Purchases and Sales Made in Q4 2021 in Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Fund Inc. (CEM) during Q4 2021. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
180K+ 86.62% |
$4.52M - $5.79M
|
388K
$20.2M
|
|
|
Jan 21, 2022
Q4 2021
|
Segantii Capital Management LTD
|
BUY
|
- |
61.6KNew |
$1.54M - $1.98M
|
61.6K
$3.2M
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
58.1K+ 60.69% |
$1.46M - $1.87M
|
154K
$7.99M
|
|
|
Feb 07, 2022
Q4 2021
|
Terril Brothers, Inc.
|
BUY
|
- |
57.6K+ 53.99% |
$1.45M - $1.85M
|
164K
$8.54M
|
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
BUY
|
- |
56.5KNew |
$1.42M - $1.82M
|
56.5K
$2.94M
|
|
|
Mar 03, 2022
Q4 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
36.3KNew |
$910K - $1.17M
|
36.3K
$1.89M
|
|
|
May 11, 2022
Q4 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
28.6K+ 10.7% |
$716K - $917K
|
296K
$15.4M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
26.2K+ 8.04% |
$658K - $842K
|
352K
$18.3M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
25.1K+ 26.87% |
$629K - $806K
|
119K
$6.16M
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
19.6KNew |
$490K - $628K
|
19.6K
$1.02M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
11.2K+ 71.0% |
$282K - $361K
|
27K
$1.41M
|
|
|
Feb 14, 2022
Q4 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
9.6KNew |
$241K - $308K
|
9.6K
$499K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
9.3K+ 9.94% |
$233K - $298K
|
103K
$5.34M
|
|
|
Feb 11, 2022
Q4 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
5.54K+ 4.45% |
$139K - $178K
|
130K
$6.77M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.51K+ 6.43% |
$87.9K - $113K
|
58K
$3.01M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.48K+ 19.89% |
$62.2K - $79.6K
|
14.9K
$777K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.29K+ 13.23% |
$57.3K - $73.4K
|
19.6K
$1.02M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.22K+ 17.41% |
$55.5K - $71.1K
|
14.9K
$776K
|
|
|
Feb 14, 2022
Q4 2021
|
Assetmark, Inc
|
BUY
|
- |
1.63KNew |
$41K - $52.5K
|
1.63K
$84.9K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.5K+ 14.68% |
$37.5K - $48K
|
11.7K
$607K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
1.26K+ 1805.71% |
$31.7K - $40.6K
|
1.33K
$69.3K
|
|
|
Feb 09, 2022
Q4 2021
|
Edgemoor Investment Advisors, Inc.
|
BUY
|
- |
1.13K+ 2.82% |
$28.3K - $36.3K
|
41.2K
$2.14M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.06K+ 1.36% |
$26.7K - $34.2K
|
79.1K
$4.11M
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.01KNew |
$25.4K - $32.5K
|
1.01K
$52.6K
|
|
|
Jan 27, 2022
Q4 2021
|
Paragon Capital Management LTD
|
BUY
|
- |
902New |
$22.6K - $29K
|
902
$46.9K
|
|
|
Jan 25, 2022
Q4 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
861+ 4.38% |
$21.6K - $27.6K
|
20.5K
$1.07M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
633+ 5.7% |
$15.9K - $20.3K
|
11.7K
$609K
|
|
|
Jan 28, 2022
Q4 2021
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
167New |
$4.19K - $5.36K
|
167
$8.68K
|
|
|
Feb 07, 2022
Q4 2021
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
102+ 0.12% |
$2.56K - $3.28K
|
84.9K
$4.41M
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
102+ 1.04% |
$2.56K - $3.28K
|
9.95K
$517K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
20New |
$501 - $642
|
20
$1.04K
|
|
|
Jan 26, 2022
Q4 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
20New |
$501 - $642
|
20
$1.04K
|
|
|
Feb 01, 2022
Q4 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
16+ 0.85% |
$401 - $514
|
1.89K
$98.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
13+ 1.76% |
$326 - $417
|
753
$39.1K
|
|
|
Jan 19, 2022
Q4 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
3+ 2.31% |
$75.2 - $96.3
|
133
$6.91K
|
|
|
Jan 13, 2022
Q4 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2+ 1.35% |
$50.1 - $64.2
|
150
$7.79K
|
|
|
Feb 11, 2022
Q4 2021
|
Gw&K Investment Management, LLC
Boston, MA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-21- 19.27% |
$526 - $674
|
88
$4.57K
|
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
SELL
|
- |
-50Closed |
$1.25K - $1.61K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-89- 4.04% |
$2.23K - $2.86K
|
2.11K
$110K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-100Closed |
$2.51K - $3.21K
|
0
$0
|
|
|
Jan 24, 2022
Q4 2021
|
West Branch Capital LLC
|
SELL
|
- |
-114Closed |
$2.86K - $3.66K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Eukles Asset Management
|
SELL
|
- |
-135Closed |
$3.38K - $4.33K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-200- 0.32% |
$5.01K - $6.42K
|
61.6K
$3.2M
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-240- 54.55% |
$6.02K - $7.71K
|
200
$10.4K
|
|
|
Jan 24, 2022
Q4 2021
|
Ellevest, Inc.
|
SELL
|
- |
-268Closed |
$6.72K - $8.61K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-300- 1.02% |
$7.52K - $9.63K
|
29K
$1.51M
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-300Closed |
$7.52K - $9.63K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-320- 3.18% |
$8.02K - $10.3K
|
9.73K
$505K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-365- 4.65% |
$9.15K - $11.7K
|
7.49K
$389K
|