Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Feb 15
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
9,908
-0.37%
|
$970,984
$98.67 P/Share
|
|
Feb 15
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
38,214
-1.41%
|
$3,783,186
$99.52 P/Share
|
|
Feb 15
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
38,214
+1.39%
|
-
|
|
Feb 15
2018
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
8,072
-2.53%
|
$791,056
$98.67 P/Share
|
|
Feb 15
2018
|
John G Finneran Jr |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,033
-4.1%
|
$1,983,267
$99.52 P/Share
|
|
Feb 15
2018
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
20,033
+3.92%
|
-
|
|
Feb 15
2018
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
6,378
-3.64%
|
$625,044
$98.67 P/Share
|
|
Feb 15
2018
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
18,688
-6.44%
|
$1,850,112
$99.52 P/Share
|
|
Feb 15
2018
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
18,688
+6.01%
|
-
|
|
Feb 15
2018
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Payment of exercise price or tax liability
|
Direct |
2,699
-2.76%
|
$264,502
$98.67 P/Share
|
|
Feb 15
2018
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Sale (or disposition) back to the issuer
|
Direct |
7,884
-6.67%
|
$780,516
$99.52 P/Share
|
|
Feb 15
2018
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Exercise of conversion of derivative security
|
Direct |
7,884
+6.14%
|
-
|
|
Feb 15
2018
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
4,720
-1.9%
|
$462,560
$98.67 P/Share
|
|
Feb 15
2018
|
Yajnik Sanjiv President, Financial Services |
SELL
Sale (or disposition) back to the issuer
|
Direct |
18,962
-4.9%
|
$1,877,238
$99.52 P/Share
|
|
Feb 15
2018
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
18,962
+4.64%
|
-
|
|
Feb 15
2018
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
2,796
-3.99%
|
$274,008
$98.67 P/Share
|
|
Feb 15
2018
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
7,813
-6.58%
|
$773,487
$99.52 P/Share
|
|
Feb 15
2018
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
7,813
+6.06%
|
-
|
|
Feb 15
2018
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
7,883
-4.87%
|
$772,534
$98.67 P/Share
|
|
Feb 15
2018
|
Michael Slocum President, Commercial Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
17,356
-6.4%
|
$1,718,244
$99.52 P/Share
|
|
Feb 15
2018
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
17,356
+5.98%
|
-
|
|
Feb 15
2018
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
6,036
-2.27%
|
$591,528
$98.67 P/Share
|
|
Feb 15
2018
|
Michael J Wassmer President, Card |
SELL
Sale (or disposition) back to the issuer
|
Direct |
15,216
-3.77%
|
$1,506,384
$99.52 P/Share
|
|
Feb 15
2018
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
15,216
+3.61%
|
-
|
|
Feb 01
2018
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
10,342
+11.37%
|
-
|
|
Feb 01
2018
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
11,140
+11.93%
|
-
|
|
Feb 01
2018
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
11,167
+17.56%
|
-
|
|
Feb 01
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
13,146
+15.66%
|
-
|
|
Feb 01
2018
|
Noelle K Eder Chief Card Cust. Exp. Officer |
BUY
Grant, award, or other acquisition
|
Direct |
8,493
+16.09%
|
-
|
|
Feb 01
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,043
-0.01%
|
$108,472
$104.72 P/Share
|
|
Feb 01
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
667
+0.01%
|
$69,368
$104.72 P/Share
|
|
Feb 01
2018
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
12,534
+10.31%
|
-
|
|
Feb 01
2018
|
Timothy P Golden Controller |
BUY
Grant, award, or other acquisition
|
Direct |
2,865
+12.34%
|
-
|
|
Feb 01
2018
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
12,071
+16.63%
|
-
|
|
Feb 01
2018
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Grant, award, or other acquisition
|
Direct |
7,162
+17.6%
|
-
|
|
Feb 01
2018
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
13,047
+13.37%
|
-
|
|
Feb 01
2018
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Grant, award, or other acquisition
|
Direct |
6,827
+21.93%
|
-
|
|
Feb 01
2018
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
11,044
+16.32%
|
-
|
|
Feb 01
2018
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
10,743
+10.6%
|
-
|
|
Feb 01
2018
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
8,443
+22.92%
|
-
|
|
Jan 29
2018
|
John G Finneran Jr |
SELL
Open market or private sale
|
Indirect |
67,892
-97.7%
|
$7,128,660
$105.22 P/Share
|
|
Jan 25
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
185,202
-2.19%
|
$19,446,210
$105.08 P/Share
|
|
Jan 25
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
185,202
+6.07%
|
$3,333,636
$18.28 P/Share
|
|
Jan 24
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
300,000
-3.39%
|
$31,500,000
$105.41 P/Share
|
|
Jan 24
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
300,000
+9.15%
|
$5,400,000
$18.28 P/Share
|
|
Jan 12
2018
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
10,086
-12.38%
|
$1,059,030
$105.0 P/Share
|
|
Jan 12
2018
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
27,818
-37.9%
|
$2,920,890
$105.0 P/Share
|
|
Jan 12
2018
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
27,818
+27.49%
|
$1,557,808
$56.32 P/Share
|
|
Jan 04
2018
|
Ann F Hackett Director |
SELL
Open market or private sale
|
Direct |
6,361
-9.88%
|
$648,822
$102.0 P/Share
|
|
Jan 04
2018
|
Ann F Hackett Director |
BUY
Exercise of conversion of derivative security
|
Direct |
6,361
+8.99%
|
$101,776
$16.93 P/Share
|