Latest Institutional Sells of Capital Southwest Corp (CSWC)
This list provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 14, 2024
Q1 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-348K- 91.35% |
$8.12M - $8.93M
|
33K
$876K
|
|
Apr 09, 2024
Q1 2024
|
Melia Wealth LLC
Tulsa, OK |
SELL
|
- |
-310K- 45.47% |
$7.24M - $7.96M
|
372K
$9.89M
|
|
May 15, 2024
Q1 2024
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-113K- 14.41% |
$2.63M - $2.89M
|
669K
$17.8M
|
|
May 15, 2024
Q1 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-58.7K- 36.94% |
$1.37M - $1.51M
|
100K
$2.67M
|
|
May 10, 2024
Q1 2024
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-32.4K- 16.97% |
$756K - $832K
|
159K
$4.22M
|
|
May 15, 2024
Q1 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-22.2K- 22.43% |
$517K - $569K
|
76.7K
$2.04M
|
|
May 15, 2024
Q1 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-20.4K- 37.99% |
$476K - $523K
|
33.3K
$885K
|
|
May 06, 2024
Q1 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-20.2K- 62.67% |
$472K - $519K
|
12.1K
$320K
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-20K- 19.29% |
$467K - $513K
|
83.7K
$2.23M
|
|
May 15, 2024
Q1 2024
|
Moerus Capital Management LLC
New York, NY |
SELL
|
- |
-13.6K- 14.24% |
$318K - $350K
|
82.1K
$2.18M
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.8K- 20.69% |
$229K - $251K
|
37.6K
$999K
|
|
May 06, 2024
Q1 2024
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-9.24K- 35.1% |
$216K - $237K
|
17.1K
$454K
|
|
May 13, 2024
Q1 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-8.69K- 23.93% |
$203K - $223K
|
27.6K
$734K
|
|
Apr 17, 2024
Q1 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-7.92K- 3.2% |
$185K - $203K
|
239K
$6.36M
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-6.5K- 20.36% |
$152K - $167K
|
25.4K
$676K
|
|
Apr 17, 2024
Q1 2024
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-5.96K- 20.73% |
$139K - $153K
|
22.8K
$606K
|
|
May 09, 2024
Q1 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-4.64K- 18.56% |
$108K - $119K
|
20.3K
$541K
|
|
May 15, 2024
Q1 2024
|
First Manhattan CO
New York, NY |
SELL
|
- |
-3.17K- 0.84% |
$73.9K - $81.3K
|
373K
$9.92M
|
|
May 15, 2024
Q1 2024
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-2.89K- 5.78% |
$67.3K - $74.1K
|
47K
$1.25M
|
|
May 01, 2024
Q1 2024
|
Mckinley Capital Management LLC
|
SELL
|
- |
-2.1K- 1.71% |
$48.9K - $53.8K
|
120K
$3.2M
|
|
Apr 19, 2024
Q1 2024
|
Redmont Wealth Advisors LLC
Chicago, IL |
SELL
|
- |
-1.47K- 1.83% |
$34.2K - $37.6K
|
78.5K
$2.09M
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.33K- 2.0% |
$31K - $34.1K
|
65.1K
$1.73M
|
|
May 06, 2024
Q1 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-755- 1.86% |
$17.6K - $19.4K
|
39.9K
$1.06M
|
|
May 02, 2024
Q1 2024
|
Good Life Advisors, LLC
|
SELL
|
- |
-726- 6.43% |
$16.9K - $18.6K
|
10.6K
$281K
|
|
May 15, 2024
Q1 2024
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-556- 4.82% |
$13K - $14.3K
|
11K
$292K
|
|
May 07, 2024
Q1 2024
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-529- 6.18% |
$12.3K - $13.6K
|
8.03K
$213K
|
|
Apr 23, 2024
Q1 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-510- 48.99% |
$11.9K - $13.1K
|
531
$14.1K
|
|
May 13, 2024
Q1 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-330- 1.78% |
$7.7K - $8.47K
|
18.2K
$483K
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
SELL
|
- |
-164- 1.11% |
$3.83K - $4.21K
|
14.7K
$390K
|
|
Apr 30, 2024
Q1 2024
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-83- 4.17% |
$1.94K - $2.13K
|
1.91K
$50.7K
|
|
Apr 23, 2024
Q1 2024
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-22- 33.33% |
$513 - $565
|
44
$1.17K
|
|
Q4 2023 | |||||||
Feb 05, 2024
Q4 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-5.69K- 7.7% |
$118K - $137K
|
68.3K
$1.81M
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.43K- 9.49% |
$29.8K - $34.6K
|
13.7K
$363K
|
|
Feb 14, 2024
Q4 2023
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-1.07KClosed |
$22.3K - $25.9K
|
0
$0
|
|
Feb 15, 2024
Q4 2023
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-800- 4.88% |
$16.6K - $19.3K
|
15.6K
$415K
|
|
Jan 30, 2024
Q4 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-207- 7.69% |
$4.31K - $4.99K
|
2.48K
$66K
|
|
Q3 2023 | |||||||
Nov 13, 2023
Q3 2023
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
PUT |
-21.7K- 55.78% |
$430K - $500K
|
17.2K
$457K
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-4.65K- 34.54% |
$92.1K - $107K
|
8.8K
$234K
|
|
Nov 13, 2023
Q3 2023
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-4.1K- 11.13% |
$81.2K - $94.4K
|
32.7K
$870K
|
|
Oct 25, 2023
Q3 2023
|
Grace & White Inc
|
SELL
|
- |
-874- 0.49% |
$17.3K - $20.1K
|
177K
$4.69M
|
|
Q1 2023 | |||||||
May 15, 2023
Q1 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-28.9K- 73.18% |
$487K - $578K
|
10.6K
$281K
|
|
May 12, 2023
Q1 2023
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-22.6K- 68.88% |
$381K - $452K
|
10.2K
$271K
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-443- 22.41% |
$7.48K - $8.87K
|
1.53K
$40.8K
|
|
Q4 2022 | |||||||
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-642- 3.86% |
$10.7K - $12.6K
|
16K
$425K
|
|
Feb 03, 2023
Q4 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-72- 23.38% |
$1.2K - $1.42K
|
236
$6.27K
|
|
Q3 2022 | |||||||
May 14, 2024
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-82.1K- 86.76% |
$1.38M - $1.72M
|
12.5K
$333K
|
|
Nov 10, 2022
Q3 2022
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-12K- 50.49% |
$201K - $251K
|
11.7K
$312K
|
|
Oct 19, 2022
Q3 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-376- 1.45% |
$6.31K - $7.89K
|
25.6K
$680K
|
|
Q2 2022 | |||||||
Aug 11, 2022
Q2 2022
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-133KClosed |
$2.39M - $3.2M
|
0
$0
|
|
Aug 04, 2022
Q2 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-11.5KClosed |
$207K - $277K
|
0
$0
|