Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Feb 04
2021
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,557
+11.02%
|
-
|
|
Feb 04
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
12,270
+16.13%
|
-
|
|
Feb 04
2021
|
Lia Dean Pres, Banking & Prem. Products |
BUY
Grant, award, or other acquisition
|
Direct |
7,892
+20.02%
|
-
|
|
Feb 04
2021
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
11,221
+13.63%
|
-
|
|
Feb 04
2021
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
13,248
+9.51%
|
-
|
|
Feb 04
2021
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
12,201
+12.0%
|
-
|
|
Feb 04
2021
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
7,896
+11.17%
|
-
|
|
Feb 04
2021
|
Celia Karam Pres, Retail Bank |
BUY
Grant, award, or other acquisition
|
Direct |
9,017
+25.46%
|
-
|
|
Feb 04
2021
|
Timothy P Golden Controller |
BUY
Grant, award, or other acquisition
|
Direct |
3,928
+25.06%
|
-
|
|
Feb 04
2021
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,099
-0.01%
|
$123,088
$112.66 P/Share
|
|
Feb 04
2021
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
1,099
+0.01%
|
$123,088
$112.66 P/Share
|
|
Feb 04
2021
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
11,996
+17.96%
|
-
|
|
Feb 04
2021
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Indirect |
329
+6.43%
|
-
|
|
Feb 04
2021
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
9,345
+11.77%
|
-
|
|
Feb 04
2021
|
Andrew M Young Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
5,366
+28.08%
|
-
|
|
Feb 04
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
9,159
+13.21%
|
-
|
|
Feb 04
2021
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
10,289
+14.29%
|
-
|
|
Jan 06
2021
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
30,645
-27.27%
|
$3,187,080
$104.0 P/Share
|
|
Jan 06
2021
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
30,645
+21.42%
|
$1,716,120
$56.32 P/Share
|
|
Jan 05
2021
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
8,767
-9.69%
|
$876,700
$100.0 P/Share
|
|
Dec 30
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
5,671
-5.9%
|
$550,087
$97.02 P/Share
|
|
Dec 21
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
8,185
-7.84%
|
$785,760
$96.0 P/Share
|
|
Dec 21
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
32,603
-38.76%
|
$3,097,285
$95.0 P/Share
|
|
Dec 21
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
32,603
+27.93%
|
$1,825,768
$56.32 P/Share
|
|
Dec 14
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
5,534
-5.04%
|
$514,662
$93.46 P/Share
|
|
Dec 14
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
39,456
-17.19%
|
$3,629,952
$92.07 P/Share
|
|
Dec 10
2020
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
67,929
-20.63%
|
$6,317,397
$93.95 P/Share
|
|
Dec 10
2020
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
56,482
+21.4%
|
$3,784,294
$67.34 P/Share
|
|
Dec 09
2020
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
1,965
-2.48%
|
$186,675
$95.0 P/Share
|
|
Nov 13
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
31,050
-0.28%
|
$2,639,250
$85.74 P/Share
|
|
Nov 13
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.1%
|
$1,946,784
$48.28 P/Share
|
|
Nov 12
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
31,205
-0.43%
|
$2,590,015
$83.7 P/Share
|
|
Nov 12
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.1%
|
$1,946,784
$48.28 P/Share
|
|
Nov 11
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
30,940
-0.28%
|
$2,629,900
$85.67 P/Share
|
|
Nov 11
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.1%
|
$1,946,784
$48.28 P/Share
|
|
Nov 10
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
30,560
-0.28%
|
$2,658,720
$87.79 P/Share
|
|
Nov 10
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.11%
|
$1,946,784
$48.28 P/Share
|
|
Nov 09
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
50,003
-31.27%
|
$4,350,261
$87.75 P/Share
|
|
Nov 09
2020
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
50,383
+23.96%
|
$2,418,384
$48.28 P/Share
|
|
Nov 09
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
30,345
-0.28%
|
$2,670,360
$88.47 P/Share
|
|
Nov 09
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.11%
|
$1,946,784
$48.28 P/Share
|
|
Nov 06
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
31,910
-0.3%
|
$2,488,980
$78.72 P/Share
|
|
Nov 06
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.11%
|
$1,946,784
$48.28 P/Share
|
|
Nov 05
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,255
-0.3%
|
$2,483,635
$77.7 P/Share
|
|
Nov 05
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.12%
|
$1,946,784
$48.28 P/Share
|
|
Nov 04
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Bona fide gift
|
Direct |
10,360
-0.29%
|
-
|
|
Nov 04
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,490
-0.23%
|
$2,436,750
$75.42 P/Share
|
|
Nov 04
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.11%
|
$1,946,784
$48.28 P/Share
|
|
Nov 03
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,060
-0.45%
|
$2,468,620
$77.94 P/Share
|
|
Nov 03
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.12%
|
$1,946,784
$48.28 P/Share
|