Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2024
Q3 2024
|
Hodges Capital Management Inc.
|
BUY
|
- |
5.68K+ 7.82% |
$134K - $154K
|
78.3K
$1.79M
|
|
|
Nov 15, 2024
Q3 2024
|
Barclays PLC
London, X0 |
BUY
|
- |
1.26K+ 1.69% |
$29.8K - $34.2K
|
76.1K
$1.74M
|
|
|
Nov 15, 2024
Q3 2024
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
342+ 112.5% |
$8.06K - $9.26K
|
646
$14.8K
|
|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
56.9K+ 124.25% |
$1.34M - $1.54M
|
103K
$2.35M
|
|
|
Nov 14, 2024
Q3 2024
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
14.5KNew |
$340K - $391K
|
14.5K
$331K
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-88K- 15.66% |
$2.07M - $2.38M
|
474K
$10.8M
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.3K- 49.69% |
$30.6K - $35.2K
|
1.32K
$30.1K
|
|
|
Nov 14, 2024
Q3 2024
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
5.75K+ 0.86% |
$135K - $156K
|
676K
$15.5M
|
|
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-87.7K- 11.72% |
$2.07M - $2.37M
|
661K
$15.1M
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-3.47K- 11.64% |
$81.8K - $94K
|
26.4K
$603K
|
|
|
Nov 14, 2024
Q3 2024
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-32K- 77.27% |
$753K - $865K
|
9.4K
$215K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-449- 3.67% |
$10.6K - $12.2K
|
11.8K
$269K
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
760+ 57.14% |
$17.9K - $20.6K
|
2.09K
$47.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
2.43K+ 23.34% |
$57.1K - $65.6K
|
12.8K
$293K
|
|
|
Nov 14, 2024
Q3 2024
|
Quarry LP
New York, NY |
BUY
|
- |
1.39KNew |
$32.8K - $37.7K
|
1.39K
$31.9K
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-5.82K- 1.72% |
$137K - $158K
|
332K
$7.61M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-5.04K- 8.11% |
$119K - $136K
|
57.1K
$1.31M
|
|
|
Nov 14, 2024
Q3 2024
|
First Manhattan CO
New York, NY |
SELL
|
- |
-53.2K- 14.77% |
$1.25M - $1.44M
|
307K
$7.02M
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.93K+ 6.19% |
$116K - $133K
|
84.5K
$1.93M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.76K+ 30.42% |
$41.4K - $47.5K
|
7.53K
$172K
|
|
|
Nov 14, 2024
Q3 2024
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-1.89K- 2.55% |
$44.6K - $51.2K
|
72.4K
$1.66M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-33.3K- 41.78% |
$785K - $901K
|
46.4K
$1.06M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
19.2KNew |
$453K - $520K
|
19.2K
$440K
|
|
|
Nov 14, 2024
Q3 2024
|
Vident Advisory, LLC
Alpharetta, GA |
BUY
|
- |
4.18K+ 40.22% |
$98.4K - $113K
|
14.6K
$333K
|
|
|
Nov 14, 2024
Q3 2024
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
8.14K+ 44.08% |
$192K - $220K
|
26.6K
$609K
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
3.9K+ 11.37% |
$91.9K - $106K
|
38.2K
$874K
|
|
|
Nov 14, 2024
Q3 2024
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-12.4K- 55.36% |
$292K - $336K
|
10K
$229K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.91K+ 3.16% |
$45K - $51.7K
|
62.4K
$1.43M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-713- 0.43% |
$16.8K - $19.3K
|
164K
$3.76M
|
|
|
Nov 14, 2024
Q3 2024
|
Nbt Bank N A
|
BUY
|
- |
1+ 3.7% |
$23.6 - $27.1
|
28
$641
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-1.56K- 21.91% |
$36.7K - $42.2K
|
5.56K
$127K
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-62- 0.2% |
$1.46K - $1.68K
|
31K
$709K
|
|
|
Nov 14, 2024
Q3 2024
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
25.8K+ 3103.98% |
$607K - $697K
|
26.6K
$608K
|
|
|
Nov 14, 2024
Q3 2024
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
72.7K+ 970.63% |
$1.71M - $1.97M
|
80.2K
$1.83M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.91K- 17.43% |
$139K - $160K
|
28K
$640K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.33K+ 3.23% |
$31.2K - $35.9K
|
42.4K
$970K
|
|
|
Nov 13, 2024
Q3 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-129- 2.59% |
$3.04K - $3.49K
|
4.85K
$111K
|
|
|
Nov 13, 2024
Q3 2024
|
Denali Advisors LLC
|
BUY
|
- |
125KNew |
$2.94M - $3.37M
|
125K
$2.85M
|
|
|
Nov 13, 2024
Q3 2024
|
Greenland Capital Management LP
New York, NY |
BUY
|
- |
8.2KNew |
$193K - $222K
|
8.2K
$188K
|
|
|
Nov 13, 2024
Q3 2024
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-18.3K- 59.12% |
$430K - $494K
|
12.6K
$289K
|
|
|
Nov 13, 2024
Q3 2024
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
2.19K+ 11.95% |
$51.5K - $59.1K
|
20.5K
$468K
|
|
|
Nov 13, 2024
Q3 2024
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-603- 24.28% |
$14.2K - $16.3K
|
1.88K
$43K
|
|
|
Nov 13, 2024
Q3 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
9.44K+ 33.51% |
$222K - $256K
|
37.6K
$861K
|
|
|
Nov 13, 2024
Q3 2024
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
11.9K+ 16.38% |
$280K - $321K
|
84.4K
$1.93M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
692+ 3.09% |
$16.3K - $18.7K
|
23.1K
$528K
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
913+ 166.0% |
$21.5K - $24.7K
|
1.46K
$33.5K
|
|
|
Nov 13, 2024
Q3 2024
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
9.39K+ 2.47% |
$221K - $254K
|
389K
$8.89M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.67K- 4.66% |
$39.4K - $45.2K
|
34.2K
$783K
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
369+ 2.28% |
$8.69K - $9.99K
|
16.6K
$379K
|
|
|
Nov 13, 2024
Q3 2024
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
20New |
$471 - $541
|
20
$458
|