Purchases and Sales Made in Q3 2023 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2023. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Intrust Bank Na
Wichita, KS |
SELL
|
- |
-102- 1.36% |
$9.74K - $12K
|
7.41K
$1.35M
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-107- 4.39% |
$10.2K - $12.6K
|
2.33K
$426K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-113- 1.18% |
$10.8K - $13.3K
|
9.48K
$1.73M
|
|
|
Nov 14, 2023
Q3 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-114- 0.94% |
$10.9K - $13.4K
|
12K
$2.19M
|
|
|
Nov 01, 2023
Q3 2023
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-119- 4.72% |
$11.4K - $14K
|
2.4K
$438K
|
|
|
Nov 14, 2023
Q3 2023
|
Ostrum Asset Management
Paris, I0 |
SELL
|
- |
-125- 2.33% |
$11.9K - $14.7K
|
5.25K
$959K
|
|
|
Nov 15, 2023
Q3 2023
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-126- 5.11% |
$12K - $14.9K
|
2.34K
$427K
|
|
|
Nov 13, 2023
Q3 2023
|
Profund Advisors LLC
|
SELL
|
- |
-129- 2.89% |
$12.3K - $15.2K
|
4.33K
$790K
|
|
|
Oct 17, 2023
Q3 2023
|
Somerset Trust CO
|
SELL
|
- |
-135- 1.16% |
$12.9K - $15.9K
|
11.5K
$2.1M
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-138- 2.89% |
$13.2K - $16.3K
|
4.63K
$846K
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
SELL
|
- |
-141- 3.68% |
$13.5K - $16.6K
|
3.69K
$674K
|
|
|
Nov 28, 2023
Q3 2023
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-150- 1.04% |
$14.3K - $17.7K
|
14.3K
$2.6M
|
|
|
Nov 08, 2023
Q3 2023
|
Concentric Wealth Management, LLC
Lafayette, CA |
SELL
|
- |
-165- 4.58% |
$15.8K - $19.5K
|
3.43K
$627K
|
|
|
Nov 13, 2023
Q3 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-167- 4.64% |
$15.9K - $19.7K
|
3.43K
$627K
|
|
|
Nov 03, 2023
Q3 2023
|
Blume Capital Management, Inc.
Berkeley, CA |
SELL
|
- |
-168- 0.26% |
$16K - $19.8K
|
64.7K
$11.8M
|
|
|
May 01, 2024
Q3 2023
|
Blume Capital Management, Inc.
Berkeley, CA |
SELL
|
- |
-168- 0.26% |
$16K - $19.8K
|
64.7K
$11.8M
|
|
|
Oct 13, 2023
Q3 2023
|
Cohen Klingenstein LLC
|
SELL
|
- |
-173- 2.68% |
$16.5K - $20.4K
|
6.28K
$1.15M
|
|
|
Nov 13, 2023
Q3 2023
|
Salomon & Ludwin, LLC
|
SELL
|
- |
-181- 7.76% |
$17.3K - $21.4K
|
2.15K
$393K
|
|
|
Oct 10, 2023
Q3 2023
|
Transform Wealth, LLC
|
SELL
|
- |
-183- 1.39% |
$17.5K - $21.6K
|
12.9K
$2.36M
|
|
|
Oct 23, 2023
Q3 2023
|
Sumitomo Life Insurance CO
|
SELL
|
- |
-206- 3.85% |
$19.7K - $24.3K
|
5.15K
$940K
|
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-216- 5.56% |
$20.6K - $25.5K
|
3.67K
$670K
|
|
|
Nov 13, 2023
Q3 2023
|
Viawealth, LLC
Overland Park, KS |
SELL
|
- |
-216- 6.65% |
$20.6K - $25.5K
|
3.03K
$553K
|
|
|
Oct 25, 2023
Q3 2023
|
Jeppson Wealth Management, LLC
|
SELL
|
- |
-219- 3.42% |
$20.9K - $25.8K
|
6.19K
$1.13M
|
|
|
Nov 14, 2023
Q3 2023
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-220- 2.49% |
$21K - $26K
|
8.62K
$1.58M
|
|
|
Nov 09, 2023
Q3 2023
|
Deseret Mutual Benefit Administrators
|
SELL
|
- |
-225- 11.74% |
$21.5K - $26.5K
|
1.69K
$309K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-238- 2.59% |
$22.7K - $28.1K
|
8.95K
$1.63M
|
|
|
Oct 20, 2023
Q3 2023
|
Hgk Asset Management Inc
|
SELL
|
- |
-240- 0.49% |
$22.9K - $28.3K
|
48.8K
$8.91M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-243- 5.59% |
$23.2K - $28.7K
|
4.1K
$749K
|
|
|
Nov 06, 2023
Q3 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-243- 1.78% |
$23.2K - $28.7K
|
13.4K
$2.44M
|
|
|
Nov 06, 2023
Q3 2023
|
Xml Financial, LLC
|
SELL
|
- |
-246- 7.14% |
$23.5K - $29K
|
3.2K
$584K
|
|
|
Oct 10, 2023
Q3 2023
|
Paragon Capital Management LTD
|
SELL
|
- |
-247- 9.68% |
$23.6K - $29.1K
|
2.3K
$421K
|
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO
|
SELL
|
- |
-248- 15.83% |
$23.7K - $29.3K
|
1.32K
$241K
|
|
|
Oct 25, 2023
Q3 2023
|
Diversified Investment Strategies, LLC
|
SELL
|
- |
-250- 6.8% |
$23.9K - $29.5K
|
3.43K
$626K
|
|
|
Nov 13, 2023
Q3 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-255- 8.59% |
$24.3K - $30.1K
|
2.71K
$496K
|
|
|
Nov 07, 2023
Q3 2023
|
Smith, Graham & Co., Investment Advisors, LP
|
SELL
|
- |
-260- 0.88% |
$24.8K - $30.7K
|
29.4K
$5.36M
|
|
|
Nov 13, 2023
Q3 2023
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
SELL
|
- |
-262- 3.8% |
$25K - $30.9K
|
6.64K
$1.21M
|
|
|
Oct 17, 2023
Q3 2023
|
Park Place Capital Corp
Birmingham, AL |
SELL
|
- |
-265- 31.4% |
$25.3K - $31.3K
|
579
$106K
|
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-266- 0.25% |
$25.4K - $31.4K
|
105K
$19.2M
|
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-268- 28.72% |
$25.6K - $31.6K
|
665
$121K
|
|
|
Nov 07, 2023
Q3 2023
|
South State Corp
|
SELL
|
- |
-273- 5.53% |
$26.1K - $32.2K
|
4.67K
$852K
|
|
|
Nov 03, 2023
Q3 2023
|
Sentry Investment Management LLC
|
SELL
|
- |
-277- 11.08% |
$26.5K - $32.7K
|
2.22K
$406K
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-279- 7.74% |
$26.6K - $32.9K
|
3.32K
$607K
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-279- 4.18% |
$26.6K - $32.9K
|
6.4K
$1.17M
|
|
|
Nov 01, 2023
Q3 2023
|
Wealthfront Advisers LLC
|
SELL
|
- |
-294- 0.77% |
$28.1K - $34.7K
|
37.9K
$6.92M
|
|
|
Oct 18, 2023
Q3 2023
|
Culbertson A N & CO Inc
|
SELL
|
- |
-300- 2.88% |
$28.6K - $35.4K
|
10.1K
$1.85M
|
|
|
Oct 12, 2023
Q3 2023
|
Moody National Bank Trust Division
|
SELL
|
- |
-315- 3.11% |
$30.1K - $37.2K
|
9.82K
$1.79M
|
|
|
Oct 31, 2023
Q3 2023
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-320- 5.3% |
$30.6K - $37.7K
|
5.72K
$1.04M
|
|
|
Oct 10, 2023
Q3 2023
|
Eagle Rock Investment Company, LLC
Atlanta, GA |
SELL
|
- |
-324- 1.23% |
$30.9K - $38.2K
|
26K
$4.75M
|
|
|
Nov 09, 2023
Q3 2023
|
Arrow Financial Corp
|
SELL
|
- |
-335- 4.68% |
$32K - $39.5K
|
6.82K
$1.25M
|
|
|
Nov 06, 2023
Q3 2023
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-336- 2.64% |
$32.1K - $39.6K
|
12.4K
$2.26M
|