Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 16, 2024
Q4 2023
|
Australian Super Pty LTD
|
SELL
|
- |
-1.6K- 7.97% |
$361K - $476K
|
18.4K
$7.41M
|
|
|
Feb 14, 2024
Q4 2023
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-1.61K- 6.07% |
$365K - $481K
|
25K
$10M
|
|
|
Jan 24, 2024
Q4 2023
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-1.63K- 0.56% |
$369K - $487K
|
292K
$117M
|
|
|
Feb 06, 2024
Q4 2023
|
James Investment Research Inc
|
SELL
|
- |
-1.64K- 4.58% |
$370K - $489K
|
34.2K
$13.7M
|
|
|
Feb 05, 2024
Q4 2023
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-1.65K- 35.25% |
$373K - $492K
|
3.03K
$1.22M
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.67K- 10.16% |
$376K - $496K
|
14.7K
$5.92M
|
|
|
Feb 02, 2024
Q4 2023
|
Sandhill Capital Partners LLC
Buffalo, NY |
SELL
|
- |
-1.68K- 9.19% |
$379K - $500K
|
16.6K
$6.67M
|
|
|
Feb 20, 2024
Q4 2023
|
Birmingham Capital Management CO Inc/Al
Birmingham, AL |
SELL
|
- |
-1.72K- 3.11% |
$388K - $511K
|
53.4K
$21.5M
|
|
|
Jan 08, 2024
Q4 2023
|
Diversified Trust CO
|
SELL
|
- |
-1.73K- 18.42% |
$392K - $517K
|
7.68K
$3.09M
|
|
|
Feb 07, 2024
Q4 2023
|
Ieq Capital, LLC
|
SELL
|
- |
-1.74K- 8.35% |
$393K - $519K
|
19.1K
$7.68M
|
|
|
Jan 12, 2024
Q4 2023
|
Ifm Investors Pty LTD
|
SELL
|
- |
-1.75K- 1.68% |
$396K - $523K
|
103K
$41.2M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.76K- 9.0% |
$398K - $525K
|
17.8K
$7.16M
|
|
|
Aug 16, 2024
Q4 2023
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-1.8K- 31.01% |
$406K - $535K
|
3.99K
$1.61M
|
|
|
Jan 22, 2024
Q4 2023
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-1.8K- 27.54% |
$406K - $535K
|
4.73K
$1.9M
|
|
|
Feb 12, 2024
Q4 2023
|
Scotia Capital Inc.
|
SELL
|
- |
-1.88K- 4.14% |
$424K - $559K
|
43.4K
$17.4M
|
|
|
Feb 12, 2024
Q4 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-1.9K- 1.53% |
$429K - $566K
|
122K
$49.3M
|
|
|
Feb 12, 2024
Q4 2023
|
Eagle Asset Management Inc
St Petersburg, FL |
SELL
|
- |
-1.9K- 6.95% |
$430K - $567K
|
25.5K
$10.2M
|
|
|
Mar 21, 2025
Q4 2023
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-1.9K- 66.6% |
$430K - $568K
|
955
$384K
|
|
|
Feb 09, 2024
Q4 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-1.95K- 57.42% |
$440K - $580K
|
1.44K
$581K
|
|
|
Feb 12, 2024
Q4 2023
|
Achmea Investment Management B.V.
|
SELL
|
- |
-1.95K- 5.17% |
$441K - $582K
|
35.8K
$14.4M
|
|
|
Jan 30, 2024
Q4 2023
|
Members Trust CO
|
SELL
|
- |
-1.96K- 11.81% |
$443K - $584K
|
14.6K
$5.88M
|
|
|
Jan 09, 2024
Q4 2023
|
Frg Family Wealth Advisors LLC
|
SELL
|
- |
-2.01K- 11.96% |
$454K - $599K
|
14.8K
$5.95M
|
|
|
Jan 31, 2024
Q4 2023
|
Calamos Advisors LLC
|
SELL
|
- |
-2.01K- 1.29% |
$455K - $600K
|
154K
$62M
|
|
|
Mar 08, 2024
Q4 2023
|
Trust CO Of Vermont
|
SELL
|
- |
-2.02K- 14.25% |
$455K - $601K
|
12.1K
$4.88M
|
|
|
Feb 14, 2024
Q4 2023
|
Fayez Sarofim & CO
Houston, TX |
SELL
|
- |
-2.02K- 4.75% |
$457K - $603K
|
40.5K
$16.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Uniplan Investment Counsel, Inc.
Union Grove, WI |
SELL
|
- |
-2.03K- 7.86% |
$459K - $605K
|
23.8K
$9.57M
|
|
|
Feb 06, 2024
Q4 2023
|
Fi3 Financial Advisors, LLC
|
SELL
|
- |
-2.03K- 70.17% |
$459K - $606K
|
864
$347K
|
|
|
Feb 06, 2024
Q4 2023
|
Metis Global Partners, LLC
|
SELL
|
- |
-2.04K- 9.62% |
$460K - $607K
|
19.1K
$7.69M
|
|
|
Jan 18, 2024
Q4 2023
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-2.04K- 2.4% |
$462K - $609K
|
83K
$33.4M
|
|
|
Jan 04, 2024
Q4 2023
|
Canandaigua National Bank & Trust CO
Canandaigua, NY |
SELL
|
- |
-2.07K- 11.81% |
$469K - $618K
|
15.5K
$6.23M
|
|
|
Jan 30, 2024
Q4 2023
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-2.09K- 0.96% |
$473K - $624K
|
217K
$87.2M
|
|
|
Feb 12, 2024
Q4 2023
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-2.11K- 1.32% |
$476K - $628K
|
157K
$63.3M
|
|
|
Jan 10, 2024
Q4 2023
|
Strategic Investment Advisors
Farmington Hills, MI |
SELL
|
- |
-2.13K- 25.44% |
$482K - $636K
|
6.25K
$2.51M
|
|
|
Jan 12, 2024
Q4 2023
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-2.21K- 68.65% |
$500K - $659K
|
1.01K
$406K
|
|
|
Feb 06, 2024
Q4 2023
|
Hyman Charles D
|
SELL
|
- |
-2.22K- 1.36% |
$502K - $662K
|
161K
$64.7M
|
|
|
Feb 01, 2024
Q4 2023
|
Old National Bancorp
|
SELL
|
- |
-2.22K- 10.18% |
$502K - $662K
|
19.6K
$7.88M
|
|
|
Jan 16, 2024
Q4 2023
|
Portside Wealth Group, LLC
Provo, UT |
SELL
|
- |
-2.27K- 37.44% |
$512K - $675K
|
3.78K
$1.52M
|
|
|
Jan 11, 2024
Q4 2023
|
Aegon Asset Management Uk PLC
|
SELL
|
- |
-2.28K- 16.43% |
$515K - $679K
|
11.6K
$4.66M
|
|
|
Jan 22, 2024
Q4 2023
|
Monte Financial Group, LLC
|
SELL
|
- |
-2.32K- 12.85% |
$524K - $690K
|
15.7K
$6.32M
|
|
|
Feb 13, 2024
Q4 2023
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-2.35K- 4.72% |
$531K - $700K
|
47.4K
$19M
|
|
|
Jan 24, 2024
Q4 2023
|
Arizona State Retirement System
|
SELL
|
- |
-2.35K- 1.61% |
$531K - $700K
|
144K
$57.7M
|
|
|
Jan 11, 2024
Q4 2023
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-2.35K- 6.26% |
$531K - $701K
|
35.2K
$14.2M
|
|
|
Feb 07, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-2.36K- 59.95% |
$532K - $702K
|
1.57K
$633K
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-2.36K- 59.95% |
$532K - $702K
|
1.57K
$633K
|
|
|
Feb 13, 2024
Q4 2023
|
Public Employees Retirement Association Of Colorado
Denver, CO |
SELL
|
- |
-2.4K- 3.03% |
$542K - $715K
|
76.8K
$30.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Buckingham Strategic Partners
Saint Louis, MO |
SELL
|
- |
-2.45K- 47.27% |
$553K - $729K
|
2.73K
$1.1M
|
|
|
Feb 01, 2024
Q4 2023
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-2.46K- 2.67% |
$556K - $733K
|
89.5K
$36M
|
|
|
Feb 09, 2024
Q4 2023
|
Assetmark, Inc
|
SELL
|
- |
-2.5K- 19.63% |
$564K - $744K
|
10.2K
$4.11M
|
|
|
Jan 03, 2024
Q4 2023
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-2.51K- 4.04% |
$567K - $748K
|
59.7K
$24M
|
|
|
Jan 29, 2024
Q4 2023
|
Vaughan David Investments LLC
Peoria, IL |
SELL
|
- |
-2.53K- 2.89% |
$572K - $754K
|
85.2K
$34.2M
|