Purchases and Sales Made in Q3 2023 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2023. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2023
Q3 2023
|
Concord Wealth Partners
|
SELL
|
- |
-3.42K- 82.56% |
$327K - $404K
|
723
$132K
|
|
|
Oct 30, 2023
Q3 2023
|
Securian Asset Management, Inc
|
SELL
|
- |
-3.72K- 11.97% |
$355K - $439K
|
27.3K
$4.99M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-3.74K- 10.38% |
$357K - $441K
|
32.3K
$5.89M
|
|
|
Oct 10, 2023
Q3 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-3.82K- 21.3% |
$364K - $450K
|
14.1K
$2.58M
|
|
|
Oct 23, 2023
Q3 2023
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-3.94K- 1.78% |
$376K - $464K
|
217K
$39.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-3.97K- 11.15% |
$379K - $469K
|
31.7K
$5.78M
|
|
|
May 09, 2024
Q3 2023
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-4.09K- 4.16% |
$390K - $482K
|
94.3K
$17.2M
|
|
|
Oct 10, 2023
Q3 2023
|
Gulf International Bank (Uk) LTD
|
SELL
|
- |
-4.17K- 10.71% |
$398K - $492K
|
34.7K
$6.35M
|
|
|
Nov 13, 2023
Q3 2023
|
Pro Share Advisors LLC
|
SELL
|
- |
-4.31K- 4.37% |
$412K - $509K
|
94.4K
$17.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-4.49K- 3.18% |
$428K - $529K
|
137K
$24.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Barden Capital Management, Inc.
|
SELL
|
- |
-4.7K- 37.18% |
$449K - $554K
|
7.94K
$1.45M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-4.74K- 22.88% |
$453K - $559K
|
16K
$2.92M
|
|
|
Oct 18, 2024
Q3 2023
|
Intech Investment Management LLC
West Palm Beach, FL |
SELL
|
- |
-4.75K- 20.39% |
$454K - $560K
|
18.5K
$3.39M
|
|
|
Nov 13, 2023
Q3 2023
|
Intech Investment Management LLC
West Palm Beach, FL |
SELL
|
- |
-4.75K- 20.39% |
$454K - $560K
|
18.5K
$3.39M
|
|
|
Oct 25, 2023
Q3 2023
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-4.81K- 15.91% |
$459K - $568K
|
25.4K
$4.64M
|
|
|
Nov 06, 2023
Q3 2023
|
Abrdn PLC
|
SELL
|
- |
-4.89K- 4.96% |
$467K - $577K
|
93.6K
$17.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-4.94K- 41.87% |
$472K - $582K
|
6.86K
$1.25M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-5.25K- 15.24% |
$501K - $619K
|
29.2K
$5.33M
|
|
|
Nov 14, 2023
Q3 2023
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-5.32K- 0.96% |
$508K - $627K
|
549K
$100M
|
|
|
Nov 14, 2023
Q3 2023
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-5.39K- 2.59% |
$515K - $636K
|
203K
$37.1M
|
|
|
Nov 02, 2023
Q3 2023
|
M&T Bank Corp
|
SELL
|
- |
-5.53K- 3.91% |
$528K - $652K
|
136K
$24.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-5.98K- 19.96% |
$571K - $706K
|
24K
$4.38M
|
|
|
Dec 27, 2023
Q3 2023
|
Rnc Capital Management LLC
|
SELL
|
- |
-6.17K- 2.22% |
$589K - $728K
|
272K
$49.7M
|
|
|
Nov 08, 2023
Q3 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-6.42K- 11.15% |
$613K - $757K
|
51.1K
$9.34M
|
|
|
Nov 14, 2023
Q3 2023
|
Ironwood Investment Counsel, LLC
|
SELL
|
- |
-6.48K- 35.14% |
$619K - $764K
|
12K
$2.18M
|
|
|
Oct 25, 2023
Q3 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-6.78K- 4.74% |
$648K - $800K
|
136K
$24.9M
|
|
|
Nov 08, 2023
Q3 2023
|
Newport Trust CO
Washington, DC |
SELL
|
- |
-6.82K- 0.22% |
$651K - $804K
|
3.09M
$565M
|
|
|
Nov 02, 2023
Q3 2023
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-7.18K- 4.42% |
$685K - $847K
|
155K
$28.3M
|
|
|
Oct 10, 2023
Q3 2023
|
First Hawaiian Bank
|
SELL
|
- |
-7.33K- 17.27% |
$699K - $864K
|
35.1K
$6.41M
|
|
|
Oct 18, 2023
Q3 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-7.44K- 54.11% |
$711K - $878K
|
6.31K
$1.15M
|
|
|
Nov 08, 2023
Q3 2023
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-9.03K- 4.05% |
$862K - $1.06M
|
214K
$39.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Basswood Capital Management, L.L.C.
New York, NY |
SELL
|
- |
-9.34K- 3.36% |
$891K - $1.1M
|
269K
$49.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-9.61K- 4.44% |
$917K - $1.13M
|
207K
$37.8M
|
|
|
Nov 13, 2023
Q3 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-10.2K- 5.59% |
$970K - $1.2M
|
172K
$31.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-10.6K- 2.09% |
$1.01M - $1.25M
|
497K
$90.7M
|
|
|
Oct 10, 2023
Q3 2023
|
Baker Tilly Wealth Management, LLC
|
SELL
|
- |
-10.9K- 68.54% |
$1.04M - $1.29M
|
5.01K
$916K
|
|
|
Nov 14, 2023
Q3 2023
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-11.1K- 44.22% |
$1.06M - $1.31M
|
14K
$2.55M
|
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-11.2K- 62.47% |
$1.07M - $1.32M
|
6.71K
$1.23M
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
SELL
|
- |
-11.5K- 9.44% |
$1.1M - $1.36M
|
110K
$20.2M
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-11.8K- 58.07% |
$1.13M - $1.39M
|
8.53K
$1.56M
|
|
|
Nov 15, 2023
Q3 2023
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-12.3K- 5.38% |
$1.17M - $1.45M
|
216K
$39.5M
|
|
|
Dec 19, 2023
Q3 2023
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-12.3K- 5.38% |
$1.17M - $1.45M
|
216K
$39.5M
|
|
|
Oct 03, 2023
Q3 2023
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-13.4K- 37.41% |
$1.28M - $1.58M
|
22.4K
$4.08M
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
SELL
|
- |
-13.8K- 4.8% |
$1.31M - $1.62M
|
273K
$49.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Pacer Advisors, Inc.
Malvern, PA |
SELL
|
- |
-13.8K- 14.66% |
$1.32M - $1.63M
|
80.2K
$14.7M
|
|
|
Nov 27, 2023
Q3 2023
|
Trust CO Of Vermont
|
SELL
|
- |
-14.3K- 33.45% |
$1.36M - $1.68M
|
28.4K
$5.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Caisse De Depot Et Placement Du Quebec
Montreal, A8 |
SELL
|
- |
-14.6K- 62.13% |
$1.4M - $1.73M
|
8.92K
$1.63M
|
|
|
Nov 13, 2023
Q3 2023
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-14.7K- 2.15% |
$1.41M - $1.74M
|
672K
$123M
|
|
|
Oct 26, 2023
Q3 2023
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-14.9K- 13.5% |
$1.42M - $1.76M
|
95.4K
$17.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-15.6K- 1.88% |
$1.49M - $1.84M
|
814K
$149M
|