Latest Institutional Sells of Capital Southwest Corp (CSWC)
This list provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 20, 2022
Q2 2022
|
Walter & Keenan Wealth Management LLC
|
SELL
|
- |
-9KClosed |
$162K - $217K
|
0
$0
|
|
Aug 09, 2022
Q2 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2K- 99.9% |
$36K - $48.1K
|
2
$53.7
|
|
Jul 13, 2022
Q2 2022
|
Allworth Financial LP
|
SELL
|
- |
-500Closed |
$9K - $12K
|
0
$0
|
|
Q1 2022 | |||||||
May 13, 2022
Q1 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-65.3KClosed |
$1.51M - $1.72M
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-63.1KClosed |
$1.46M - $1.66M
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-12.1KClosed |
$279K - $319K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-9.65KClosed |
$223K - $254K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-2KClosed |
$46.2K - $52.7K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-597Closed |
$13.8K - $15.7K
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-212Closed |
$4.89K - $5.59K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 09, 2022
Q4 2021
|
Washington Trust CO
|
SELL
|
- |
-5.68KClosed |
$138K - $161K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.5KClosed |
$60.6K - $70.9K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-1.31KClosed |
$31.7K - $37.1K
|
0
$0
|
|
Feb 23, 2022
Q4 2021
|
Lake Point Wealth Management
|
SELL
|
- |
-100Closed |
$2.42K - $2.83K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-113KClosed |
$2.82M - $3.14M
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Norges Bank
Oslo, Q8 |
SELL
|
- |
-56.9KClosed |
$1.42M - $1.58M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-36.6KClosed |
$910K - $1.01M
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-182Closed |
$4.53K - $5.04K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-61Closed |
$1.52K - $1.69K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-36.2KClosed |
$811K - $1.01M
|
0
$0
|
|
Jul 21, 2021
Q2 2021
|
Centric Wealth Management
|
SELL
|
- |
-36KClosed |
$807K - $1M
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Ariel Investments, LLC
Chicago, IL |
SELL
|
- |
-30.9KClosed |
$693K - $862K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Delphi Management Inc /Ma/
Boston, MA |
SELL
|
- |
-28.9KClosed |
$648K - $806K
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-12.2KClosed |
$273K - $340K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-7.37KClosed |
$165K - $206K
|
0
$0
|
|
Q1 2021 | |||||||
May 17, 2021
Q1 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-38.1KClosed |
$671K - $855K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-11.4KClosed |
$201K - $256K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-10.5KClosed |
$185K - $236K
|
0
$0
|
|
Apr 16, 2021
Q1 2021
|
Country Trust Bank
|
SELL
|
- |
-644Closed |
$11.4K - $14.5K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-500Closed |
$8.82K - $11.2K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-58KClosed |
$750K - $1.03M
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-21.7KClosed |
$281K - $385K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-13KClosed |
$162K - $196K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-11.4KClosed |
$141K - $171K
|
0
$0
|
|
Oct 13, 2020
Q3 2020
|
First Financial Corp
|
SELL
|
- |
-250Closed |
$3.11K - $3.76K
|
0
$0
|
|
Nov 05, 2020
Q3 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-25Closed |
$311 - $376
|
0
$0
|
|
Q2 2020 | |||||||
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-3.03KClosed |
$27.3K - $48.1K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-2.18KClosed |
$19.6K - $34.5K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-200Closed |
$1.8K - $3.17K
|
0
$0
|
|
Q1 2020 | |||||||
May 13, 2020
Q1 2020
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-121KClosed |
$973K - $2.61M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-95.2KClosed |
$765K - $2.05M
|
0
$0
|
|
May 06, 2020
Q1 2020
|
Cavalier Investments, LLC
|
SELL
|
- |
-59.2KClosed |
$475K - $1.28M
|
0
$0
|
|
Apr 28, 2020
Q1 2020
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-2.4KClosed |
$19.3K - $51.7K
|
0
$0
|
|
Apr 17, 2020
Q1 2020
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-2K- 66.67% |
$16.1K - $43.1K
|
1K
$26.9K
|
|
Apr 17, 2020
Q1 2020
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-2KClosed |
$16.1K - $43.1K
|
0
$0
|
|
Apr 13, 2020
Q1 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.74KClosed |
$14K - $37.5K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-500Closed |
$4.01K - $10.8K
|
0
$0
|
|
May 01, 2020
Q1 2020
|
Gemmer Asset Management LLC
|
SELL
|
- |
-250Closed |
$2.01K - $5.39K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 11, 2020
Q4 2019
|
New England Private Wealth Advisors LLC
Wellesley, MA |
SELL
|
- |
-11KClosed |
$228K - $247K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-998Closed |
$20.7K - $22.4K
|
0
$0
|