Purchases and Sales Made in Q3 2023 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2023. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-554- 10.53% |
$52.9K - $65.3K
|
4.71K
$952K
|
|
|
Nov 02, 2023
Q3 2023
|
Welch & Forbes LLC
|
SELL
|
- |
-557- 0.9% |
$53.2K - $65.7K
|
61.2K
$12.4M
|
|
|
Oct 23, 2023
Q3 2023
|
Cigna Investments Inc
Bloomfield, CT |
SELL
|
- |
-575- 12.33% |
$54.9K - $67.8K
|
4.09K
$826K
|
|
|
Nov 14, 2023
Q3 2023
|
Arvest Trust CO N A
Rogers, AR |
SELL
|
- |
-579- 0.9% |
$55.3K - $68.3K
|
63.5K
$12.8M
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-587- 6.09% |
$56.1K - $69.2K
|
9.05K
$1.83M
|
|
|
Nov 09, 2023
Q3 2023
|
Ellevest, Inc.
|
SELL
|
- |
-588- 20.44% |
$56.1K - $69.4K
|
2.29K
$463K
|
|
|
Nov 16, 2023
Q3 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-595- 1.44% |
$56.8K - $70.2K
|
40.9K
$8.26M
|
|
|
Oct 24, 2023
Q3 2023
|
Pfg Private Wealth Management, LLC
|
SELL
|
- |
-598- 64.93% |
$57.1K - $70.5K
|
323
$65.3K
|
|
|
Nov 08, 2023
Q3 2023
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-600- 3.87% |
$57.3K - $70.8K
|
14.9K
$3.01M
|
|
|
Oct 23, 2023
Q3 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-630- 3.68% |
$60.2K - $74.3K
|
16.5K
$3.34M
|
|
|
Nov 08, 2023
Q3 2023
|
Salzhauer Michael
|
SELL
|
- |
-640- 9.68% |
$61.1K - $75.5K
|
5.97K
$1.21M
|
|
|
Nov 03, 2023
Q3 2023
|
Empower Advisory Group, LLC
Greenwood Village, CO |
SELL
|
- |
-645- 17.15% |
$61.6K - $76.1K
|
3.12K
$630K
|
|
|
Nov 08, 2023
Q3 2023
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-646- 5.66% |
$61.7K - $76.2K
|
10.8K
$2.17M
|
|
|
Nov 17, 2023
Q3 2023
|
Diversified Trust CO
|
SELL
|
- |
-653- 11.28% |
$62.4K - $77K
|
5.14K
$1.04M
|
|
|
Oct 30, 2023
Q3 2023
|
Y.D. More Investments LTD
Ramat Gan, L3 |
SELL
|
- |
-659- 19.64% |
$62.9K - $77.7K
|
2.7K
$545K
|
|
|
Nov 14, 2023
Q3 2023
|
Crawford Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-680- 11.98% |
$64.9K - $80.2K
|
5K
$1.01M
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-695- 19.5% |
$66.4K - $82K
|
2.87K
$580K
|
|
|
Nov 09, 2023
Q3 2023
|
Heritage Investors Management Corp
|
SELL
|
- |
-696- 0.46% |
$66.5K - $82.1K
|
151K
$30.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-702- 6.27% |
$67K - $82.8K
|
10.5K
$2.12M
|
|
|
Oct 10, 2023
Q3 2023
|
Linscomb & Williams, Inc.
Houston, TX |
SELL
|
- |
-721- 2.61% |
$68.8K - $85K
|
26.9K
$5.43M
|
|
|
Nov 15, 2023
Q3 2023
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-747- 2.56% |
$71.3K - $88.1K
|
28.4K
$5.74M
|
|
|
Oct 25, 2023
Q3 2023
|
Canal Capital Management, LLC
|
SELL
|
- |
-752- 6.62% |
$71.8K - $88.7K
|
10.6K
$2.14M
|
|
|
Nov 09, 2023
Q3 2023
|
Hutchinson Capital Management
San Rafael, CA |
SELL
|
- |
-766- 0.61% |
$73.1K - $90.4K
|
125K
$25.3M
|
|
|
Oct 19, 2023
Q3 2023
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-771- 15.61% |
$73.6K - $90.9K
|
4.17K
$842K
|
|
|
Oct 26, 2023
Q3 2023
|
Graypoint LLC
|
SELL
|
- |
-774- 12.33% |
$73.9K - $91.3K
|
5.5K
$1.11M
|
|
|
Oct 13, 2023
Q3 2023
|
City Holding CO
|
SELL
|
- |
-781- 11.59% |
$74.6K - $92.1K
|
5.96K
$1.2M
|
|
|
Oct 24, 2023
Q3 2023
|
Bridges Investment Management Inc
|
SELL
|
- |
-795- 6.99% |
$75.9K - $93.8K
|
10.6K
$2.14M
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-802- 12.39% |
$76.6K - $94.6K
|
5.67K
$1.15M
|
|
|
Nov 14, 2023
Q3 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-803- 12.4% |
$76.7K - $94.7K
|
5.67K
$1.15M
|
|
|
Nov 14, 2023
Q3 2023
|
Siemens Fonds Invest Gmb H
Munich, 2M |
SELL
|
- |
-814- 16.7% |
$77.7K - $96K
|
4.06K
$821K
|
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
SELL
|
- |
-825- 23.25% |
$78.8K - $97.3K
|
2.72K
$550K
|
|
|
Nov 13, 2023
Q3 2023
|
Twin Capital Management Inc
|
SELL
|
- |
-828- 3.77% |
$79.1K - $97.7K
|
21.2K
$4.28M
|
|
|
Oct 10, 2023
Q3 2023
|
Arden Trust CO
|
SELL
|
- |
-844- 12.23% |
$80.6K - $99.6K
|
6.06K
$1.22M
|
|
|
Nov 14, 2023
Q3 2023
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-857- 5.15% |
$81.8K - $101K
|
15.8K
$3.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-864- 9.57% |
$82.5K - $102K
|
8.17K
$1.65M
|
|
|
Oct 31, 2023
Q3 2023
|
Vise Technologies, Inc.
New York, NY |
SELL
|
- |
-864- 25.58% |
$82.5K - $102K
|
2.51K
$508K
|
|
|
Oct 23, 2023
Q3 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-867- 6.26% |
$82.8K - $102K
|
13K
$2.63M
|
|
|
Nov 13, 2023
Q3 2023
|
North Crest Asset Manangement, LLC
|
SELL
|
- |
-884- 0.98% |
$84.4K - $104K
|
89.5K
$18.1M
|
|
|
Oct 23, 2023
Q3 2023
|
Yhb Investment Advisors, Inc.
|
SELL
|
- |
-913- 3.94% |
$87.2K - $108K
|
22.3K
$4.5M
|
|
|
Nov 02, 2023
Q3 2023
|
Clarkston Capital Partners, LLC
Bloomfield Hills, MI |
SELL
|
- |
-935- 0.33% |
$89.3K - $110K
|
279K
$56.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-960- 8.44% |
$91.7K - $113K
|
10.4K
$2.1M
|
|
|
Nov 20, 2023
Q3 2023
|
Hohimer Wealth Management, LLC
|
SELL
|
- |
-983- 3.87% |
$93.9K - $116K
|
24.4K
$4.93M
|
|
|
Oct 13, 2023
Q3 2023
|
Armstrong Shaw Associates Inc
|
SELL
|
- |
-1K- 5.23% |
$95.5K - $118K
|
18.1K
$3.67M
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.01K- 7.63% |
$96K - $119K
|
12.2K
$2.46M
|
|
|
Oct 16, 2023
Q3 2023
|
Hartford Investment Management CO
|
SELL
|
- |
-1.02K- 3.76% |
$96.9K - $120K
|
26K
$5.25M
|
|
|
Nov 08, 2023
Q3 2023
|
Desjardins Global Asset Management Inc.
Montreal, A8 |
SELL
|
- |
-1.04K- 15.09% |
$99.4K - $123K
|
5.86K
$1.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-1.06K- 2.99% |
$101K - $125K
|
34.5K
$6.98M
|
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1.11K- 11.38% |
$106K - $131K
|
8.66K
$1.75M
|
|
|
Oct 23, 2023
Q3 2023
|
Dakota Wealth Management
|
SELL
|
- |
-1.12K- 1.88% |
$107K - $132K
|
58.8K
$11.9M
|
|
|
Nov 03, 2023
Q3 2023
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-1.15K- 1.0% |
$110K - $136K
|
115K
$23.2M
|