Latest Institutional Transactions on Simplify Exch.Trad Fds Simplif (CDX)
This table provides information on the latest institutional transactions involving Simplify Exch.Trad Fds Simplif (CDX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 18, 2025
Q3 2025
|
Stance Capital LLC
Boston, MA |
BUY
|
- |
453New |
$10.3K - $10.6K
|
453
$10.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
45New |
$1.03K - $1.05K
|
45
$1.02K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
13.2K+ 58.73% |
$301K - $309K
|
35.7K
$809K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
61.8K+ 271.28% |
$1.41M - $1.44M
|
84.5K
$1.91M
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
9.57K+ 8.22% |
$218K - $223K
|
126K
$2.85M
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
16.1K+ 71.35% |
$367K - $375K
|
38.6K
$875K
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
SELL
|
- |
-528Closed |
$12K - $12.3K
|
0
$0
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
38.6KNew |
$880K - $901K
|
38.6K
$875K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
9.46KNew |
$216K - $221K
|
9.46K
$214K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
795+ 2.25% |
$18.1K - $18.5K
|
36.2K
$819K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
16.3KNew |
$370K - $379K
|
16.3K
$368K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
210KNew |
$4.78M - $4.9M
|
210K
$4.75M
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
3.65K+ 29.08% |
$83.1K - $85.2K
|
16.2K
$367K
|
|
|
Nov 13, 2025
Q3 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
33.3KNew |
$759K - $777K
|
33.3K
$755K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
65New |
$1.48K - $1.52K
|
65
$1.47K
|
|
|
Nov 13, 2025
Q3 2025
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
41.1KNew |
$937K - $959K
|
41.1K
$931K
|
|
|
Nov 13, 2025
Q3 2025
|
Sfg Wealth Management, Llc.
|
BUY
|
- |
21.6KNew |
$492K - $504K
|
21.6K
$489K
|
|
|
Nov 13, 2025
Q3 2025
|
Cove Street Capital, LLC
El Segundo, CA |
BUY
|
- |
16.6KNew |
$378K - $387K
|
16.6K
$375K
|
|
|
Nov 13, 2025
Q3 2025
|
La Salle St. Investment Advisors, LLC
Elmhurst, IL |
BUY
|
- |
12.7KNew |
$289K - $296K
|
12.7K
$288K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
17.4KNew |
$397K - $407K
|
17.4K
$395K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
39.2KNew |
$892K - $914K
|
39.2K
$887K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.19K+ 34.73% |
$72.6K - $74.3K
|
12.4K
$280K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
106K+ 126.27% |
$2.42M - $2.48M
|
190K
$4.31M
|
|
|
Nov 12, 2025
Q3 2025
|
Soltis Investment Advisors LLC
St. George, UT |
BUY
|
- |
96.6KNew |
$2.2M - $2.25M
|
96.6K
$2.19M
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
37K+ 155.47% |
$842K - $863K
|
60.8K
$1.38M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
67.2K+ 155.71% |
$1.53M - $1.57M
|
110K
$2.5M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
375K+ 88.86% |
$8.53M - $8.74M
|
796K
$18M
|
|
|
Nov 12, 2025
Q3 2025
|
Napa Wealth Management
Napa, CA |
BUY
|
- |
473+ 2.16% |
$10.8K - $11K
|
22.4K
$508K
|
|
|
Nov 12, 2025
Q3 2025
|
Brinker Capital Investments, LLC
|
BUY
|
- |
463+ 2.09% |
$10.5K - $10.8K
|
22.7K
$513K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-20.8K- 22.25% |
$473K - $484K
|
72.6K
$1.64M
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
16.5K+ 99.98% |
$375K - $384K
|
32.9K
$746K
|
|
|
Nov 10, 2025
Q3 2025
|
Kensington Asset Management, LLC
Austin, TX |
BUY
|
- |
200KNew |
$4.56M - $4.67M
|
200K
$4.53M
|
|
|
Nov 10, 2025
Q3 2025
|
Adapt Wealth Advisors, LLC
Atlanta, GA |
BUY
|
- |
124KNew |
$2.82M - $2.89M
|
124K
$2.81M
|
|
|
Nov 10, 2025
Q3 2025
|
Trajan Wealth LLC
Scottsdale, AZ |
BUY
|
- |
17.9KNew |
$409K - $418K
|
17.9K
$406K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2K+ 95.24% |
$45.6K - $46.7K
|
4.1K
$92.9K
|
|
|
Nov 07, 2025
Q3 2025
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-5.82K- 1.66% |
$133K - $136K
|
345K
$7.81M
|
|
|
Nov 07, 2025
Q3 2025
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
49K+ 51.75% |
$1.12M - $1.14M
|
144K
$3.26M
|
|
|
Nov 05, 2025
Q3 2025
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
58.1KNew |
$1.32M - $1.35M
|
58.1K
$1.31M
|
|
|
Nov 05, 2025
Q3 2025
|
Altiora Financial Group, LLC
Lebanon, OH |
BUY
|
- |
755K+ 301.47% |
$17.2M - $17.6M
|
1.01M
$22.8M
|
|
|
Nov 05, 2025
Q3 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
13.2K+ 4.76% |
$301K - $308K
|
291K
$6.59M
|
|
|
Nov 05, 2025
Q3 2025
|
Slate Stone Wealth, LLC
|
BUY
|
- |
165KNew |
$3.75M - $3.84M
|
165K
$3.73M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
97.6K+ 139.78% |
$2.22M - $2.28M
|
167K
$3.79M
|
|
|
Nov 03, 2025
Q3 2025
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
174KNew |
$3.96M - $4.06M
|
174K
$3.94M
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
180K+ 20.81% |
$4.09M - $4.19M
|
1.04M
$23.6M
|
|
|
Nov 03, 2025
Q3 2025
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
21K+ 1105.26% |
$478K - $490K
|
22.9K
$519K
|
|
|
Oct 31, 2025
Q3 2025
|
Belpointe Asset Management LLC
|
BUY
|
- |
890+ 9.3% |
$20.3K - $20.8K
|
10.5K
$237K
|
|
|
Oct 30, 2025
Q3 2025
|
Drive Wealth Management, LLC
Lehi, UT |
BUY
|
- |
134KNew |
$3.06M - $3.13M
|
134K
$3.04M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
37K+ 10.82% |
$842K - $863K
|
379K
$8.57M
|
|
|
Oct 27, 2025
Q3 2025
|
Stephens Inc
|
BUY
|
- |
94.9KNew |
$2.16M - $2.21M
|
94.9K
$2.15M
|
|
|
Oct 27, 2025
Q3 2025
|
Retirement Planning Group
|
BUY
|
- |
37.3KNew |
$849K - $869K
|
37.3K
$844K
|
|