Purchases and Sales Made in Q1 2023 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q1 2023. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 26, 2024
Q1 2023
|
Erste Asset Management Gmb H
Vienna, C4 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-1- 0.01% |
$89.7 - $122
|
10.4K
$2.08M
|
|
|
May 15, 2023
Q1 2023
|
Baldwin Investment Management, LLC
|
SELL
|
- |
-2- 0.01% |
$179 - $244
|
16.3K
$3.26M
|
|
|
May 11, 2023
Q1 2023
|
Ironwood Investment Counsel, LLC
|
SELL
|
- |
-2- -0.0% |
$179 - $244
|
45.9K
$9.2M
|
|
|
May 03, 2023
Q1 2023
|
Tfo Tdc, LLC
|
SELL
|
- |
-3- 75.0% |
$269 - $365
|
1
$201
|
|
|
Apr 18, 2023
Q1 2023
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-3- 0.12% |
$269 - $365
|
2.54K
$508K
|
|
|
Apr 24, 2023
Q1 2023
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
SELL
|
- |
-3- 0.11% |
$269 - $365
|
2.85K
$571K
|
|
|
May 12, 2023
Q1 2023
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-3- 0.04% |
$269 - $365
|
7.27K
$1.46M
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-4- 0.06% |
$359 - $487
|
6.93K
$1.39M
|
|
|
May 04, 2023
Q1 2023
|
Trinity Point Wealth, LLC
|
SELL
|
- |
-4- 0.01% |
$359 - $487
|
30.3K
$6.08M
|
|
|
May 10, 2023
Q1 2023
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-7- 2.1% |
$628 - $853
|
326
$65.4K
|
|
|
Apr 20, 2023
Q1 2023
|
High Tower Trust Services, Lta
|
SELL
|
- |
-8- 0.26% |
$718 - $975
|
3.04K
$610K
|
|
|
May 12, 2023
Q1 2023
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-8- 0.04% |
$718 - $975
|
20.9K
$4.19M
|
|
|
May 16, 2023
Q1 2023
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-10- 58.82% |
$897 - $1.22K
|
7
$1.4K
|
|
|
Apr 21, 2023
Q1 2023
|
Janiczek Wealth Management, LLC
|
SELL
|
- |
-10- 0.95% |
$897 - $1.22K
|
1.05K
$210K
|
|
|
May 15, 2023
Q1 2023
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-12- 0.55% |
$1.08K - $1.46K
|
2.16K
$432K
|
|
|
May 12, 2023
Q1 2023
|
Crewe Advisors LLC
|
SELL
|
- |
-13- 15.12% |
$1.17K - $1.58K
|
73
$14.6K
|
|
|
Oct 28, 2024
Q1 2023
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
SELL
|
- |
-14- 87.5% |
$1.26K - $1.71K
|
2
$401
|
|
|
May 15, 2023
Q1 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-15- 12.82% |
$1.35K - $1.83K
|
102
$20.5K
|
|
|
May 12, 2023
Q1 2023
|
Pointe Capital Management LLC
|
SELL
|
- |
-17- 0.45% |
$1.53K - $2.07K
|
3.73K
$748K
|
|
|
Apr 19, 2023
Q1 2023
|
Moody National Bank Trust Division
|
SELL
|
- |
-17- 0.17% |
$1.53K - $2.07K
|
10.2K
$2.04M
|
|
|
Apr 26, 2024
Q1 2023
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-19- 73.08% |
$1.7K - $2.31K
|
7
$1.4K
|
|
|
May 15, 2023
Q1 2023
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-23- 27.38% |
$2.06K - $2.8K
|
61
$12.2K
|
|
|
Apr 19, 2023
Q1 2023
|
Tufton Capital Management
|
SELL
|
- |
-25- 0.13% |
$2.24K - $3.05K
|
19.7K
$3.96M
|
|
|
May 11, 2023
Q1 2023
|
Jones Financial Companies Lllp
|
SELL
|
- |
-25- 0.9% |
$2.24K - $3.05K
|
2.75K
$552K
|
|
|
May 08, 2023
Q1 2023
|
Brighton Jones LLC
|
SELL
|
- |
-27- 0.95% |
$2.42K - $3.29K
|
2.83K
$567K
|
|
|
May 10, 2023
Q1 2023
|
Kentucky Retirement Systems
Frankfort, KY |
SELL
|
- |
-28- 0.09% |
$2.51K - $3.41K
|
30.1K
$6.05M
|
|
|
Apr 19, 2023
Q1 2023
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-31- 32.29% |
$2.78K - $3.78K
|
65
$13K
|
|
|
May 10, 2023
Q1 2023
|
Mai Capital Management
|
SELL
|
- |
-32- 0.78% |
$2.87K - $3.9K
|
4.08K
$818K
|
|
|
May 15, 2023
Q1 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-33- 61.11% |
$2.96K - $4.02K
|
21
$4.21K
|
|
|
May 12, 2023
Q1 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-34- 1.21% |
$3.05K - $4.14K
|
2.78K
$557K
|
|
|
Apr 17, 2023
Q1 2023
|
Gradient Investments LLC
|
SELL
|
- |
-36- 31.86% |
$3.23K - $4.39K
|
77
$15.4K
|
|
|
Jun 14, 2024
Q1 2023
|
Quent Capital, LLC
|
SELL
|
- |
-37- 2.03% |
$3.32K - $4.51K
|
1.79K
$358K
|
|
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-37- 0.01% |
$3.32K - $4.51K
|
597K
$120M
|
|
|
May 12, 2023
Q1 2023
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-38- 40.86% |
$3.41K - $4.63K
|
55
$11K
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-40- 76.92% |
$3.59K - $4.87K
|
12
$2.41K
|
|
|
May 15, 2023
Q1 2023
|
Resurgent Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-40- 10.78% |
$3.59K - $4.87K
|
331
$66.4K
|
|
|
May 15, 2023
Q1 2023
|
Siemens Fonds Invest Gmb H
Munich, 2M |
SELL
|
- |
-43- 0.87% |
$3.86K - $5.24K
|
4.88K
$978K
|
|
|
Apr 03, 2023
Q1 2023
|
Goal Vest Advisory LLC
|
SELL
|
- |
-43- 84.31% |
$3.86K - $5.24K
|
8
$1.6K
|
|
|
Apr 20, 2023
Q1 2023
|
Riverview Trust CO
|
SELL
|
- |
-49- 1.8% |
$4.4K - $5.97K
|
2.68K
$537K
|
|
|
May 11, 2023
Q1 2023
|
Tacita Capital Inc
Toronto, A6 |
SELL
|
- |
-50- 43.48% |
$4.49K - $6.09K
|
65
$13K
|
|
|
May 12, 2023
Q1 2023
|
Trust Asset Management LLC
Houston, TX |
SELL
|
- |
-51- 1.13% |
$4.58K - $6.21K
|
4.47K
$896K
|
|
|
Apr 26, 2023
Q1 2023
|
Clean Yield Group
|
SELL
|
- |
-53- 31.55% |
$4.75K - $6.46K
|
115
$23.1K
|
|
|
May 15, 2023
Q1 2023
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-61- 0.44% |
$5.47K - $7.43K
|
13.9K
$2.79M
|
|
|
Apr 13, 2023
Q1 2023
|
Welch Group, LLC
|
SELL
|
- |
-64- 2.68% |
$5.74K - $7.8K
|
2.33K
$467K
|
|
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-64- 7.73% |
$5.74K - $7.8K
|
764
$153K
|
|
|
May 12, 2023
Q1 2023
|
Epoch Investment Partners, Inc.
New York, NY |
SELL
|
- |
-71- 2.22% |
$6.37K - $8.65K
|
3.13K
$628K
|
|
|
Apr 24, 2023
Q1 2023
|
Mendota Financial Group, LLC
Madison, WI |
SELL
|
- |
-72- 13.53% |
$6.46K - $8.77K
|
460
$92.3K
|
|
|
May 10, 2023
Q1 2023
|
Concentric Wealth Management, LLC
Lafayette, CA |
SELL
|
- |
-75- 1.99% |
$6.73K - $9.14K
|
3.69K
$740K
|
|
|
May 16, 2023
Q1 2023
|
Hancock Whitney Corp
|
SELL
|
- |
-78- 2.22% |
$7K - $9.5K
|
3.44K
$690K
|