Institutional Ownership Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC). We have compiled data on the 161 institutions that hold shares in the stock, with a total of 12 Million shares, which have been reported (via 13F filing form) to have a value of $254 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
First Republic Investment Management, Inc.
San Francisco, CA |
Nov 07, 2023 Q3 2023 |
45,990
shares
|
$977,287
0.0% of portfolio
|
Q1 2022
New holding
|
|
|
Mraz, Amerine & Associates, Inc.
|
Oct 23, 2024 Q3 2024 |
45,244
shares
|
$961,435
0.22% of portfolio
|
Q3 2024
Reduced 0.68%
|
|
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
Oct 25, 2024 Q3 2024 |
43,228
shares
|
$918,595
0.51% of portfolio
|
Q1 2023
Added 1.65%
|
|
|
Kestra Advisory Services, LLC
|
Nov 13, 2024 Q3 2024 |
42,385
shares
|
$900,681
0.01% of portfolio
|
Q3 2024
Added 3.23%
|
|
|
Great West Life Assurance CO
Winnipeg, A2 |
Nov 13, 2024 Q3 2024 |
37,612
shares
|
$799,255
0.0% of portfolio
|
Q3 2024
Added 33.51%
|
|
|
Cornerstone Wealth Management, LLC
|
Oct 16, 2024 Q3 2024 |
37,609
shares
|
$799,191
0.07% of portfolio
|
Q3 2024
Reduced 0.39%
|
|
|
Global Retirement Partners, LLC
|
Oct 16, 2024 Q3 2024 |
36,529
shares
|
$776,241
0.03% of portfolio
|
Q3 2024
Reduced 6.61%
|
|
|
Cetera Investment Advisers
Schaumburg, IL |
Nov 13, 2024 Q3 2024 |
34,201
shares
|
$726,771
0.0% of portfolio
|
Q3 2024
Reduced 4.66%
|
|
|
Cambridge Investment Research Advisors, Inc.
|
Oct 28, 2024 Q3 2024 |
31,300
shares
|
$665,125
0.0% of portfolio
|
Q3 2024
Added 7.5%
|
|
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
Nov 14, 2024 Q3 2024 |
31,000
shares
|
$658,750
0.01% of portfolio
|
Q3 2024
Reduced 0.2%
|
|
|
Wells Fargo & Company
San Francisco, CA |
Nov 13, 2024 Q3 2024 |
27,974
shares
|
$594,447
0.0% of portfolio
|
Q3 2024
Reduced 17.43%
|
|
|
Cubist Systematic Strategies, LLC
Stamford, CT |
Nov 14, 2024 Q3 2024 |
26,598
shares
|
$565,207
0.0% of portfolio
|
Q3 2024
Added 44.08%
|
|
|
Group One Trading, L.P.
Chicago, IL |
Nov 14, 2024 Q3 2024 |
26,593
shares
|
$565,101
0.03% of portfolio
|
Q3 2024
Added 3103.98%
|
|
|
Virtus ETF Advisers LLC
New York, NY |
Nov 14, 2024 Q3 2024 |
26,353
shares
|
$560,001
0.32% of portfolio
|
Q3 2024
Reduced 11.64%
|
|
|
Roosevelt Investment Group LLC
|
Oct 19, 2022 Q3 2022 |
25,580
shares
|
$543,575
0.03% of portfolio
|
Q3 2022
Reduced 1.45%
|
|
|
Sunbelt Securities, Inc.
Houston, TX |
Nov 18, 2024 Q3 2024 |
24,413
shares
|
$518,776
0.07% of portfolio
|
Q3 2024
Added 0.05%
|
|
|
Northern Trust Corp
Chicago, IL |
Nov 13, 2024 Q3 2024 |
24,327
shares
|
$516,948
0.0% of portfolio
|
Q3 2024
New holding
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Nov 13, 2024 Q3 2024 |
23,066
shares
|
$490,152
0.0% of portfolio
|
Q3 2024
Added 3.09%
|
|
|
Raymond James Trust N.A.
|
Nov 12, 2024 Q3 2024 |
22,441
shares
|
$476,871
0.01% of portfolio
|
Q3 2024
Reduced 0.2%
|
|
|
Guggenheim Capital LLC
Chicago, IL |
Nov 13, 2024 Q3 2024 |
22,366
shares
|
$475,277
0.0% of portfolio
|
Q3 2024
Added 31.08%
|
|
|
All Season Financial Advisors, Inc.
|
Oct 18, 2024 Q3 2024 |
21,608
shares
|
$459,170
0.48% of portfolio
|
Q3 2024
Added 0.77%
|
|
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
Nov 04, 2024 Q3 2024 |
20,554
shares
|
$436,772
0.02% of portfolio
|
Q3 2024
Added 0.21%
|
|
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
Nov 13, 2024 Q3 2024 |
20,476
shares
|
$435,115
0.23% of portfolio
|
Q3 2024
Added 11.95%
|
|
|
Dearborn Partners LLC
|
Nov 06, 2024 Q3 2024 |
19,681
shares
|
$418,221
0.02% of portfolio
|
Q3 2024
Added 7.99%
|
|
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
Nov 14, 2024 Q3 2024 |
19,225
shares
|
$408,531
0.0% of portfolio
|
Q3 2024
New holding
|