Latest Institutional Sells of Capital Southwest Corp (CSWC)
This list provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 12, 2024
Q2 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-406K- 92.9% |
$9.91M - $11.1M
|
31.1K
$785K
|
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-48K- 79.84% |
$1.17M - $1.3M
|
12.1K
$306K
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-30.5K- 47.07% |
$744K - $830K
|
34.3K
$867K
|
|
Aug 14, 2024
Q2 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-20.7K- 20.69% |
$506K - $564K
|
79.5K
$2.01M
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-20.6K- 47.94% |
$503K - $561K
|
22.4K
$566K
|
|
Aug 14, 2024
Q2 2024
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-19.2K- 50.96% |
$468K - $522K
|
18.5K
$467K
|
|
Jul 19, 2024
Q2 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-18.9K- 22.53% |
$460K - $513K
|
64.9K
$1.64M
|
|
Aug 09, 2024
Q2 2024
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-13.8K- 14.23% |
$337K - $376K
|
83.3K
$2.11M
|
|
Aug 13, 2024
Q2 2024
|
First Manhattan CO
New York, NY |
SELL
|
- |
-13.3K- 3.56% |
$324K - $361K
|
360K
$9.1M
|
|
Aug 08, 2024
Q2 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-10.8K- 42.53% |
$264K - $294K
|
14.6K
$369K
|
|
Aug 14, 2024
Q2 2024
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-9.6K- 18.84% |
$234K - $261K
|
41.4K
$1.05M
|
|
Aug 22, 2024
Q2 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-9.52K- 20.98% |
$232K - $259K
|
35.9K
$907K
|
|
Jul 10, 2024
Q2 2024
|
Redmont Wealth Advisors LLC
Chicago, IL |
SELL
|
- |
-7.28K- 9.27% |
$177K - $198K
|
71.2K
$1.8M
|
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-7.12K- 55.22% |
$174K - $194K
|
5.77K
$146K
|
|
Aug 12, 2024
Q2 2024
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-6.64K- 8.4% |
$162K - $181K
|
72.5K
$1.83M
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-6.27K- 11.35% |
$153K - $171K
|
49K
$1.24M
|
|
Jul 19, 2024
Q2 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-6.16K- 2.57% |
$150K - $167K
|
233K
$5.9M
|
|
Aug 14, 2024
Q2 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.7K- 7.21% |
$115K - $128K
|
60.4K
$1.53M
|
|
Jul 26, 2024
Q2 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.05K- 12.2% |
$98.7K - $110K
|
29.1K
$736K
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.69K- 9.82% |
$90K - $100K
|
33.9K
$857K
|
|
Aug 13, 2024
Q2 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-3.49K- 17.16% |
$85.1K - $95K
|
16.9K
$426K
|
|
Jul 19, 2024
Q2 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.3K- 2.79% |
$80.4K - $89.6K
|
115K
$2.9M
|
|
Aug 14, 2024
Q2 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.81K- 6.39% |
$68.4K - $76.3K
|
41.1K
$1.04M
|
|
Jul 12, 2024
Q2 2024
|
Sanders Morris Harris LLC
|
SELL
|
- |
-2.74K- 0.42% |
$66.8K - $74.4K
|
641K
$16.2M
|
|
Aug 12, 2024
Q2 2024
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-2.47K- 0.38% |
$60.2K - $67.1K
|
641K
$16.2M
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.9K- 2.71% |
$46.4K - $51.8K
|
68.3K
$1.73M
|
|
Aug 12, 2024
Q2 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.67K- 25.62% |
$40.6K - $45.3K
|
4.84K
$122K
|
|
Aug 07, 2024
Q2 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.64K- 4.11% |
$40K - $44.6K
|
38.3K
$967K
|
|
Aug 01, 2024
Q2 2024
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-1.49K- 3.17% |
$36.4K - $40.6K
|
45.6K
$1.15M
|
|
Jul 23, 2024
Q2 2024
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-1.35K- 5.91% |
$32.8K - $36.6K
|
21.4K
$542K
|
|
Aug 12, 2024
Q2 2024
|
Smh Capital Advisors Inc
|
SELL
|
- |
-1.21K- 6.95% |
$29.4K - $32.8K
|
16.1K
$408K
|
|
Aug 02, 2024
Q2 2024
|
Larson Financial Group LLC
|
SELL
|
- |
-1.02K- 50.42% |
$24.8K - $27.7K
|
1K
$25.3K
|
|
Aug 09, 2024
Q2 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-1K- 64.52% |
$24.4K - $27.2K
|
550
$13.9K
|
|
Aug 13, 2024
Q2 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-978- 27.21% |
$23.9K - $26.6K
|
2.62K
$66.1K
|
|
Aug 14, 2024
Q2 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-924- 0.54% |
$22.5K - $25.1K
|
170K
$4.3M
|
|
Aug 09, 2024
Q2 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-556- 3.48% |
$13.6K - $15.1K
|
15.4K
$390K
|
|
Aug 12, 2024
Q2 2024
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-262- 3.38% |
$6.39K - $7.13K
|
7.49K
$189K
|
|
Aug 06, 2024
Q2 2024
|
Us Bancorp \De\
|
SELL
|
- |
-162- 1.1% |
$3.95K - $4.41K
|
14.5K
$367K
|
|
Aug 13, 2024
Q2 2024
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-144- 0.78% |
$3.51K - $3.92K
|
18.3K
$462K
|
|
Jul 09, 2024
Q2 2024
|
Cwm, LLC
|
SELL
|
- |
-60- 5.54% |
$1.46K - $1.63K
|
1.02K
$25.9K
|
|
Jul 25, 2024
Q2 2024
|
Raymond James Trust N.A.
|
SELL
|
- |
-57- 0.25% |
$1.39K - $1.55K
|
22.5K
$568K
|
|
Q1 2024 | |||||||
May 15, 2024
Q1 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-22.2K- 22.43% |
$517K - $569K
|
76.7K
$1.94M
|
|
May 15, 2024
Q1 2024
|
Moerus Capital Management LLC
New York, NY |
SELL
|
- |
-13.6K- 14.24% |
$318K - $350K
|
82.1K
$2.08M
|
|
May 02, 2024
Q1 2024
|
Good Life Advisors, LLC
|
SELL
|
- |
-726- 6.43% |
$16.9K - $18.6K
|
10.6K
$267K
|
|
May 15, 2024
Q1 2024
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-556- 4.82% |
$13K - $14.3K
|
11K
$278K
|
|
May 13, 2024
Q1 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-330- 1.78% |
$7.7K - $8.47K
|
18.2K
$460K
|
|
Apr 30, 2024
Q1 2024
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-83- 4.17% |
$1.94K - $2.13K
|
1.91K
$48.2K
|
|
Q4 2023 | |||||||
Feb 14, 2024
Q4 2023
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-1.07KClosed |
$22.3K - $25.9K
|
0
$0
|
|
Feb 15, 2024
Q4 2023
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-800- 4.88% |
$16.6K - $19.3K
|
15.6K
$394K
|
|
Jan 30, 2024
Q4 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-207- 7.69% |
$4.31K - $4.99K
|
2.48K
$62.8K
|