Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 08, 2025
Q3 2025
|
Fcg Investment CO
Germantown, TN |
BUY
|
- |
19.3KNew |
$422K - $451K
|
19.3K
$399K
|
|
|
Oct 07, 2025
Q3 2025
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
650New |
$14.2K - $15.2K
|
650
$13.4K
|
|
|
Oct 07, 2025
Q3 2025
|
Union Bancaire Privee, Ubp Sa
Geneva 1, V8 |
SELL
|
- |
-5K- 34.85% |
$109K - $117K
|
9.35K
$193K
|
|
|
Oct 06, 2025
Q3 2025
|
Sanders Morris Harris LLC
|
SELL
|
- |
-21.7K- 1.56% |
$475K - $507K
|
1.37M
$28.3M
|
|
| Q2 2025 | |||||||
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.57K- 15.14% |
$82.3K - $103K
|
25.6K
$530K
|
|
|
Aug 27, 2025
Q2 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-208- 1.76% |
$3.74K - $4.67K
|
11.6K
$240K
|
|
|
Aug 19, 2025
Q2 2025
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
41.5K+ 82.05% |
$747K - $932K
|
92.2K
$1.9M
|
|
|
Aug 19, 2025
Q2 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
3.18KNew |
$57.1K - $71.3K
|
3.18K
$65.6K
|
|
|
Aug 18, 2025
Q2 2025
|
Hollencrest Capital Management
|
BUY
|
- |
180+ 2.62% |
$3.24K - $4.04K
|
7.06K
$146K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
67.6K+ 42.3% |
$1.22M - $1.52M
|
227K
$4.7M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
21.3K+ 50.96% |
$383K - $478K
|
63.1K
$1.3M
|
|
|
Aug 14, 2025
Q2 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-257K- 31.98% |
$4.62M - $5.76M
|
546K
$11.3M
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-17.5K- 96.48% |
$315K - $393K
|
639
$13.2K
|
|
|
Aug 14, 2025
Q2 2025
|
Quarry LP
New York, NY |
BUY
|
- |
2.36K+ 174.98% |
$42.5K - $53K
|
3.72K
$76.7K
|
|
|
Aug 14, 2025
Q2 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-44.9K- 17.42% |
$808K - $1.01M
|
213K
$4.39M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-33.6K- 54.51% |
$604K - $754K
|
28K
$579K
|
|
|
Aug 14, 2025
Q2 2025
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
10.6KNew |
$191K - $239K
|
10.6K
$220K
|
|
|
Aug 14, 2025
Q2 2025
|
Vpr Management LLC
Houston, TX |
BUY
|
- |
2.5KNew |
$45K - $56.1K
|
2.5K
$51.6K
|
|
|
Aug 14, 2025
Q2 2025
|
Fj Capital Management LLC
Mclean, VA |
SELL
|
- |
-5.01K- 12.51% |
$90.2K - $113K
|
35.1K
$724K
|
|
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
154K+ 176.04% |
$2.78M - $3.46M
|
242K
$5M
|
|
|
Aug 14, 2025
Q2 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
2.99K+ 3.52% |
$53.7K - $67K
|
87.8K
$1.81M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-16.4K- 43.76% |
$296K - $369K
|
21.1K
$437K
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-21.2K- 23.33% |
$380K - $475K
|
69.5K
$1.44M
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-37.3K- 4.67% |
$671K - $837K
|
761K
$15.7M
|
|
|
Aug 14, 2025
Q2 2025
|
State Street Corp
Boston, MA |
BUY
|
- |
34.9K+ 243.38% |
$628K - $783K
|
49.2K
$1.02M
|
|
|
Aug 14, 2025
Q2 2025
|
Sovereign'S Capital Management, LLC
Atlanta, GA |
BUY
|
- |
6.68K+ 9.49% |
$120K - $150K
|
77K
$1.59M
|
|
|
Aug 14, 2025
Q2 2025
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-173K- 73.19% |
$3.12M - $3.89M
|
63.5K
$1.31M
|
|
|
Aug 14, 2025
Q2 2025
|
Dearborn Partners LLC
|
SELL
|
- |
-2.64K- 14.31% |
$47.4K - $59.2K
|
15.8K
$326K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
486K+ 163.77% |
$8.75M - $10.9M
|
783K
$16.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Nebula Research & Development LLC
New York, NY |
BUY
|
- |
25.9KNew |
$466K - $581K
|
25.9K
$535K
|
|
|
Aug 14, 2025
Q2 2025
|
Drw Securities, LLC
Chicago, IL |
BUY
|
- |
14.9K+ 148.11% |
$268K - $335K
|
25K
$516K
|
|
|
Aug 14, 2025
Q2 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-31.4K- 3.09% |
$565K - $705K
|
984K
$20.3M
|
|
|
Aug 14, 2025
Q2 2025
|
Engineers Gate Manager LP
New York, NY |
BUY
|
- |
21.8K+ 111.26% |
$392K - $489K
|
41.4K
$854K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.32K+ 54.82% |
$77.7K - $96.9K
|
12.2K
$252K
|
|
|
Aug 14, 2025
Q2 2025
|
Van Eck Associates Corp
|
BUY
|
- |
180K+ 15.46% |
$3.24M - $4.05M
|
1.35M
$27.8M
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
79.9K+ 115.59% |
$1.44M - $1.79M
|
149K
$3.08M
|
|
|
Aug 14, 2025
Q2 2025
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-9.85K- 42.49% |
$177K - $221K
|
13.3K
$275K
|
|
|
Aug 14, 2025
Q2 2025
|
First Manhattan CO
New York, NY |
SELL
|
- |
-28.2K- 9.8% |
$506K - $632K
|
259K
$5.35M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.4K+ 102.28% |
$186K - $233K
|
20.5K
$423K
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
CALL |
26.6KNew |
$479K - $597K
|
26.6K
$549K
|
|
|
Aug 14, 2025
Q2 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-2K- 5.1% |
$36K - $44.9K
|
37.2K
$769K
|
|
|
Aug 14, 2025
Q2 2025
|
Vident Advisory, LLC
Alpharetta, GA |
BUY
|
- |
1.09K+ 6.06% |
$19.6K - $24.5K
|
19.1K
$394K
|
|
|
Aug 14, 2025
Q2 2025
|
Point72 Asia (Singapore) Pte. Ltd.
Singapore, U0 |
BUY
|
- |
1.89KNew |
$34.1K - $42.5K
|
1.89K
$39.1K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-14K- 4.66% |
$252K - $314K
|
287K
$5.92M
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.03K- 2.2% |
$18.6K - $23.2K
|
45.9K
$947K
|
|
|
Aug 14, 2025
Q2 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
2.77K+ 5.74% |
$49.9K - $62.2K
|
51K
$1.05M
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.86K+ 13307.14% |
$33.5K - $41.8K
|
1.88K
$38.8K
|
|
|
Aug 14, 2025
Q2 2025
|
Zuckerman Investment Group, LLC
Chicago, IL |
BUY
|
- |
33.4K+ 7.81% |
$600K - $748K
|
460K
$9.51M
|
|
|
Aug 14, 2025
Q2 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
56.4KNew |
$1.01M - $1.27M
|
56.4K
$1.16M
|
|
|
Aug 14, 2025
Q2 2025
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-2.27K- 6.73% |
$40.9K - $51K
|
31.5K
$650K
|
|