Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Jan 02
2018
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
47,729
-16.87%
|
$4,725,171
$99.61 P/Share
|
|
Jan 02
2018
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
56,624
+28.18%
|
$2,717,952
$48.28 P/Share
|
|
Jan 02
2018
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
3,000
-2.84%
|
$297,000
$99.75 P/Share
|
|
Jan 02
2018
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
3,000
+5.35%
|
$48,000
$16.93 P/Share
|
|
Dec 22
2017
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
156,278
-65.74%
|
$15,627,800
$100.0 P/Share
|
|
Dec 22
2017
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
60,965
+12.04%
|
$3,109,215
$51.04 P/Share
|
|
Dec 22
2017
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
26,405
-36.68%
|
$2,640,500
$100.0 P/Share
|
|
Dec 22
2017
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
26,405
+26.84%
|
$1,267,440
$48.28 P/Share
|
|
Dec 18
2017
|
Ann F Hackett Director |
SELL
Open market or private sale
|
Direct |
7,000
-10.77%
|
$686,000
$98.0 P/Share
|
|
Dec 18
2017
|
Ann F Hackett Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,000
+9.72%
|
$112,000
$16.93 P/Share
|
|
Dec 15
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
6,716
-8.72%
|
$644,736
$96.74 P/Share
|
|
Dec 14
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
83,046
-63.17%
|
$7,889,370
$95.0 P/Share
|
|
Dec 14
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
65,304
+22.43%
|
$3,069,288
$47.01 P/Share
|
|
Dec 04
2017
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
30,652
-14.78%
|
$2,911,940
$95.0 P/Share
|
|
Dec 04
2017
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
37,204
+15.21%
|
$1,785,792
$48.28 P/Share
|
|
Dec 04
2017
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
7,000
-12.26%
|
$658,000
$94.94 P/Share
|
|
Dec 04
2017
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,000
+10.92%
|
$112,000
$16.93 P/Share
|
|
Dec 04
2017
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
8,039
-14.99%
|
$763,705
$95.0 P/Share
|
|
Dec 04
2017
|
John G Finneran Jr |
SELL
Open market or private sale
|
Indirect |
6,490
-29.16%
|
$616,550
$95.0 P/Share
|
|
Dec 04
2017
|
Ann F Hackett Director |
SELL
Open market or private sale
|
Direct |
7,000
-10.77%
|
$665,000
$95.0 P/Share
|
|
Dec 04
2017
|
Ann F Hackett Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,000
+9.72%
|
$112,000
$16.93 P/Share
|
|
Dec 04
2017
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
66,490
-19.75%
|
$6,316,550
$95.02 P/Share
|
|
Dec 04
2017
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
37,670
+21.51%
|
$1,695,150
$45.75 P/Share
|
|
Dec 04
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
76,354
-18.73%
|
$7,253,630
$95.15 P/Share
|
|
Dec 04
2017
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
63,740
+29.36%
|
$3,059,520
$48.95 P/Share
|
|
Dec 01
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
5,000
-5.29%
|
$460,000
$92.18 P/Share
|
|
Nov 13
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Bona fide gift
|
Direct |
2,296
-0.09%
|
-
|
|
Nov 08
2017
|
Michael J Wassmer President, Card |
SELL
Bona fide gift
|
Direct |
903
-1.12%
|
-
|
|
Nov 03
2017
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
8,292
-13.39%
|
$754,572
$91.99 P/Share
|
|
Oct 31
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,997
-7.72%
|
$275,724
$92.18 P/Share
|
|
Oct 27
2017
|
Mayo A Shattuck Iii Director |
SELL
Open market or private sale
|
Direct |
24,167
-35.48%
|
$2,223,364
$92.71 P/Share
|
|
Oct 27
2017
|
Mayo A Shattuck Iii Director |
BUY
Exercise of conversion of derivative security
|
Direct |
24,167
+15.95%
|
$773,344
$32.11 P/Share
|
|
Oct 25
2017
|
Ann F Hackett Director |
SELL
Open market or private sale
|
Direct |
11,055
-16.01%
|
$1,006,005
$91.18 P/Share
|
|
Oct 25
2017
|
Ann F Hackett Director |
BUY
Exercise of conversion of derivative security
|
Direct |
11,055
+13.8%
|
$519,585
$47.29 P/Share
|
|
Jul 26
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
67,419
-1.23%
|
$5,798,034
$86.54 P/Share
|
|
Jul 26
2017
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
67,419
+2.39%
|
$3,370,950
$50.99 P/Share
|
|
Jul 25
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
300,000
-5.06%
|
$26,100,000
$87.48 P/Share
|
|
Jul 25
2017
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
300,000
+9.14%
|
$15,000,000
$50.99 P/Share
|
|
May 09
2017
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
1,714
-3.99%
|
$140,548
$82.32 P/Share
|
|
May 05
2017
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
6,276
-9.2%
|
$514,632
$82.16 P/Share
|
|
May 03
2017
|
Ann F Hackett Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,061
+3.43%
|
-
|
|
May 03
2017
|
Lewis Hay Iii Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,061
+4.55%
|
-
|
|
May 03
2017
|
Benjamin P Jenkins Iii Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,061
+12.22%
|
-
|
|
May 03
2017
|
Peter Thomas Killalea Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,061
+28.58%
|
-
|
|
May 03
2017
|
Pierre E Leroy Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,061
+4.75%
|
-
|
|
May 03
2017
|
Peter E Raskind Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,061
+10.18%
|
-
|
|
May 03
2017
|
Mayo A Shattuck Iii Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,061
+4.48%
|
-
|
|
May 03
2017
|
Bradford H Warner Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,061
+3.95%
|
-
|
|
May 03
2017
|
Catherine West Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,061
+14.05%
|
-
|
|
Apr 03
2017
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
734
-0.91%
|
$63,124
$86.88 P/Share
|