Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Feb 15
2021
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
4,955
-2.7%
|
$579,735
$117.75 P/Share
|
|
Feb 15
2021
|
John G Finneran Jr |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,399
-3.68%
|
$261,491
$109.6 P/Share
|
|
Feb 15
2021
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
2,399
+3.55%
|
-
|
|
Feb 15
2021
|
Lia Dean Pres, Banking & Prem. Products |
SELL
Payment of exercise price or tax liability
|
Direct |
2,062
-2.23%
|
$241,254
$117.75 P/Share
|
|
Feb 15
2021
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
4,896
-1.86%
|
$572,832
$117.75 P/Share
|
|
Feb 15
2021
|
Michael J Wassmer President, Card |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,081
-2.27%
|
$226,829
$109.6 P/Share
|
|
Feb 15
2021
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
2,081
+2.22%
|
-
|
|
Feb 15
2021
|
Timothy P Golden Controller |
SELL
Payment of exercise price or tax liability
|
Direct |
1,126
-2.37%
|
$131,742
$117.75 P/Share
|
|
Feb 15
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
4,420
-1.18%
|
$517,140
$117.75 P/Share
|
|
Feb 15
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,305
-1.8%
|
$251,245
$109.6 P/Share
|
|
Feb 15
2021
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
2,305
+1.77%
|
-
|
|
Feb 15
2021
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
3,040
-2.79%
|
$355,680
$117.75 P/Share
|
|
Feb 15
2021
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,312
-3.39%
|
$143,008
$109.6 P/Share
|
|
Feb 15
2021
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Exercise of conversion of derivative security
|
Direct |
1,312
+3.28%
|
-
|
|
Feb 15
2021
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
4,251
-2.35%
|
$497,367
$117.75 P/Share
|
|
Feb 15
2021
|
Jory A Berson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,965
-3.09%
|
$214,185
$109.6 P/Share
|
|
Feb 15
2021
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
1,965
+2.99%
|
-
|
|
Feb 15
2021
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,077
-1.85%
|
$594,009
$117.75 P/Share
|
|
Feb 15
2021
|
Robert M. Alexander Chief Information Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,008
-2.11%
|
$218,872
$109.6 P/Share
|
|
Feb 15
2021
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,008
+2.06%
|
-
|
|
Feb 15
2021
|
Celia Karam Pres, Retail Bank |
SELL
Payment of exercise price or tax liability
|
Direct |
1,514
-1.95%
|
$177,138
$117.75 P/Share
|
|
Feb 15
2021
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
4,667
-2.92%
|
$546,039
$117.75 P/Share
|
|
Feb 15
2021
|
Richard Scott Blackley Senior Advisor |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,967
-3.47%
|
$214,403
$109.6 P/Share
|
|
Feb 15
2021
|
Richard Scott Blackley Senior Advisor |
BUY
Exercise of conversion of derivative security
|
Direct |
1,967
+3.35%
|
-
|
|
Feb 15
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
4,359
-2.48%
|
$510,003
$117.75 P/Share
|
|
Feb 15
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,214
-3.55%
|
$241,326
$109.6 P/Share
|
|
Feb 15
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
2,214
+3.43%
|
-
|
|
Feb 15
2021
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Indirect |
118
-0.83%
|
$13,806
$117.75 P/Share
|
|
Feb 15
2021
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
2,805
-1.35%
|
$328,185
$117.75 P/Share
|
|
Feb 15
2021
|
Sheldon Hall Senior Advisor to CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,116
-1.57%
|
$121,644
$109.6 P/Share
|
|
Feb 15
2021
|
Sheldon Hall Senior Advisor to CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
1,116
+1.54%
|
-
|
|
Feb 15
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,065
-2.72%
|
-
|
|
Feb 15
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,340
-3.54%
|
$255,060
$109.6 P/Share
|
|
Feb 15
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,340
+3.42%
|
-
|
|
Feb 15
2021
|
Richard D Fairbank Chairman and CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
23,147
-0.64%
|
$2,523,023
$109.6 P/Share
|
|
Feb 15
2021
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
23,147
+0.63%
|
-
|
|
Feb 15
2021
|
Andrew M Young Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,189
-2.97%
|
$139,113
$117.75 P/Share
|
|
Feb 15
2021
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
4,776
-3.21%
|
$558,792
$117.75 P/Share
|
|
Feb 15
2021
|
Michael Slocum President, Commercial Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,107
-3.96%
|
$229,663
$109.6 P/Share
|
|
Feb 15
2021
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
2,107
+3.81%
|
-
|
|
Feb 10
2021
|
Mayo A Shattuck Iii Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,376
+11.29%
|
$390,928
$53.03 P/Share
|
|
Feb 08
2021
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
19,988
-28.11%
|
$2,298,620
$115.23 P/Share
|
|
Feb 04
2021
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
8,703
+18.9%
|
-
|
|
Feb 04
2021
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,557
+11.02%
|
-
|
|
Feb 04
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
12,270
+16.13%
|
-
|
|
Feb 04
2021
|
Lia Dean Pres, Banking & Prem. Products |
BUY
Grant, award, or other acquisition
|
Direct |
7,892
+20.02%
|
-
|
|
Feb 04
2021
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
11,221
+13.63%
|
-
|
|
Feb 04
2021
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
13,248
+9.51%
|
-
|
|
Feb 04
2021
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
12,201
+12.0%
|
-
|
|
Feb 04
2021
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
7,896
+11.17%
|
-
|