Institutional Ownership Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC). We have compiled data on the 149 institutions that hold shares in the stock, with a total of 10.8 Million shares, which have been reported (via 13F filing form) to have a value of $288 Million.
Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
---|---|---|---|---|---|
First Republic Investment Management, Inc.
San Francisco, CA |
Nov 07, 2023 Q3 2023 |
45,990
shares
|
$1.22 Million
0.0% of portfolio
|
Q1 2022
New holding
|
|
Cetera Investment Advisers
Schaumburg, IL |
May 24, 2024 Q1 2024 |
45,396
shares
|
$1.21 Million
0.0% of portfolio
|
Q1 2024
New holding
|
|
Hrt Financial LP
New York, NY |
May 13, 2024 Q1 2024 |
45,145
shares
|
$1.2 Million
0.01% of portfolio
|
Q1 2024
Added 182.35%
|
|
Kestra Advisory Services, LLC
|
May 15, 2024 Q1 2024 |
43,864
shares
|
$1.17 Million
0.01% of portfolio
|
Q1 2024
Added 0.64%
|
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
Apr 19, 2024 Q1 2024 |
43,228
shares
|
$1.15 Million
0.52% of portfolio
|
Q1 2023
Added 1.65%
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
May 10, 2024 Q1 2024 |
42,981
shares
|
$1.14 Million
0.0% of portfolio
|
Q1 2024
Added 16.58%
|
|
Harbor Capital Advisors, Inc.
|
May 13, 2024 Q1 2024 |
42,083
shares
|
$1.12 Million
0.14% of portfolio
|
Q1 2024
New holding
|
|
Wintrust Investments LLC
Chicago, IL |
May 09, 2024 Q1 2024 |
40,150
shares
|
$1.07 Million
0.09% of portfolio
|
Q1 2024
New holding
|
|
Oppenheimer & CO Inc
New York, NY |
May 06, 2024 Q1 2024 |
39,899
shares
|
$1.06 Million
0.02% of portfolio
|
Q1 2024
Reduced 1.86%
|
|
Cubist Systematic Strategies, LLC
Stamford, CT |
May 15, 2024 Q1 2024 |
37,647
shares
|
$1 Million
0.01% of portfolio
|
Q1 2024
New holding
|
|
Wells Fargo & Company
San Francisco, CA |
May 10, 2024 Q1 2024 |
37,570
shares
|
$998,610
0.0% of portfolio
|
Q1 2024
Reduced 20.69%
|
|
Cornerstone Wealth Management, LLC
|
Apr 19, 2024 Q1 2024 |
36,600
shares
|
$972,827
0.08% of portfolio
|
Q1 2024
Added 9.5%
|
|
Trexquant Investment LP
Stamford, CT |
May 14, 2024 Q1 2024 |
33,855
shares
|
$899,865
0.02% of portfolio
|
Q1 2024
New holding
|
|
Cambridge Investment Research Advisors, Inc.
|
Apr 24, 2024 Q1 2024 |
33,160
shares
|
$881,392
0.0% of portfolio
|
Q1 2024
Added 17.64%
|
|
Invesco Ltd.
Atlanta, GA |
May 14, 2024 Q1 2024 |
32,959
shares
|
$876,050
0.0% of portfolio
|
Q1 2024
Reduced 91.35%
|
|
Great West Life Assurance CO
Winnipeg, A2 |
May 13, 2024 Q1 2024 |
27,606
shares
|
$733,767
0.0% of portfolio
|
Q1 2024
Reduced 23.93%
|
|
Roosevelt Investment Group LLC
|
Oct 19, 2022 Q3 2022 |
25,580
shares
|
$679,916
0.03% of portfolio
|
Q3 2022
Reduced 1.45%
|
|
Envestnet Asset Management Inc
|
May 13, 2024 Q1 2024 |
25,419
shares
|
$675,637
0.0% of portfolio
|
Q1 2024
Reduced 20.36%
|
|
Virtus ETF Advisers LLC
New York, NY |
May 15, 2024 Q1 2024 |
25,319
shares
|
$672,979
0.35% of portfolio
|
Q1 2024
Added 31.61%
|
|
Sunbelt Securities, Inc.
Houston, TX |
Apr 15, 2024 Q1 2024 |
24,389
shares
|
$648,259
0.07% of portfolio
|
Q1 2024
Added 25.52%
|
|
All Season Financial Advisors, Inc.
|
Apr 17, 2024 Q1 2024 |
22,788
shares
|
$605,705
0.48% of portfolio
|
Q1 2024
Reduced 20.73%
|
|
Raymond James Trust N.A.
|
Apr 24, 2024 Q1 2024 |
22,544
shares
|
$599,219
0.01% of portfolio
|
Q1 2024
Added 30.13%
|
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
May 02, 2024 Q1 2024 |
20,473
shares
|
$544,172
0.02% of portfolio
|
Q1 2024
Added 0.22%
|
|
Ci Private Wealth, LLC
Miami, FL |
May 09, 2024 Q1 2024 |
20,342
shares
|
$540,690
0.0% of portfolio
|
Q1 2024
Reduced 18.56%
|
|
Connor, Clark & Lunn Investment Management Ltd.
|
May 09, 2024 Q1 2024 |
18,546
shares
|
$492,952
0.0% of portfolio
|
Q1 2024
Added 51.0%
|