Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 16
2017
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Open market or private sale
|
Direct |
5,238
-16.57%
|
$471,420
$90.46 P/Share
|
|
Mar 13
2017
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
63,562
-21.49%
|
$5,847,704
$92.08 P/Share
|
|
Mar 13
2017
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
57,457
+26.12%
|
$2,757,936
$48.28 P/Share
|
|
Mar 08
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,344
-9.99%
|
$675,648
$92.4 P/Share
|
|
Mar 08
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
14,432
+16.41%
|
-
|
|
Mar 08
2017
|
Jonathan W. Witter President, Retail Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
7,460
-6.61%
|
$686,320
$92.4 P/Share
|
|
Mar 08
2017
|
Jonathan W. Witter President, Retail Banking |
BUY
Grant, award, or other acquisition
|
Direct |
14,660
+11.49%
|
-
|
|
Mar 08
2017
|
Stephen S Crawford Head of Finance and Corp Dev |
SELL
Payment of exercise price or tax liability
|
Direct |
11,686
-6.17%
|
$1,075,112
$92.4 P/Share
|
|
Mar 08
2017
|
Stephen S Crawford Head of Finance and Corp Dev |
BUY
Grant, award, or other acquisition
|
Direct |
22,660
+10.69%
|
-
|
|
Mar 08
2017
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
2,679
-3.22%
|
$246,468
$92.4 P/Share
|
|
Mar 08
2017
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
5,616
+6.32%
|
-
|
|
Mar 08
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
92,696
-3.34%
|
$8,528,032
$92.4 P/Share
|
|
Mar 08
2017
|
Richard D Fairbank Chairman and CEO |
BUY
Grant, award, or other acquisition
|
Direct |
194,330
+6.55%
|
-
|
|
Mar 08
2017
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
6,562
-8.78%
|
$603,704
$92.4 P/Share
|
|
Mar 08
2017
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
11,754
+13.59%
|
-
|
|
Mar 08
2017
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
6,270
-3.57%
|
$576,840
$92.4 P/Share
|
|
Mar 08
2017
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
14,946
+7.84%
|
-
|
|
Mar 08
2017
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
8,113
-5.49%
|
$746,396
$92.4 P/Share
|
|
Mar 08
2017
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
15,939
+9.73%
|
-
|
|
Mar 08
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
5,427
-8.61%
|
$499,284
$92.4 P/Share
|
|
Mar 08
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
10,662
+14.46%
|
-
|
|
Mar 08
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,617
-5.6%
|
$516,764
$92.4 P/Share
|
|
Mar 08
2017
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,775
+10.51%
|
-
|
|
Mar 08
2017
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
6,548
-5.87%
|
$602,416
$92.4 P/Share
|
|
Mar 08
2017
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
13,727
+10.95%
|
-
|
|
Mar 06
2017
|
John G Finneran Jr |
SELL
Open market or private sale
|
Indirect |
9,429
-29.76%
|
$876,897
$93.49 P/Share
|
|
Mar 02
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
14,446
-7.12%
|
$1,372,370
$95.65 P/Share
|
|
Mar 02
2017
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
21,175
-10.82%
|
$2,011,625
$95.76 P/Share
|
|
Mar 02
2017
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
18,990
+16.12%
|
$911,520
$48.95 P/Share
|
|
Mar 01
2017
|
Richard Scott Blackley Senior Advisor |
SELL
Open market or private sale
|
Direct |
3,507
-7.55%
|
$333,165
$95.0 P/Share
|
|
Mar 01
2017
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
10,000
-5.86%
|
$950,000
$95.02 P/Share
|
|
Mar 01
2017
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
10,000
+5.53%
|
$560,000
$56.32 P/Share
|
|
Feb 15
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
4,999
-1.57%
|
$449,910
$90.93 P/Share
|
|
Feb 15
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
19,564
-4.05%
|
$1,721,632
$88.31 P/Share
|
|
Feb 15
2017
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
19,564
+3.86%
|
-
|
|
Feb 15
2017
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
5,548
-1.82%
|
$499,320
$90.93 P/Share
|
|
Feb 15
2017
|
Jory A Berson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,727
-4.44%
|
$1,823,976
$88.31 P/Share
|
|
Feb 15
2017
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
20,727
+4.22%
|
-
|
|
Feb 15
2017
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
2,871
-1.98%
|
$258,390
$90.93 P/Share
|
|
Feb 15
2017
|
Richard Scott Blackley Senior Advisor |
SELL
Sale (or disposition) back to the issuer
|
Direct |
9,349
-5.52%
|
$822,712
$88.31 P/Share
|
|
Feb 15
2017
|
Richard Scott Blackley Senior Advisor |
BUY
Exercise of conversion of derivative security
|
Direct |
9,349
+5.13%
|
-
|
|
Feb 15
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
6,996
-4.09%
|
$629,640
$90.93 P/Share
|
|
Feb 15
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,648
-7.06%
|
$1,817,024
$88.31 P/Share
|
|
Feb 15
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
20,648
+6.54%
|
-
|
|
Feb 15
2017
|
Stephen S Crawford Head of Finance and Corp Dev |
SELL
Payment of exercise price or tax liability
|
Direct |
12,541
-2.39%
|
$1,128,690
$90.93 P/Share
|
|
Feb 15
2017
|
Stephen S Crawford Head of Finance and Corp Dev |
SELL
Sale (or disposition) back to the issuer
|
Direct |
38,308
-4.69%
|
$3,371,104
$88.31 P/Share
|
|
Feb 15
2017
|
Stephen S Crawford Head of Finance and Corp Dev |
BUY
Exercise of conversion of derivative security
|
Direct |
38,308
+4.44%
|
-
|
|
Feb 15
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,976
-2.44%
|
$177,840
$90.93 P/Share
|
|
Feb 15
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
8,128
-5.78%
|
$715,264
$88.31 P/Share
|
|
Feb 15
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
8,128
+5.34%
|
-
|