb 06, 2024
Q4 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-951- 12.44% |
$215K - $284K
|
6.7K
$2.69M
|
|
|
Jan 18, 2024
Q4 2023
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-953- 1.89% |
$215K - $284K
|
49.4K
$19.9M
|
|
|
Oct 23, 2024
Q4 2023
|
Convergence Financial, LLC
Columbia, MO |
SELL
|
- |
-953Closed |
$215K - $284K
|
0
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Hallmark Capital Management Inc
|
SELL
|
- |
-959- 5.06% |
$217K - $286K
|
18K
$7.24M
|
|
|
Feb 09, 2024
Q4 2023
|
One River Asset Management, LLC
Stamford, CT |
SELL
|
- |
-961- 51.25% |
$217K - $286K
|
914
$368K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-967- 22.38% |
$219K - $288K
|
3.35K
$1.35M
|
|
|
Jan 24, 2024
Q4 2023
|
Narwhal Capital Management
|
SELL
|
- |
-990- 4.17% |
$224K - $295K
|
22.7K
$9.14M
|