Insider Transactions in Q1 2021 at Caterpillar Inc (CAT)
Insider Transaction List (Q1 2021)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 25
2021
|
Gerald Johnson Director |
BUY
Grant, award, or other acquisition
|
Direct |
557
+50.0%
|
$124,768
$224.25 P/Share
|
|
Mar 08
2021
|
Denise C Johnson Group President |
SELL
Open market or private sale
|
Direct |
80,695
-51.6%
|
$17,672,205
$219.71 P/Share
|
|
Mar 08
2021
|
Denise C Johnson Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
60,513
+33.22%
|
$8,411,307
$139.02 P/Share
|
|
Mar 08
2021
|
Suzette M Long CLO/General Counsel |
SELL
Open market or private sale
|
Direct |
59,311
-18.88%
|
$12,989,109
$219.8 P/Share
|
|
Mar 08
2021
|
Suzette M Long CLO/General Counsel |
BUY
Exercise of conversion of derivative security
|
Direct |
52,020
+32.9%
|
$7,230,780
$139.02 P/Share
|
|
Mar 08
2021
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
5,056
-89.92%
|
$1,112,320
$220.97 P/Share
|
|
Mar 08
2021
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
5,056
+47.35%
|
$480,320
$95.66 P/Share
|
|
Mar 05
2021
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
65,256
-41.52%
|
$14,095,296
$216.14 P/Share
|
|
Mar 05
2021
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
82,199
+34.16%
|
$11,096,865
$135.76 P/Share
|
|
Mar 05
2021
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
31,888
-14.07%
|
$6,855,920
$215.02 P/Share
|
|
Mar 05
2021
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
31,888
+31.67%
|
$2,646,704
$83.0 P/Share
|
|
Mar 02
2021
|
Juan Gallardo Director |
SELL
Payment of exercise price or tax liability
|
Direct |
363
-0.13%
|
-
|
|
Mar 02
2021
|
Miles D White Director |
SELL
Payment of exercise price or tax liability
|
Direct |
507
-5.53%
|
-
|
|
Mar 01
2021
|
Kelly Ayotte Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+13.18%
|
-
|
|
Mar 01
2021
|
David L Calhoun Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+1.4%
|
-
|
|
Mar 01
2021
|
Daniel M Dickinson Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+6.24%
|
-
|
|
Mar 01
2021
|
Juan Gallardo Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+0.25%
|
-
|
|
Mar 01
2021
|
William A Osborn Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+1.24%
|
-
|
|
Mar 01
2021
|
Debra L Reed Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+6.66%
|
-
|
|
Mar 01
2021
|
Edward B Rust Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+1.91%
|
-
|
|
Mar 01
2021
|
Susan C Schwab Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+3.09%
|
-
|
|
Mar 01
2021
|
Miles D White Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+6.93%
|
-
|
|
Mar 01
2021
|
Rayford Wilkins Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+11.81%
|
-
|
|
Feb 09
2021
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,762
-8.28%
|
$345,352
$196.78 P/Share
|
|
Feb 09
2021
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
5,659
+21.0%
|
-
|
|
Feb 09
2021
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
1,080
-10.87%
|
$211,680
$196.78 P/Share
|
|
Feb 09
2021
|
Anthony D. Fassino Group President |
BUY
Grant, award, or other acquisition
|
Direct |
3,565
+26.41%
|
-
|
|
Feb 09
2021
|
Joseph E Creed Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,150
-16.03%
|
$225,400
$196.78 P/Share
|
|
Feb 09
2021
|
Joseph E Creed Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
4,633
+39.24%
|
-
|
|
Feb 09
2021
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
6,047
-14.08%
|
$1,185,212
$196.78 P/Share
|
|
Feb 09
2021
|
Bob De Lange Group President |
BUY
Grant, award, or other acquisition
|
Direct |
15,327
+26.3%
|
-
|
|
Feb 09
2021
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
235
-29.3%
|
$46,060
$196.78 P/Share
|
|
Feb 09
2021
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Grant, award, or other acquisition
|
Direct |
802
+50.0%
|
-
|
|
Feb 09
2021
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,366
-17.26%
|
$659,736
$196.78 P/Share
|
|
Feb 09
2021
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Grant, award, or other acquisition
|
Direct |
9,267
+32.21%
|
-
|
|
Feb 09
2021
|
Denise C Johnson Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
5,472
-21.33%
|
$1,072,512
$196.78 P/Share
|
|
Feb 09
2021
|
Denise C Johnson Group President |
BUY
Grant, award, or other acquisition
|
Direct |
14,258
+35.72%
|
-
|
|
Feb 09
2021
|
Suzette M Long CLO/General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
4,471
-20.04%
|
$876,316
$196.78 P/Share
|
|
Feb 09
2021
|
Suzette M Long CLO/General Counsel |
BUY
Grant, award, or other acquisition
|
Direct |
11,762
+34.52%
|
-
|
|
Feb 09
2021
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
19,766
-9.98%
|
$3,874,136
$196.78 P/Share
|
|
Feb 09
2021
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Grant, award, or other acquisition
|
Direct |
46,337
+18.96%
|
-
|
|
Feb 02
2021
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
4,018
-100.0%
|
$763,420
$190.76 P/Share
|
|
Feb 02
2021
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
4,018
+50.0%
|
$297,332
$74.77 P/Share
|
|
Jan 21
2021
|
William P Ainsworth Group Pres. thru 12/31/2020 |
SELL
Bona fide gift
|
Direct |
500
-0.78%
|
-
|