Latest Institutional Transactions on Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information on the latest institutional transactions involving Clear Bridge Mlp & Midstream Fund Inc. (CEM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 17, 2024
Q3 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
SELL
|
- |
-9- 1.38% |
$375 - $468
|
641
$33.3K
|
|
| Q2 2024 | |||||||
|
Oct 17, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-24.2K- 4.12% |
$1.06M - $1.17M
|
563K
$29.2M
|
|
|
Aug 15, 2024
Q2 2024
|
Comerica Bank
|
BUY
|
- |
110+ 7.05% |
$4.81K - $5.34K
|
1.67K
$86.8K
|
|
|
Aug 15, 2024
Q2 2024
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
42+ 0.91% |
$1.84K - $2.04K
|
4.64K
$241K
|
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.01K- 52.69% |
$44.2K - $49K
|
907
$47.1K
|
|
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-43K- 17.38% |
$1.88M - $2.09M
|
204K
$10.6M
|
|
|
Aug 14, 2024
Q2 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-42.8K- 20.47% |
$1.87M - $2.08M
|
166K
$8.64M
|
|
|
Aug 14, 2024
Q2 2024
|
Tradewinds, Llc.
Raleigh, NC |
BUY
|
- |
44.8KNew |
$1.96M - $2.17M
|
44.8K
$2.33M
|
|
|
Aug 14, 2024
Q2 2024
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-2.08K- 5.66% |
$91.2K - $101K
|
34.8K
$1.81M
|
|
|
Aug 14, 2024
Q2 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
2+ 1.35% |
$87.5 - $97.1
|
150
$7.79K
|
|
|
Aug 14, 2024
Q2 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.43K- 7.37% |
$150K - $166K
|
43.1K
$2.24M
|
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.2K+ 49.33% |
$534K - $592K
|
36.9K
$1.92M
|
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-38.8K- 27.79% |
$1.7M - $1.88M
|
101K
$5.24M
|
|
|
Aug 13, 2024
Q2 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-6.13K- 25.83% |
$268K - $297K
|
17.6K
$914K
|
|
|
Aug 13, 2024
Q2 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
6.09K+ 2.27% |
$267K - $296K
|
274K
$14.2M
|
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
SELL
|
- |
-3.24K- 4.08% |
$142K - $157K
|
76K
$3.95M
|
|
|
Aug 12, 2024
Q2 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.21K+ 1431.34% |
$272K - $302K
|
6.65K
$345K
|
|
|
Aug 12, 2024
Q2 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
7.34KNew |
$321K - $356K
|
7.34K
$381K
|
|
|
Aug 08, 2024
Q2 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.77K+ 6.67% |
$165K - $183K
|
60.3K
$3.13M
|
|
|
Aug 07, 2024
Q2 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-285- 1.61% |
$12.5K - $13.8K
|
17.4K
$903K
|
|
|
Aug 06, 2024
Q2 2024
|
Asset Dedication, LLC
|
BUY
|
- |
500New |
$21.9K - $24.3K
|
500
$26K
|
|
|
Aug 05, 2024
Q2 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-38.7K- 97.92% |
$1.69M - $1.88M
|
822
$42.7K
|
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-51.8K- 85.34% |
$2.27M - $2.52M
|
8.91K
$463K
|
|
|
Jul 31, 2024
Q2 2024
|
Bogart Wealth, LLC
|
SELL
|
- |
-142- 18.51% |
$6.22K - $6.89K
|
625
$32.5K
|
|
|
Jul 31, 2024
Q2 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-398- 4.94% |
$17.4K - $19.3K
|
7.66K
$398K
|
|
|
Jul 30, 2024
Q2 2024
|
Activest Wealth Management
|
BUY
|
- |
2KNew |
$87.5K - $97.1K
|
2K
$104K
|
|
|
Jul 30, 2024
Q2 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
13.2K+ 71.81% |
$578K - $641K
|
31.6K
$1.64M
|
|
|
Jul 26, 2024
Q2 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
9+ 0.19% |
$394 - $437
|
4.87K
$253K
|
|
|
Jul 23, 2024
Q2 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1+ 1.79% |
$43.8 - $48.6
|
57
$2.96K
|
|
|
Jul 23, 2024
Q2 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 22, 2024
Q2 2024
|
Hobbs Group Advisors, LLC
Columbia, SC |
BUY
|
- |
1.29K+ 92.46% |
$56.3K - $62.5K
|
2.68K
$139K
|
|
|
Jul 19, 2024
Q2 2024
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-66- 3.37% |
$2.89K - $3.2K
|
1.89K
$98.3K
|
|
|
Jul 19, 2024
Q2 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
163+ 1.06% |
$7.13K - $7.91K
|
15.5K
$804K
|
|
|
Jul 19, 2024
Q2 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-333- 0.26% |
$14.6K - $16.2K
|
126K
$6.55M
|
|
|
Jul 17, 2024
Q2 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
3+ 1.69% |
$131 - $146
|
181
$9.4K
|
|
|
Jul 16, 2024
Q2 2024
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-306- 9.85% |
$13.4K - $14.9K
|
2.8K
$146K
|
|
|
Jul 10, 2024
Q2 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-429- 68.1% |
$18.8K - $20.8K
|
201
$10.4K
|
|
|
Jul 09, 2024
Q2 2024
|
Cwm, LLC
|
BUY
|
- |
300New |
$13.1K - $14.6K
|
300
$15.6K
|
|
|
Jul 08, 2024
Q2 2024
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
2.13KNew |
$93.2K - $103K
|
2.13K
$111K
|
|
|
Jul 02, 2024
Q2 2024
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-12.3K- 52.32% |
$539K - $598K
|
11.2K
$583K
|
|
| Q1 2024 | |||||||
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
21.3K+ 51.95% |
$834K - $975K
|
62.3K
$3.24M
|
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
20New |
$783 - $916
|
20
$1.04K
|
|
|
May 20, 2024
Q1 2024
|
Highlander Capital Management, LLC
Short Hills, NJ |
SELL
|
- |
-75- 25.86% |
$2.94K - $3.43K
|
215
$11.2K
|
|
|
May 15, 2024
Q1 2024
|
Stephens Inc
|
BUY
|
- |
61+ 0.71% |
$2.39K - $2.79K
|
8.62K
$448K
|
|
|
May 15, 2024
Q1 2024
|
Icon Wealth Advisors, LLC
Houston, TX |
SELL
|
- |
-151- 2.22% |
$5.91K - $6.91K
|
6.64K
$345K
|
|
|
May 15, 2024
Q1 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-12.5K- 59.73% |
$488K - $570K
|
8.4K
$436K
|
|
|
May 15, 2024
Q1 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-50.5K- 88.52% |
$1.98M - $2.31M
|
6.54K
$340K
|
|
|
May 15, 2024
Q1 2024
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
38.5KNew |
$1.51M - $1.76M
|
38.5K
$2M
|
|
|
May 15, 2024
Q1 2024
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
4.43KNew |
$173K - $203K
|
4.43K
$230K
|
|
|
May 15, 2024
Q1 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-9.17K- 11.22% |
$359K - $420K
|
72.6K
$3.77M
|
|