Purchases and Sales Made in Q1 2023 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q1 2023. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 28, 2023
Q1 2023
|
Aia Group LTD
Hong Kong, K3 |
SELL
|
- |
-268- 13.62% |
$24K - $32.6K
|
1.7K
$318K
|
|
|
May 12, 2023
Q1 2023
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-272- 10.3% |
$24.4K - $33.1K
|
2.37K
$443K
|
|
|
May 05, 2023
Q1 2023
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-274- 1.91% |
$24.6K - $33.4K
|
14K
$2.63M
|
|
|
Apr 27, 2023
Q1 2023
|
Oak Thistle LLC
|
SELL
|
- |
-276- 10.58% |
$24.8K - $33.6K
|
2.33K
$436K
|
|
|
May 11, 2023
Q1 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-279- 30.79% |
$25K - $34K
|
627
$117K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-282- 1.51% |
$25.3K - $34.4K
|
18.4K
$3.44M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-283- 4.93% |
$25.4K - $34.5K
|
5.45K
$1.02M
|
|
|
Apr 11, 2023
Q1 2023
|
Acropolis Investment Management, LLC
|
SELL
|
- |
-284- 6.54% |
$25.5K - $34.6K
|
4.06K
$759K
|
|
|
May 15, 2023
Q1 2023
|
Bison Wealth, LLC
|
SELL
|
- |
-285- 3.01% |
$25.6K - $34.7K
|
9.18K
$1.72M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-286- 1.04% |
$25.7K - $34.8K
|
27.2K
$5.09M
|
|
|
May 02, 2023
Q1 2023
|
Park Place Capital Corp
Birmingham, AL |
SELL
|
- |
-286- 27.77% |
$25.7K - $34.8K
|
744
$139K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-291- 57.51% |
$26.1K - $35.4K
|
215
$40.2K
|
|
|
Apr 26, 2023
Q1 2023
|
First National Trust CO
|
SELL
|
- |
-297- 6.55% |
$26.6K - $36.2K
|
4.24K
$793K
|
|
|
May 10, 2023
Q1 2023
|
Van Strum & Towne Inc.
San Francisco, CA |
SELL
|
- |
-300- 1.08% |
$26.9K - $36.5K
|
27.4K
$5.12M
|
|
|
May 12, 2023
Q1 2023
|
Systm Wealth Solutions LLC
Chicago, IL |
SELL
|
- |
-302- 9.12% |
$27.1K - $36.8K
|
3.01K
$563K
|
|
|
May 11, 2023
Q1 2023
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-318- 4.36% |
$28.5K - $38.7K
|
6.97K
$1.3M
|
|
|
May 08, 2023
Q1 2023
|
South State Corp
|
SELL
|
- |
-346- 6.24% |
$31K - $42.1K
|
5.2K
$973K
|
|
|
Apr 27, 2023
Q1 2023
|
Arizona State Retirement System
|
SELL
|
- |
-359- 0.34% |
$32.2K - $43.7K
|
104K
$19.5M
|
|
|
Apr 18, 2023
Q1 2023
|
Mcf Advisors LLC
Covington, KY |
SELL
|
- |
-387- 15.44% |
$34.7K - $47.1K
|
2.12K
$397K
|
|
|
Apr 26, 2023
Q1 2023
|
Northern Financial Advisors Inc
Bloomfield Hills, MI |
SELL
|
- |
-393- 6.47% |
$35.3K - $47.9K
|
5.68K
$1.06M
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-401- 22.02% |
$36K - $48.8K
|
1.42K
$266K
|
|
|
May 10, 2023
Q1 2023
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-406- 29.7% |
$36.4K - $49.5K
|
961
$180K
|
|
|
May 04, 2023
Q1 2023
|
Lmcg Investments, LLC
Boston, MA |
SELL
|
- |
-424- 0.23% |
$38K - $51.7K
|
183K
$34.2M
|
|
|
May 01, 2023
Q1 2023
|
Lincoln National Corp
|
SELL
|
- |
-448- 15.56% |
$40.2K - $54.6K
|
2.43K
$455K
|
|
|
May 12, 2023
Q1 2023
|
Cadence Bank
Tupelo, MS |
SELL
|
- |
-451- 2.51% |
$40.5K - $54.9K
|
17.5K
$3.27M
|
|
|
May 12, 2023
Q1 2023
|
Itau Unibanco Holding S.A.
Sao Paulo, D5 |
SELL
|
- |
-472- 33.03% |
$42.3K - $57.5K
|
957
$179K
|
|
|
May 12, 2023
Q1 2023
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-500- 3.45% |
$44.9K - $60.9K
|
14K
$2.62M
|
|
|
Apr 27, 2023
Q1 2023
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-500- 57.94% |
$44.9K - $60.9K
|
363
$67.9K
|
|
|
Apr 22, 2024
Q1 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-500- 8.75% |
$44.9K - $60.9K
|
5.21K
$975K
|
|
|
May 18, 2023
Q1 2023
|
Manitou Investment Management Ltd.
Toronto, A6 |
SELL
|
- |
-500- 20.0% |
$44.9K - $60.9K
|
2K
$374K
|
|
|
May 12, 2023
Q1 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-501- 3.12% |
$44.9K - $61K
|
15.6K
$2.91M
|
|
|
May 05, 2023
Q1 2023
|
Assetmark, Inc
|
SELL
|
- |
-524- 0.98% |
$47K - $63.8K
|
53K
$9.91M
|
|
|
May 01, 2023
Q1 2023
|
Diversified Investment Strategies, LLC
|
SELL
|
- |
-525- 12.49% |
$47.1K - $64K
|
3.68K
$688K
|
|
|
Apr 06, 2023
Q1 2023
|
Fulton Bank, N.A.
|
SELL
|
- |
-582- 2.77% |
$52.2K - $70.9K
|
20.5K
$3.83M
|
|
|
May 08, 2023
Q1 2023
|
Culbertson A N & CO Inc
|
SELL
|
- |
-585- 5.16% |
$52.5K - $71.3K
|
10.8K
$2.01M
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-598- 4.22% |
$53.6K - $72.8K
|
13.6K
$2.54M
|
|
|
May 12, 2023
Q1 2023
|
Regions Financial Corp
|
SELL
|
- |
-598- 4.35% |
$53.6K - $72.8K
|
13.1K
$2.46M
|
|
|
May 03, 2023
Q1 2023
|
New Mexico Educational Retirement Board
|
SELL
|
- |
-600- 3.29% |
$53.8K - $73.1K
|
17.6K
$3.3M
|
|
|
May 09, 2023
Q1 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-613- 21.77% |
$55K - $74.7K
|
2.2K
$412K
|
|
|
May 09, 2023
Q1 2023
|
Meiji Yasuda Asset Management CO Ltd.
Tokyo, M0 |
SELL
|
- |
-630- 5.47% |
$56.5K - $76.7K
|
10.9K
$2.04M
|
|
|
May 11, 2023
Q1 2023
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-630- 2.41% |
$56.5K - $76.7K
|
25.6K
$4.78M
|
|
|
May 12, 2023
Q1 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-672- 5.73% |
$60.3K - $81.9K
|
11K
$2.07M
|
|
|
Apr 13, 2023
Q1 2023
|
Webster Bank, N. A.
|
SELL
|
- |
-675- 2.34% |
$60.6K - $82.2K
|
28.2K
$5.27M
|
|
|
Apr 05, 2023
Q1 2023
|
Somerset Trust CO
|
SELL
|
- |
-702- 5.59% |
$63K - $85.5K
|
11.8K
$2.22M
|
|
|
Dec 14, 2023
Q1 2023
|
One River Asset Management, LLC
Stamford, CT |
SELL
|
- |
-708- 17.44% |
$63.5K - $86.2K
|
3.35K
$627K
|
|
|
Apr 28, 2023
Q1 2023
|
Advisor Net Financial, Inc
|
SELL
|
- |
-726- 4.4% |
$65.1K - $88.4K
|
15.8K
$2.95M
|
|
|
May 09, 2023
Q1 2023
|
Smith, Graham & Co., Investment Advisors, LP
|
SELL
|
- |
-730- 2.38% |
$65.5K - $88.9K
|
29.9K
$5.59M
|
|
|
May 15, 2023
Q1 2023
|
La Banque Postale Asset Management Sa
Paris, I0 |
SELL
|
- |
-831- 4.42% |
$74.5K - $101K
|
18K
$3.36M
|
|
|
Apr 19, 2023
Q1 2023
|
Nadler Financial Group, Inc.
|
SELL
|
- |
-840- 1.99% |
$75.4K - $102K
|
41.3K
$7.73M
|
|
|
Apr 28, 2023
Q1 2023
|
Bridges Investment Management Inc
|
SELL
|
- |
-850- 6.16% |
$76.3K - $104K
|
12.9K
$2.42M
|