Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 05
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
72,551
-2.03%
|
$6,166,835
$85.08 P/Share
|
|
Mar 05
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Grant, award, or other acquisition
|
Direct |
160,866
+4.3%
|
-
|
|
Mar 05
2020
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
6,072
-10.64%
|
$516,120
$85.08 P/Share
|
|
Mar 05
2020
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
12,571
+18.05%
|
-
|
|
Feb 28
2020
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Open market or private sale
|
Direct |
15,231
-14.37%
|
$1,309,866
$86.21 P/Share
|
|
Feb 26
2020
|
Eileen Serra Director |
BUY
Grant, award, or other acquisition
|
Direct |
485
+50.0%
|
-
|
|
Feb 21
2020
|
Richard Scott Blackley Senior Advisor |
SELL
Open market or private sale
|
Direct |
14,817
-27.28%
|
$1,511,334
$102.51 P/Share
|
|
Feb 20
2020
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Open market or private sale
|
Direct |
2,206
-9.0%
|
$222,806
$101.25 P/Share
|
|
Feb 15
2020
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
4,243
-5.17%
|
$432,786
$102.64 P/Share
|
|
Feb 15
2020
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,622
-4.27%
|
$267,444
$102.03 P/Share
|
|
Feb 15
2020
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
2,622
+4.09%
|
-
|
|
Feb 15
2020
|
Timothy P Golden Controller |
SELL
Payment of exercise price or tax liability
|
Direct |
704
-1.88%
|
$71,808
$102.64 P/Share
|
|
Feb 15
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,063
-2.68%
|
$720,426
$102.64 P/Share
|
|
Feb 15
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,057
-2.69%
|
$515,814
$102.03 P/Share
|
|
Feb 15
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
5,057
+2.62%
|
-
|
|
Feb 15
2020
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
6,893
-2.39%
|
$703,086
$102.64 P/Share
|
|
Feb 15
2020
|
Michael J Wassmer President, Card |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,431
-2.18%
|
$451,962
$102.03 P/Share
|
|
Feb 15
2020
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
4,431
+2.13%
|
-
|
|
Feb 15
2020
|
Lia Dean Pres, Banking & Prem. Products |
SELL
Payment of exercise price or tax liability
|
Direct |
2,040
-2.76%
|
$208,080
$102.64 P/Share
|
|
Feb 15
2020
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
7,095
-4.52%
|
$723,690
$102.64 P/Share
|
|
Feb 15
2020
|
John G Finneran Jr |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,251
-4.48%
|
$535,602
$102.03 P/Share
|
|
Feb 15
2020
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
5,251
+4.28%
|
-
|
|
Feb 15
2020
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Indirect |
123
-1.0%
|
$12,546
$102.64 P/Share
|
|
Feb 15
2020
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
3,847
-2.11%
|
$392,394
$102.64 P/Share
|
|
Feb 15
2020
|
Sheldon Hall Senior Advisor to CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,340
-1.84%
|
$238,680
$102.03 P/Share
|
|
Feb 15
2020
|
Sheldon Hall Senior Advisor to CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
2,340
+1.8%
|
-
|
|
Feb 15
2020
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
6,183
-4.24%
|
$630,666
$102.64 P/Share
|
|
Feb 15
2020
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,765
-4.39%
|
$486,030
$102.03 P/Share
|
|
Feb 15
2020
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
4,765
+4.21%
|
-
|
|
Feb 15
2020
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
6,558
-3.73%
|
$668,916
$102.64 P/Share
|
|
Feb 15
2020
|
Richard Scott Blackley Senior Advisor |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,096
-3.2%
|
$417,792
$102.03 P/Share
|
|
Feb 15
2020
|
Richard Scott Blackley Senior Advisor |
BUY
Exercise of conversion of derivative security
|
Direct |
4,096
+3.1%
|
-
|
|
Feb 15
2020
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
4,279
-3.27%
|
$436,458
$102.64 P/Share
|
|
Feb 15
2020
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,913
-3.08%
|
$297,126
$102.03 P/Share
|
|
Feb 15
2020
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Exercise of conversion of derivative security
|
Direct |
2,913
+2.99%
|
-
|
|
Feb 15
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,435
-1.69%
|
$554,370
$102.64 P/Share
|
|
Feb 15
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,314
-1.93%
|
$440,028
$102.03 P/Share
|
|
Feb 15
2020
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
4,314
+1.89%
|
-
|
|
Feb 15
2020
|
Celia Karam Pres, Retail Bank |
SELL
Payment of exercise price or tax liability
|
Direct |
934
-1.73%
|
$95,268
$102.64 P/Share
|
|
Feb 15
2020
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
5,508
-3.06%
|
$561,816
$102.64 P/Share
|
|
Feb 15
2020
|
Jory A Berson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,264
-3.28%
|
$434,928
$102.03 P/Share
|
|
Feb 15
2020
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
4,264
+3.17%
|
-
|
|
Feb 15
2020
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
5,836
-1.8%
|
$595,272
$102.64 P/Share
|
|
Feb 15
2020
|
Yajnik Sanjiv President, Financial Services |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,014
-2.2%
|
$511,428
$102.03 P/Share
|
|
Feb 15
2020
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
5,014
+2.15%
|
-
|
|
Feb 15
2020
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Payment of exercise price or tax liability
|
Direct |
4,273
-3.88%
|
$435,846
$102.64 P/Share
|
|
Feb 15
2020
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,632
-3.28%
|
$268,464
$102.03 P/Share
|
|
Feb 15
2020
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Exercise of conversion of derivative security
|
Direct |
2,632
+3.18%
|
-
|
|
Feb 15
2020
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
7,122
-4.08%
|
$726,444
$102.64 P/Share
|
|
Feb 15
2020
|
Michael Slocum President, Commercial Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,610
-3.6%
|
$470,220
$102.03 P/Share
|