Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 18, 2025
Q2 2025
|
Union Bancaire Privee, Ubp Sa
Geneva 1, V8 |
BUY
|
- |
694+ 5.08% |
$12.5K - $15.6K
|
14.3K
$334K
|
|
|
Jul 17, 2025
Q2 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
86.2K+ 13.99% |
$1.55M - $1.93M
|
702K
$16.3M
|
|
|
Jul 16, 2025
Q2 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
849+ 51.96% |
$15.3K - $19.1K
|
2.48K
$57.7K
|
|
|
Jul 15, 2025
Q2 2025
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
497+ 94.13% |
$8.94K - $11.2K
|
1.03K
$23.8K
|
|
|
Jul 14, 2025
Q2 2025
|
Advisor Net Financial, Inc
|
SELL
|
- |
-308- 50.66% |
$5.54K - $6.91K
|
300
$6.98K
|
|
|
Jul 14, 2025
Q2 2025
|
Toth Financial Advisory Corp
|
SELL
|
- |
-70- 10.45% |
$1.26K - $1.57K
|
600
$14K
|
|
|
Jul 14, 2025
Q2 2025
|
Fortitude Family Office, LLC
Scottsdale, AZ |
BUY
|
- |
1.4KNew |
$25.2K - $31.4K
|
1.4K
$32.6K
|
|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3.28K+ 786.81% |
$59K - $73.6K
|
3.7K
$86K
|
|
|
Jul 11, 2025
Q2 2025
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-676- 1.62% |
$12.2K - $15.2K
|
41.1K
$954K
|
|
|
Jul 10, 2025
Q2 2025
|
Kingstone Capital Partners Texas, LLC
Frisco, TX |
BUY
|
- |
13.1MNew |
$235M - $294M
|
13.1M
$304M
|
|
|
Jul 09, 2025
Q2 2025
|
Epiq Partners, LLC
|
BUY
|
- |
11.4K+ 4.46% |
$205K - $256K
|
267K
$6.2M
|
|
|
Jul 07, 2025
Q2 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-217- 4.93% |
$3.9K - $4.87K
|
4.19K
$97.3K
|
|
|
Jul 01, 2025
Q2 2025
|
Confluence Investment Management LLC
|
BUY
|
- |
585+ 0.58% |
$10.5K - $13.1K
|
102K
$2.37M
|
|
| Q1 2025 | |||||||
|
May 16, 2025
Q1 2025
|
Northeast Financial Consultants Inc
Westport, CT |
BUY
|
- |
21.9KNew |
$474K - $521K
|
21.9K
$508K
|
|
|
May 15, 2025
Q1 2025
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-35.7K- 60.63% |
$774K - $850K
|
23.2K
$539K
|
|
|
May 15, 2025
Q1 2025
|
Sovereign'S Capital Management, LLC
Atlanta, GA |
BUY
|
- |
2.8K+ 4.14% |
$60.6K - $66.5K
|
70.4K
$1.64M
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
43.9K+ 247.98% |
$953K - $1.05M
|
61.6K
$1.43M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-53.7K- 25.13% |
$1.16M - $1.28M
|
160K
$3.72M
|
|
|
May 15, 2025
Q1 2025
|
Barclays PLC
London, X0 |
BUY
|
- |
76K+ 98.19% |
$1.65M - $1.81M
|
153K
$3.57M
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
SELL
|
- |
-17- 0.64% |
$369 - $405
|
2.66K
$61.8K
|
|
|
May 15, 2025
Q1 2025
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-39K- 30.78% |
$846K - $929K
|
87.7K
$2.04M
|
|
|
May 15, 2025
Q1 2025
|
Drw Securities, LLC
Chicago, IL |
BUY
|
- |
10.1KNew |
$218K - $240K
|
10.1K
$234K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.19K+ 13.43% |
$178K - $195K
|
69.1K
$1.61M
|
|
|
May 15, 2025
Q1 2025
|
Engineers Gate Manager LP
New York, NY |
BUY
|
- |
19.6KNew |
$425K - $466K
|
19.6K
$455K
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-971- 5.08% |
$21.1K - $23.1K
|
18.2K
$422K
|
|
|
May 15, 2025
Q1 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-50- 78.13% |
$1.08K - $1.19K
|
14
$326
|
|
|
May 15, 2025
Q1 2025
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
14.1K+ 2.1% |
$307K - $337K
|
687K
$16M
|
|
|
May 15, 2025
Q1 2025
|
State Street Corp
Boston, MA |
BUY
|
- |
14.3KNew |
$311K - $341K
|
14.3K
$333K
|
|
|
May 15, 2025
Q1 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
146K+ 142.72% |
$3.17M - $3.48M
|
249K
$5.78M
|
|
|
May 15, 2025
Q1 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
39.1K+ 19.8% |
$849K - $932K
|
237K
$5.5M
|
|
|
May 15, 2025
Q1 2025
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
33.8KNew |
$733K - $804K
|
33.8K
$785K
|
|
|
May 15, 2025
Q1 2025
|
Vident Advisory, LLC
Alpharetta, GA |
BUY
|
- |
7.58K+ 72.7% |
$164K - $180K
|
18K
$418K
|
|
|
May 15, 2025
Q1 2025
|
Van Eck Associates Corp
|
SELL
|
- |
-23.3K- 1.96% |
$505K - $554K
|
1.17M
$27.1M
|
|
|
May 15, 2025
Q1 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
13.3K+ 37.87% |
$287K - $316K
|
48.2K
$1.12M
|
|
|
May 15, 2025
Q1 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
4.78K+ 32.07% |
$104K - $114K
|
19.7K
$458K
|
|
|
May 15, 2025
Q1 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-198K- 19.78% |
$4.3M - $4.72M
|
803K
$18.7M
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
213K+ 177.12% |
$4.62M - $5.07M
|
333K
$7.75M
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
20.9K+ 41.06% |
$453K - $498K
|
71.8K
$1.67M
|
|
|
May 15, 2025
Q1 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
232K+ 89.99% |
$5.02M - $5.51M
|
489K
$11.4M
|
|
|
May 15, 2025
Q1 2025
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
14.5K+ 14.07% |
$315K - $345K
|
118K
$2.73M
|
|
|
May 15, 2025
Q1 2025
|
Voloridge Investment Management, LLC
Jupiter, FL |
BUY
|
- |
65.7KNew |
$1.43M - $1.56M
|
65.7K
$1.53M
|
|
|
May 15, 2025
Q1 2025
|
First Dallas Securities Inc.
|
BUY
|
- |
4.82K+ 7.18% |
$104K - $115K
|
71.9K
$1.67M
|
|
|
May 15, 2025
Q1 2025
|
Hodges Capital Management Inc.
|
BUY
|
- |
7+ 0.01% |
$152 - $167
|
91.8K
$2.13M
|
|
|
May 15, 2025
Q1 2025
|
Sciencast Management LP
|
BUY
|
- |
11.7KNew |
$254K - $278K
|
11.7K
$272K
|
|
|
May 15, 2025
Q1 2025
|
Caxton Associates LLP
London, |
BUY
|
- |
14.3KNew |
$309K - $339K
|
14.3K
$331K
|
|
|
May 15, 2025
Q1 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-76.1K- 74.84% |
$1.65M - $1.81M
|
25.6K
$595K
|
|
|
May 15, 2025
Q1 2025
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
54KNew |
$1.17M - $1.29M
|
54K
$1.26M
|
|
|
May 15, 2025
Q1 2025
|
Quarry LP
New York, NY |
SELL
|
- |
-775- 36.45% |
$16.8K - $18.5K
|
1.35K
$31.4K
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-978- 0.65% |
$21.2K - $23.3K
|
149K
$3.45M
|
|
|
May 15, 2025
Q1 2025
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
40.1KNew |
$869K - $954K
|
40.1K
$932K
|
|