Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 14
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
5,534
-5.04%
|
$514,662
$93.46 P/Share
|
|
Dec 14
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
39,456
-17.19%
|
$3,629,952
$92.07 P/Share
|
|
Dec 10
2020
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
67,929
-20.63%
|
$6,317,397
$93.95 P/Share
|
|
Dec 10
2020
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
56,482
+21.4%
|
$3,784,294
$67.34 P/Share
|
|
Dec 09
2020
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
1,965
-2.48%
|
$186,675
$95.0 P/Share
|
|
Nov 13
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
31,050
-0.28%
|
$2,639,250
$85.74 P/Share
|
|
Nov 13
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.1%
|
$1,946,784
$48.28 P/Share
|
|
Nov 12
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
31,205
-0.43%
|
$2,590,015
$83.7 P/Share
|
|
Nov 12
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.1%
|
$1,946,784
$48.28 P/Share
|
|
Nov 11
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
30,940
-0.28%
|
$2,629,900
$85.67 P/Share
|
|
Nov 11
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.1%
|
$1,946,784
$48.28 P/Share
|
|
Nov 10
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
30,560
-0.28%
|
$2,658,720
$87.79 P/Share
|
|
Nov 10
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.11%
|
$1,946,784
$48.28 P/Share
|
|
Nov 09
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
50,003
-31.27%
|
$4,350,261
$87.75 P/Share
|
|
Nov 09
2020
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
50,383
+23.96%
|
$2,418,384
$48.28 P/Share
|
|
Nov 09
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
30,345
-0.28%
|
$2,670,360
$88.47 P/Share
|
|
Nov 09
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.11%
|
$1,946,784
$48.28 P/Share
|
|
Nov 06
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
31,910
-0.3%
|
$2,488,980
$78.72 P/Share
|
|
Nov 06
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.11%
|
$1,946,784
$48.28 P/Share
|
|
Nov 05
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,255
-0.3%
|
$2,483,635
$77.7 P/Share
|
|
Nov 05
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.12%
|
$1,946,784
$48.28 P/Share
|
|
Nov 04
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Bona fide gift
|
Direct |
10,360
-0.29%
|
-
|
|
Nov 04
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,490
-0.23%
|
$2,436,750
$75.42 P/Share
|
|
Nov 04
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.11%
|
$1,946,784
$48.28 P/Share
|
|
Nov 03
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,060
-0.45%
|
$2,468,620
$77.94 P/Share
|
|
Nov 03
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.12%
|
$1,946,784
$48.28 P/Share
|
|
Nov 02
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,728
-0.46%
|
$2,454,600
$75.0 P/Share
|
|
Nov 02
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.12%
|
$1,946,784
$48.28 P/Share
|
|
Oct 30
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
33,217
-0.47%
|
$2,391,624
$72.26 P/Share
|
|
Oct 30
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.12%
|
$1,946,784
$48.28 P/Share
|
|
Oct 29
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
33,275
-0.31%
|
$2,395,800
$72.29 P/Share
|
|
Oct 29
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,557
+1.12%
|
$1,946,736
$48.28 P/Share
|
|
Oct 28
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
33,155
-0.31%
|
$2,387,160
$72.81 P/Share
|
|
Oct 28
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,557
+1.13%
|
$1,946,736
$48.28 P/Share
|
|
Oct 27
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,796
-0.46%
|
$2,426,904
$74.49 P/Share
|
|
Oct 27
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,557
+1.13%
|
$1,946,736
$48.28 P/Share
|
|
Oct 26
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,615
-0.31%
|
$2,446,125
$75.81 P/Share
|
|
Oct 26
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,557
+1.13%
|
$1,946,736
$48.28 P/Share
|
|
Oct 05
2020
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
13,784
-12.45%
|
$1,075,152
$78.0 P/Share
|
|
Oct 05
2020
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
13,784
+11.07%
|
$661,632
$48.28 P/Share
|
|
Aug 14
2020
|
Timothy P Golden Controller |
SELL
Open market or private sale
|
Direct |
5,724
-42.74%
|
$394,956
$69.11 P/Share
|
|
Aug 10
2020
|
John G Finneran Jr |
BUY
Other acquisition or disposition
|
Direct |
45,527
+31.19%
|
$3,004,782
$66.97 P/Share
|
|
Jun 05
2020
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
8,410
-16.61%
|
$714,850
$85.0 P/Share
|
|
Jun 05
2020
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
8,410
+14.25%
|
$454,140
$54.07 P/Share
|
|
May 14
2020
|
Timothy P Golden Controller |
SELL
Open market or private sale
|
Direct |
3,334
-20.1%
|
$190,038
$57.63 P/Share
|
|
May 09
2020
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
1,620
-3.65%
|
$100,440
$62.2 P/Share
|
|
Apr 30
2020
|
Aparna Chennapragada Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+28.23%
|
-
|
|
Apr 30
2020
|
Ann F Hackett Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+4.12%
|
-
|
|
Apr 30
2020
|
Peter Thomas Killalea Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+19.1%
|
-
|
|
Apr 30
2020
|
Cornelis Paj Leenaars Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+32.96%
|
-
|